Winthrop Capital Management, Llc
- Regulatory AUM
- $4.0B
- Discretionary
- $4.0B
- Clients
- 529
- Avg AUM / client
- $7.5M
- Accounts
- 832
- Employees
- 29
AUM over time
Annual snapshots from Form ADV filings · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 406 | $217M | 5.45% |
| High net worth individuals | 60 | $181M | 4.54% |
| Pooled investment vehicles (non-investment companies) | 1 | $185M | 4.66% |
| Pension and profit sharing plans | 10 | $62.6M | 1.58% |
| Charitable organizations | 7 | $9.3M | 0.24% |
| Insurance companies | 25 | $3.1B | 79.2% |
| Corporations and other businesses | 20 | $172M | 4.32% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gregory James Hahn | Managing Member And Chief Investment Officer | CFA | Oct 2007 (19y) | 75% or more |
| Adam C Coons | Portfolio Manager | CFA | Oct 2013 (13y) | Less than 5% |
| Horrey, James, Bryan | Chief Compliance Officer | Aug 2021 (5y) | Less than 5% | |
| Keith Hanson | Registered representative | CFA | Dec 2022 (4y) | |
| Freddy Lavric | Registered representative | CFA | Jun 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 1.27 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- State Street $2.2B (56% of AUM) Mar 2026
- Wells Fargo $900M (70% of AUM) Nov 2020
- Stifel, Nicolaus & Company, Incorporated $419M (11% of AUM) Mar 2026
- U.S. Bancorp Investments, Inc. $380M (10% of AUM) Jan 2025
- Charles Schwab & Co. $153M (12% of AUM) Nov 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗