Tradewinds Capital Management, Llc
- Regulatory AUM
- $727M
- Discretionary
- $727M
- Clients
- 2,238
- Avg AUM / client
- $325K
- Accounts
- 2,268
- Employees
- 10
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 2,028 | $242M | 33.2% |
| High net worth individuals | 196 | $483M | 66.4% |
| Charitable organizations | 5 | $1.0M | 0.14% |
| Corporations and other businesses | 9 | $1.8M | 0.25% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Bryant James Engebretson | Managing Member | CFP Chartered Financial Consultant | Mar 2008 (18y) | ≈ 56.25% – 100% via Tcm Bellingham, Llc |
| Kyle B Jackson | Owner | CFP Chartered Financial Consultant | Oct 2008 (18y) | ≈ 7.5% – 25% via Tcm Jackson |
| Donald Bradley Pence | Chief Compliance Officer | Jan 2024 (3y) | Less than 5% | |
| Azita L Simler | Registered representative | Nov 2019 (7y) | ||
| Christopher William Lang | Registered representative | CFA | Aug 2023 (3y) | |
| Samantha Louise Dickinson Mc Garrity | Registered representative | CFP | Aug 2023 (3y) | |
| Justin Salome Slagle | Registered representative | Nov 2023 (3y) | ||
| Amy Nicole Brown | Registered representative | Aug 2024 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Tcm Bellingham, Llc | Managing Member | Jan 2012 | A | 75% or more |
| Tcm Jackson | Owner | Jan 2023 | A | 10% – 25% |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Bryant James Engebretson: 75% – 100% of Tcm Bellingham, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Kyle B Jackson: 75% – 100% of Tcm Jackson × 10% – 25% direct ≈ 7.5% – 25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 898 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $658M (91% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗