Frontier Wealth Management, Llc
- Regulatory AUM
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- Discretionary
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- Clients
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- Avg AUM / client
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- Accounts
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- Employees
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AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Private funds (4)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $33.7M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Jones Credit Facility Fund, Llc | Securitized Asset Fund | Missouri | $12.0M | 79 |
| Frontier Five Elms Iii Lp | Private Equity Fund | Delaware | $11.3M | 73 |
| Frontier Five Elms Ii Lp | Private Equity Fund | Delaware | $10.5M | 99 |
| Fwe Equity Llc | Private Equity Fund | Kansas | $0 | 23 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Sharpline Converting, Inc. Salary Deferral 401(k) Plan Sharpline Converting, Inc. | 2024 | |
| Kansas Orthopaedic Center, P.A. 401(k) Plan Kansas Orthopaedic Center, P.A. | 2024 |
People (1)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Aaron Joseph Anson | Director Of Operations | Jan 2017 (10y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Fwe Class D Holdco Llc | Equity Investor | Mar 2018 | B | 25% – 50% of Frontier Wealth Enterprises, Llc (indirect) |
Undisclosed: 95% – 100% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (4, $33.7M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Jones Credit Facility Fund, Llc | Securitized Asset Fund | $12.0M | $100K | 79 |
| Frontier Five Elms Iii Lp | Private Equity Fund | $11.3M | $100K | 73 |
| Frontier Five Elms Ii Lp | Private Equity Fund | $10.5M | $100K | 99 |
| Fwe Equity Llc | Private Equity Fund | $0 | $50.0K | 23 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Sharpline Converting, Inc. Salary Deferral 401(k) Plan | Sharpline Converting, Inc. | 260 | $27.2M | 01/01/2024 |
| Kansas Orthopaedic Center, P.A. 401(k) Plan | Kansas Orthopaedic Center, P.A. | 162 | $27.0M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.18 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: FRONTIER ALLEGEDLY WILLFULLY VIOLATED SECTION 206(4) OF THE ADVISERS ACT AND RULE 206(4)-7 THEREUNDER AND FAILED REASONABLY TO SUPERVISE WITHIN THE MEANING OF SECTION 203(E)(6) OF THE ADVISERS ACT. Status: Final Sanction Detail: DISGORGEMENT OF $261,617 AND PREJUDGMENT INTEREST OF $47,095 Summary: BY SEPTEMBER 13, 2021 THE FIRM WILL HAVE PAID DISGORGEMENT OF $261,617, PREJUDGMENT INTEREST OF $47,095, AND A CIVIL MONEY PENALTY IN THE AMOUNT OF $350,000 TO THE SECURITIES AND EXCHANGE COMMISSION.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
Not reported.
Custody
Reported custodians
- TD Ameritrade $503M (12% of AUM) Aug 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗