L & S Advisors, Inc
- Regulatory AUM
- $1.2B
- Discretionary
- $1.2B
- Clients
- 1,093
- Avg AUM / client
- $1.1M
- Accounts
- 1,095
- Employees
- 15
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 26, 2026
Investments (13F portfolio — 233 positions, $794,873,341)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Spdr S&P 500 Etf | COM | $42,683,113 | 65,632 | 5.37% | 3.67% |
| 2 | Apple Inc | COM | $27,034,305 | 106,522 | 3.4% | 2.32% |
| 3 | Nvidia Corp | COM | $23,049,641 | 132,165 | 2.9% | 1.98% |
| 4 | Alphabet Inc A | COM | $19,396,324 | 67,451 | 2.44% | 1.67% |
| 5 | Amazon.Com Inc | COM | $14,516,107 | 69,698 | 1.83% | 1.25% |
| 6 | Broadcom Limited | COM | $14,093,646 | 45,535 | 1.77% | 1.21% |
| 7 | Merck & Co Inc | COM | $14,024,611 | 116,590 | 1.76% | 1.21% |
| 8 | Microsoft Corporation | COM | $13,510,953 | 36,499 | 1.7% | 1.16% |
| 9 | Meta Platforms Inc | COM | $13,368,879 | 23,367 | 1.68% | 1.15% |
| 10 | Eli Lilly & Company | COM | $13,039,385 | 14,177 | 1.64% | 1.12% |
| 11 | Dj Industrial Etf | COM | $12,652,241 | 27,315 | 1.59% | 1.09% |
| 12 | Johnson & Johnson | COM | $12,124,957 | 49,603 | 1.53% | 1.04% |
| 13 | Williams Companies Inc | COM | $12,121,727 | 166,553 | 1.53% | 1.04% |
| 14 | Eqt Corp Com | COM | $11,249,516 | 176,768 | 1.42% | 0.97% |
| 15 | Duke Energy Corp | COM | $11,247,615 | 85,899 | 1.42% | 0.97% |
| 16 | American Electric Power | COM | $10,906,642 | 83,206 | 1.37% | 0.94% |
| 17 | Taiwan Semiconductor | COM | $10,759,314 | 31,837 | 1.35% | 0.93% |
| 18 | Eaton Corp Plc | COM | $10,757,104 | 30,075 | 1.35% | 0.92% |
| 19 | Goldman Sachs | COM | $10,527,195 | 12,444 | 1.32% | 0.91% |
| 20 | Gilead Sciences Inc | COM | $10,488,289 | 75,255 | 1.32% | 0.9% |
| 21 | Caterpillar Inc | COM | $10,355,560 | 14,617 | 1.3% | 0.89% |
| 22 | Ge Vernova | COM | $8,813,671 | 10,097 | 1.11% | 0.76% |
| 23 | Cummins Inc | COM | $8,793,399 | 16,344 | 1.11% | 0.76% |
| 24 | Wal Mart Stores Inc | COM | $8,599,417 | 69,194 | 1.08% | 0.74% |
| 25 | Honeywell | COM | $8,515,228 | 37,673 | 1.07% | 0.73% |
Top 25 of 233 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 868 | $252M | 21.7% |
| High net worth individuals | 186 | $683M | 58.8% |
| Pension and profit sharing plans | Fewer than 5 clients | $3.7M | 0.32% |
| Charitable organizations | 13 | $100M | 8.62% |
| Corporations and other businesses | 26 | $124M | 10.6% |
People (13)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Ralph Raymond Scott | Executive Vice President, Cio, Trustee Of The The Scott Family Trust Dated July 27, 1987 | May 2006 (20y) | 25% – 50% | |
| Sy Richard Lippman | Ceo, Cfo, Trustee Of The Lippman Family Trust Dated January 18, 1996 | May 2006 (20y) | 25% – 50% | |
| Lippman, Helene, Brenda | Trustee Of The Lippman Family Trust Dated January 18, 1996 | Jul 2015 (11y) | 25% – 50% | |
| Scott, Phyllis, F. | Trustee Of The The Scott Family Trust Dated July 27, 1987 | Jul 2015 (11y) | 25% – 50% | |
| Jason Jay Scott | Chief Compliance Officer (Since 02/2020), General Counsel (Since 02/2023) | Aug 2018 (8y) | Less than 5% | |
| Ian Keoni Manongdo | Chief Operating Officer | May 2021 (5y) | Less than 5% | |
| Stephen Seong Seo | President | CFA | Feb 2023 (4y) | Less than 5% |
| Lin Chun Heather Liu | Registered representative | Jul 2008 (18y) | ||
| Leanne Kallstrom Sindell | Registered representative | Aug 2012 (14y) | ||
| Craig Eugene Weston | Registered representative | Apr 2016 (10y) | ||
| Debora Weston Nunez | Registered representative | Feb 2020 (6y) | ||
| Ofer Ben Menahem | Registered representative | Mar 2023 (3y) | ||
| Edlyn Coral Ruiz | Registered representative | Feb 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| The Scott Family Trust Dated July 27, 1987 | Shareholder | Jul 2015 | A | 25% – 50% |
| The Lippman Family Trust Dated January 18, 1996 | Shareholder | Jul 2015 | A | 25% – 50% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/26/2026 | 1020 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $587M (50% of AUM) Jun 2026
- Wells Fargo $284M (24% of AUM) Jun 2026
- National Financial Services (Fidelity) $244M (21% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 26, 2026.
View current Form ADV (SEC/IAPD) ↗