Circle Wealth Management, Llc
- Regulatory AUM
- $14.1B
- Discretionary
- $9.5B
- Clients
- 380
- Avg AUM / client
- $37.0M
- Accounts
- 1,138
- Employees
- 23
AUM over time
Annual snapshots from Form ADV filings · as of Apr 08, 2026
Asset allocation (SMA assets by investment type)
as of Apr 08, 2026Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Investments (13F portfolio — 261 positions, $7,015,622,120)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Apple Inc | COM | $3,031,975,367 | 12,285,894 | 43.2% | 21.6% |
| 2 | Ishares Tr | CORE S&P500 ETF | $711,278,956 | 1,088,898 | 10.1% | 5.06% |
| 3 | Ishares Tr | RUS 1000 GRW ETF | $581,384,887 | 1,363,473 | 8.29% | 4.13% |
| 4 | Spdr S&P 500 Etf Tr | TR UNIT | $541,835,225 | 955,349 | 7.72% | 3.85% |
| 5 | Ishares Tr | CORE S&P MCP ETF | $309,766,539 | 4,587,095 | 4.42% | 2.2% |
| 6 | Ishares Tr | CORE S&P SCP ETF | $284,558,491 | 2,289,104 | 4.06% | 2.02% |
| 7 | Vanguard Index Fds | S&P 500 ETF SHS | $165,225,167 | 276,504 | 2.36% | 1.17% |
| 8 | Ishares Tr | RUS 1000 VAL ETF | $143,729,399 | 672,670 | 2.05% | 1.02% |
| 9 | Vanguard Index Fds | TOTAL STK MKT | $83,128,868 | 259,122 | 1.18% | 0.59% |
| 10 | Eli Lilly & Co | COM | $79,444,324 | 86,374 | 1.13% | 0.56% |
| 11 | Ishares Gold Tr | ISHARES NEW | $72,211,239 | 819,093 | 1.03% | 0.51% |
| 12 | Schwab Strategic Tr | US BRD MKT ETF | $66,169,551 | 2,636,237 | 0.94% | 0.47% |
| 13 | Amazon Com Inc | COM | $58,604,262 | 281,386 | 0.84% | 0.42% |
| 14 | Goldman Sachs Etf Tr | INDIA EQUITY ETF | $43,309,185 | 1,950,179 | 0.62% | 0.31% |
| 15 | Microsoft Corp | COM | $40,795,791 | 110,208 | 0.58% | 0.29% |
| 16 | Invesco Qqq Tr | UNIT SER 1 | $34,215,571 | 59,281 | 0.49% | 0.24% |
| 17 | Vanguard Index Fds | SMALL CP ETF | $30,798,125 | 117,586 | 0.44% | 0.22% |
| 18 | Vanguard World Fd | INF TECH ETF | $30,050,103 | 43,069 | 0.43% | 0.21% |
| 19 | Nike Inc | CL B | $29,447,218 | 557,501 | 0.42% | 0.21% |
| 20 | Alphabet Inc | CAP STK CL A | $29,286,567 | 101,845 | 0.42% | 0.21% |
| 21 | Ishares Tr | MSCI ACWI ETF | $27,551,266 | 199,113 | 0.39% | 0.2% |
| 22 | Starbucks Corp | COM | $26,677,662 | 297,775 | 0.38% | 0.19% |
| 23 | Ishares Tr | U.S. FIN SVC ETF | $24,404,664 | 294,600 | 0.35% | 0.17% |
| 24 | Alphabet Inc | CAP STK CL C | $22,736,351 | 79,259 | 0.32% | 0.16% |
| 25 | Jpmorgan Chase & Co. | COM | $22,032,449 | 74,900 | 0.31% | 0.16% |
Top 25 of 261 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 349 | $13.1B | 92.8% |
| Charitable organizations | 31 | $1.0B | 7.15% |
| Corporations and other businesses | Fewer than 5 clients | $7.0M | 0.05% |
People (13)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Maria Lourdes Kattan Chrin | Ceo/Managing Partner | Dec 2006 (20y) | ≈ 25% – 56.25% via Mlks, Llc | |
| Kristen Anne Breault | Chief Compliance Officer, Partner | Jun 2007 (19y) | 5% – 10% | |
| Kaplan, Ann, Frances | Member | Jan 2011 (16y) | GP / trustee / elected manager of Afk Ii Llc (indirect) | |
| John Robert Chrin | Member | CFP | Feb 2012 (15y) | 10% – 25% |
| Flath, Daniel, Michael | Member | Jan 2022 (5y) | 5% – 10% | |
| Theodore M Cambilis | Registered representative | CFP | Aug 2016 (10y) | |
| Lindsay Ann Cherashore | Registered representative | Apr 2017 (9y) | ||
| Connor Gerard Mullin | Registered representative | Nov 2024 (2y) | ||
| Hadley Fitz Simons Smith | Registered representative | Nov 2024 (2y) | ||
| Ted George Brown | Registered representative | Dec 2024 (2y) | ||
| Adam Paul Cornwall | Registered representative | Oct 2025 (1y) | ||
| Susan Deegan Feeley | Registered representative | Oct 2025 (1y) | ||
| Emilio Lincoln Egea | Registered representative | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Mlks, Llc | Member | Dec 2006 | A | 50% – 75% |
| Afk Ii Llc | Member | Jan 2011 | A | 10% – 25% |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Maria Lourdes Kattan Chrin: 50% – 75% of Mlks, Llc × 50% – 75% direct ≈ 25% – 56.25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/08/2026 | 966 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $6.7B (47% of AUM) Apr 2026
- Merrill Lynch $3.4B (51% of AUM) Apr 2023
- J.P. Morgan $1.8B (13% of AUM) Apr 2026
- The Bank Of Nova Scotia Trust Company $1.6B (13% of AUM) Sep 2025
- Citigroup Global Markets Inc. $882M (13% of AUM) Apr 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 08, 2026.
View current Form ADV (SEC/IAPD) ↗