Navy Federal Investment Services, Llc
SEC-registered
Insurance-Affiliated · Mid-sized ($1B–$10B)
CRD 138459
· SEC file 801-68067
· Vienna, VA
· www.navyfederal.org
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ADV data as of May 19, 2026
- Regulatory AUM
- $2.1B
- Discretionary
- $0
- Clients
- 7,424
- Avg AUM / client
- $283K
- Accounts
- 8,783
- Employees
- 206
AUM over time
$184M
$2.1B
Dec 8, 2016
May 19, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of May 19, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 7,093 | $1.7B | 79.9% |
| High net worth individuals | 331 | $423M | 20.1% |
People (159)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mathu, Mathu Kimani | Avp Nffg Operations / Principal Operations Officer | Oct 2018 (8y) | Less than 5% | |
| Young, Diane | Chief Operating Officer | Aug 2020 (6y) | Less than 5% | |
| Rosson, Timothy David | Finop / Principal Finanacial Officer | Feb 2022 (5y) | Less than 5% | |
| Weisberg, Steven Leslie | Chief Compliance Officer / Vp Compliance, Legal & Risk | May 2024 (2y) | Less than 5% | |
| Anabelle L Lassiter | Registered representative | Jan 2017 (10y) | ||
| Brian Franklin | Registered representative | Chartered Financial Consultant | Jan 2017 (10y) | |
| David Matthew Wallin | Registered representative | Jan 2017 (10y) | ||
| Donald Orin Andrus | Registered representative | Jan 2017 (10y) | ||
| Emily Ann Mobley | Registered representative | Jan 2017 (10y) | ||
| Frank Agyei Gyesaw | Registered representative | Jan 2017 (10y) | ||
| Gil Patrick Matro | Registered representative | Jan 2017 (10y) | ||
| Hien Trong Truong | Registered representative | Jan 2017 (10y) | ||
| Hourieh Ghasripour | Registered representative | Jan 2017 (10y) | ||
| James A Barnes | Registered representative | CFP | Jan 2017 (10y) | |
| Jeffrey Ryan Powell | Registered representative | CFP | Jan 2017 (10y) | |
| Kari Kristen Foust | Registered representative | CFP | Jan 2017 (10y) | |
| Kathryn Cecilia Hill | Registered representative | Chartered Financial Consultant | Jan 2017 (10y) | |
| Kent Allen Johnson | Registered representative | Jan 2017 (10y) | ||
| Kent Eric Miller | Registered representative | Jan 2017 (10y) | ||
| Kevin Michael O'connor | Registered representative | Jan 2017 (10y) | ||
| Kevin Michael Reese | Registered representative | Chartered Financial Consultant | Jan 2017 (10y) | |
| Khoi Bao Ngoc Nguyen | Registered representative | Chartered Financial Consultant | Jan 2017 (10y) | |
| Mark S Estep | Registered representative | Jan 2017 (10y) | ||
| Matthew J Wiegele | Registered representative | Chartered Financial Consultant | Jan 2017 (10y) | |
| Meagan A Kim | Registered representative | CFP | Jan 2017 (10y) | |
| Monica Comer | Registered representative | Jan 2017 (10y) | ||
| Patrick Boyd Bryant | Registered representative | CFP | Jan 2017 (10y) | |
| Regina Ann Mayhew | Registered representative | Jan 2017 (10y) | ||
| Robin L Caldwell | Registered representative | Jan 2017 (10y) | ||
| Robin Melody Hue | Registered representative | Jan 2017 (10y) | ||
| Thomas Edward Leechin | Registered representative | Jan 2017 (10y) | ||
| Veston Valis Thompson | Registered representative | Jan 2017 (10y) | ||
| William Richard Bowman | Registered representative | Chartered Financial Consultant | Jan 2017 (10y) | |
| Zachary W Oleinik | Registered representative | Jan 2017 (10y) | ||
| Norine Correa | Registered representative | Chartered Financial Consultant | Jan 2017 (10y) | |
| William H Copeland | Registered representative | Apr 2017 (9y) | ||
| Mario Alonzo Trevino | Registered representative | Jul 2017 (9y) | ||
| Ashley Rae Boles | Registered representative | Aug 2017 (9y) | ||
| Curtis Clark Harris | Registered representative | Oct 2017 (9y) | ||
| Selena Marie Edrosa | Registered representative | Oct 2017 (9y) | ||
| David E Hammond | Registered representative | Nov 2017 (9y) | ||
| Tommy Burrell Davis | Registered representative | Dec 2017 (9y) | ||
| Tomeka Lasha Brown | Registered representative | CFP | Jan 2018 (9y) | |
| Sarah Anne Sealey | Registered representative | CFP | May 2018 (8y) | |
| Mark Ellis Crabtree | Registered representative | May 2018 (8y) | ||
| Lisa Aubel | Registered representative | Jul 2018 (8y) | ||
| Michael Tita | Registered representative | CFP | Jul 2018 (8y) | |
| Warren John Johnson | Registered representative | Chartered Financial Consultant | Sep 2018 (8y) | |
| John Bowers Mcconnell | Registered representative | Dec 2018 (8y) | ||
| Joseph Jackson Schultz | Registered representative | Feb 2019 (7y) | ||
| Tyler Wade Lovett | Registered representative | Apr 2019 (7y) | ||
| Matthew Tyler Storey | Registered representative | Aug 2019 (7y) | ||
| Diane Mc Donald Staples | Registered representative | Jan 2020 (7y) | ||
| Nicole T Petersen | Registered representative | Mar 2020 (6y) | ||
| Joshua Jorge Anthony Porras | Registered representative | Mar 2020 (6y) | ||
| Jeremy Daniel Fowler | Registered representative | Aug 2020 (6y) | ||
| Tilysha Mc Kenney Gleason | Registered representative | Aug 2020 (6y) | ||
| Adam Donald Cartwright | Registered representative | Chartered Financial Consultant | Jan 2021 (6y) | |
| Dominique Ayana Hopkins | Registered representative | Mar 2021 (5y) | ||
| Samantha Abigail Felger | Registered representative | Oct 2021 (5y) | ||
| Sabrina Prescott Lee | Registered representative | Oct 2021 (5y) | ||
| Ruddie Marques Powell | Registered representative | CFP | Jan 2022 (5y) | |
| Tina Renee Haines Anglin | Registered representative | Jan 2022 (5y) | ||
| Troy Spencer Schoonover | Registered representative | Mar 2022 (4y) | ||
| Milo A Park | Registered representative | Jun 2022 (4y) | ||
| Valerie Marie Vitale | Registered representative | Jul 2022 (4y) | ||
| Michael Ray Skibbe | Registered representative | Sep 2022 (4y) | ||
| Stephen Guy Widner | Registered representative | Oct 2022 (4y) | ||
| Bryan Daniel Etheridge | Registered representative | Oct 2022 (4y) | ||
| Christian Robert Early | Registered representative | Oct 2022 (4y) | ||
| William Michael Dale | Registered representative | CFP Chartered Financial Consultant | Oct 2022 (4y) | |
| Nicholas C Wilson | Registered representative | CFP | Jan 2023 (4y) | |
| Amy Renee Karsko | Registered representative | Feb 2023 (3y) | ||
| Justin Reed Taylor | Registered representative | Mar 2023 (3y) | ||
| Matthew K Waste | Registered representative | Mar 2023 (3y) | ||
| Aaron M Donaldson | Registered representative | Mar 2023 (3y) | ||
| Sabrina C Baker | Registered representative | May 2023 (3y) | ||
| Heather Rose Bitner | Registered representative | May 2023 (3y) | ||
| Vincent La Fata | Registered representative | Jun 2023 (3y) | ||
| Patrick Anthony Terrell | Registered representative | CFP | Jun 2023 (3y) | |
| Aenon Jaffa Wallace | Registered representative | Jul 2023 (3y) | ||
| Richard James Ruggieri | Registered representative | Aug 2023 (3y) | ||
| Matthew Bruce Aitchison | Registered representative | Aug 2023 (3y) | ||
| Eunnice Nino | Registered representative | Sep 2023 (3y) | ||
| Joi Kameryn Morrison | Registered representative | Oct 2023 (3y) | ||
| Thomas Joseph Crafa | Registered representative | CFP Chartered Financial Consultant | Jan 2024 (3y) | |
| Matthew Joseph Sahagian | Registered representative | Feb 2024 (2y) | ||
| Patrick Jackson | Registered representative | Feb 2024 (2y) | ||
| Tempeste Joi Wallace Hernandez | Registered representative | Feb 2024 (2y) | ||
| Orlando Jose Sthory | Registered representative | Apr 2024 (2y) | ||
| Ryan Stephen Selmeci | Registered representative | Apr 2024 (2y) | ||
| Thomas Natale Cannistra | Registered representative | Apr 2024 (2y) | ||
| Michael Shane Wooten | Registered representative | CFP Chartered Financial Consultant | May 2024 (2y) | |
| Alex Brumback | Registered representative | May 2024 (2y) | ||
| Jake Hunter Steffen | Registered representative | May 2024 (2y) | ||
| Kellie L Johnson | Registered representative | Jun 2024 (2y) | ||
| Christian Brando Prioretti | Registered representative | Jul 2024 (2y) | ||
| Bruce V Horng | Registered representative | Aug 2024 (2y) | ||
| Max Lionel Molina | Registered representative | Sep 2024 (2y) | ||
| Robert Gary Wilson | Registered representative | Sep 2024 (2y) | ||
| Norbert Joseph Karczewski | Registered representative | CFP Chartered Financial Consultant | Sep 2024 (2y) | |
| Steven James Vasquez | Registered representative | Sep 2024 (2y) | ||
| Kevin Bernard Bowman | Registered representative | Sep 2024 (2y) | ||
| Leviticus Brown | Registered representative | Sep 2024 (2y) | ||
| Xiomara Elizabeth Diaz | Registered representative | Oct 2024 (2y) | ||
| Faress Alakwaa | Registered representative | Oct 2024 (2y) | ||
| Andrew Eric Jurnovoy | Registered representative | Dec 2024 (2y) | ||
| Richard Jaime Garcia | Registered representative | Jan 2025 (2y) | ||
| Richard William Horner | Registered representative | Jan 2025 (2y) | ||
| Andre Vincent Somerset Alexander | Registered representative | Jan 2025 (2y) | ||
| Corey Amanda Truss | Registered representative | Feb 2025 (1y) | ||
| Jose Angel Robles | Registered representative | Feb 2025 (1y) | ||
| Brandon Herbert Baum | Registered representative | Apr 2025 (1y) | ||
| Norberto Mauricio Carmona | Registered representative | May 2025 (1y) | ||
| Brian Zachary Evans | Registered representative | Jun 2025 (1y) | ||
| James R Jackson | Registered representative | Jun 2025 (1y) | ||
| Michaela Belle Hintz | Registered representative | Jun 2025 (1y) | ||
| Monaye C Nelson Morgan | Registered representative | Jun 2025 (1y) | ||
| Shreeva Aylor | Registered representative | Jun 2025 (1y) | ||
| Alicia Genise Fouser | Registered representative | Jun 2025 (1y) | ||
| Langley H Holley | Registered representative | Jul 2025 (1y) | ||
| Todd L Phillips | Registered representative | Jul 2025 (1y) | ||
| Thomas Andrew Toth | Registered representative | Jul 2025 (1y) | ||
| Sofia Viotto Biggs | Registered representative | Jul 2025 (1y) | ||
| Jay P Curtis | Registered representative | Aug 2025 (1y) | ||
| Travis Ryan Dixon | Registered representative | Aug 2025 (1y) | ||
| Jeffrey B Fleuriot | Registered representative | Sep 2025 (1y) | ||
| Spencer H Adkisson | Registered representative | Sep 2025 (1y) | ||
| Michael Bayard Des Camp | Registered representative | Sep 2025 (1y) | ||
| Teresa E King | Registered representative | Oct 2025 (1y) | ||
| Sijal Chudal | Registered representative | Oct 2025 (1y) | ||
| Carlos Frederico Coutinho Maia | Registered representative | Oct 2025 (1y) | ||
| Christopher L Albonetti | Registered representative | Oct 2025 (1y) | ||
| Jacob Tyler Benson | Registered representative | Oct 2025 (1y) | ||
| Patricia Osuna Flores | Registered representative | Nov 2025 (1y) | ||
| Michael Takazono | Registered representative | Nov 2025 (1y) | ||
| Adam Mastin | Registered representative | Nov 2025 (1y) | ||
| Cole Luther | Registered representative | Dec 2025 (1y) | ||
| Evan Mitchell Stambaugh | Registered representative | Dec 2025 (1y) | ||
| Frank Gutierrez | Registered representative | Jan 2026 (1y) | ||
| Jon Fredrick Murdock | Registered representative | Jan 2026 (1y) | ||
| Michael Audley Hay | Registered representative | CFP | Jan 2026 (1y) | |
| Linda Nana Mmera | Registered representative | Jan 2026 (1y) | ||
| Andrea Lynn Mack | Registered representative | Chartered Financial Consultant | Jan 2026 (1y) | |
| Cristina Elizabeth Hughes | Registered representative | Jan 2026 (1y) | ||
| Arturo Pulido | Registered representative | Feb 2026 (0y) | ||
| Steven Robert Ludwig | Registered representative | Apr 2026 (0y) | ||
| Allen E. Osterloh | Registered representative | Apr 2026 (0y) | ||
| April Elizabeth Pantaleon | Registered representative | Apr 2026 (0y) | ||
| Enthony Roger Silva | Registered representative | Apr 2026 (0y) | ||
| Gregory Edward Rivas | Registered representative | Apr 2026 (0y) | ||
| Natan Mc Kenzie | Registered representative | Apr 2026 (0y) | ||
| Taran Jordan Burrell | Registered representative | Apr 2026 (0y) | ||
| Britton London | Registered representative | May 2026 (0y) | ||
| Alyssa Schuster | Registered representative | May 2026 (0y) | ||
| Evan Taejin Chung | Registered representative | May 2026 (0y) | ||
| Elijah Hawkes | Registered representative | May 2026 (0y) | ||
| Irena V Davydova Forquer | Registered representative | Jun 2026 (0y) | ||
| Luke Corliss Hinkle | Registered representative | CFP | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Navy Federal Financial Group | Owner | Sep 2005 | A | 75% or more |
| Navy Federal Credit Union | Owner | Sep 2005 | B | ≈ 56.25% – 100% via Navy Federal Financial Group |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Navy Federal Credit Union: 75% – 100% of Navy Federal Financial Group × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/19/2026 | 996 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Pershing $364M (17% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 19, 2026.
View current Form ADV (SEC/IAPD) ↗