AUMdb

Hollow Brook Wealth Management Llc

SEC-registered Wealth Manager · Mid-sized ($1B–$10B) CRD 145521 · SEC file 801-68599 · Katonah, NY · WWW.HBWMLLC.COM
☆ Save with Pro ADV data as of Mar 30, 2026
Regulatory AUM
$1.4B
Discretionary
$833M
Clients
603
Avg AUM / client
$2.3M
Accounts
603
Employees
18

AUM over time

$327M $1.7B
Mar 30, 2012 Mar 30, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026

Investments (13F portfolio — 70 positions, $391,951,239)

13F period Mar 31, 2026
#IssuerClassValueShares% of 13F% of AUM
1 World Gold Tr SPDR GLD MINIS $113,126,755 1,220,485 28.9% 8.27%
2 Dorchester Minerals L P COM UNIT $21,761,923 803,023 5.55% 1.59%
3 Berkshire Hathaway Inc Del CL B NEW $19,495,773 40,684 4.97% 1.43%
4 Microsoft Corp COM $11,222,444 30,317 2.86% 0.82%
5 Invesco Exchange Traded Fd T AEROSPACE DEFN $10,533,715 63,571 2.69% 0.77%
6 Alphabet Inc CAP STK CL A $9,863,020 34,299 2.52% 0.72%
7 Procter & Gamble Co COM $9,618,548 66,592 2.45% 0.7%
8 Select Sector Spdr Tr STATE STREET ENE $9,427,669 153,896 2.41% 0.69%
9 Johnson & Johnson COM $9,257,921 37,874 2.36% 0.68%
10 Apple Inc COM $9,058,273 35,692 2.31% 0.66%
11 Select Sector Spdr Tr STATE STREET UTI $8,843,370 192,708 2.26% 0.65%
12 Vaneck Etf Trust OIL SERVICES ETF $8,427,374 20,849 2.15% 0.62%
13 Exxon Mobil Corp COM $8,140,796 47,983 2.08% 0.6%
14 Constellation Energy Corp COM $7,820,117 28,003 2.0% 0.57%
15 Chevron Corporation COM $7,801,578 37,707 1.99% 0.57%
16 American Elec Pwr Co Inc COM $7,286,082 55,585 1.86% 0.53%
17 Quanta Svcs Inc COM $7,176,240 13,071 1.83% 0.52%
18 Asml Hldg Nv N Y REGISTRY SHS $6,013,739 4,553 1.53% 0.44%
19 Enterprise Prods Partners L COM $5,914,997 156,316 1.51% 0.43%
20 Spdr Gold Tr GOLD SHS $5,800,739 13,481 1.48% 0.42%
21 Standard Biotools Inc COM $5,197,153 5,653,381 1.33% 0.38%
22 Pfizer Inc COM $4,784,018 170,371 1.22% 0.35%
23 Walmart Inc COM $4,782,332 38,379 1.22% 0.35%
24 Spdr Index Shs Fds STATE STREET SPD $4,505,928 53,642 1.15% 0.33%
25 Sap Se SPON ADR $4,170,676 24,360 1.06% 0.31%

Top 25 of 70 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 90 $19.0M 1.39%
High net worth individuals 459 $1.3B 92.2%
Charitable organizations 24 $35.5M 2.59%
Corporations and other businesses 30 $51.8M 3.79%

People (3)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Nordberg, Edgar, Wayne Chairman Jan 1999 (28y) Less than 5%
Bazaar, Alan, Lee Ceo Jan 2014 (13y) 50% – 75%
Philip Ernst Richter President / Cco Jan 2014 (13y) 50% – 75%

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/30/2026 964 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • • Percentage of assets under management
  • • Fixed fees
  • • Performance-based fees

Services

  • • Financial planning services
  • • Portfolio management for individuals/small businesses
  • • Portfolio management for businesses/institutional clients
  • • Selection of other advisers
  • • Publication of periodicals or newsletters
  • • Educational seminars/workshops

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.

View current Form ADV (SEC/IAPD) ↗