Brookstone Wealth Advisors, Llc
SEC-registered
Investment Adviser · Boutique (under $100M)
CRD 137658
· SEC file 801-67628
· Wheaton, IL
· retirementwealthseminar.com
☆ Save with Pro
ADV data as of Mar 02, 2026
- Regulatory AUM
- $0
- Discretionary
- $0
- Clients
- 0
- Avg AUM / client
- —
- Accounts
- 0
- Employees
- 247
AUM over time
$0
$2.2B
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 02, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|
People (255)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Joel Gerald Vanwoerkom | Vp Of Operations | Aug 2010 (16y) | Less than 5% | |
| Jason Michael Crump | Vp, Relationship Manager | Apr 2015 (11y) | Less than 5% | |
| Nadim "Dean" Zayed | Chief Executive Officer | CFP | Jul 2020 (6y) | Less than 5% |
| Ronconi, Darryl, Desmond | President And Chief Operating Officer | Jul 2020 (6y) | Less than 5% | |
| Matthew Lee Lovett | Chief Compliance Officer | Jun 2021 (5y) | Less than 5% | |
| Mark William Diorio | Chief Investment Officer | CFA | Sep 2021 (5y) | Less than 5% |
| Jason William Bergey | Registered representative | Oct 2013 (13y) | ||
| Eric Eugene Kearney | Registered representative | Nov 2013 (13y) | ||
| Thomas Rudolph Fortino | Registered representative | Mar 2014 (12y) | ||
| Wesley Michael White | Registered representative | Mar 2014 (12y) | ||
| Bryan Michael Uselding | Registered representative | Apr 2014 (12y) | ||
| Brian Dale Ditton | Registered representative | May 2014 (12y) | ||
| Garret B Ward | Registered representative | May 2014 (12y) | ||
| Michael Ryan Kren | Registered representative | Jun 2014 (12y) | ||
| Richard Francis Milella | Registered representative | Chartered Financial Consultant | Jun 2014 (12y) | |
| Ashod Garabed Toumayants | Registered representative | Jul 2014 (12y) | ||
| David John Gagnon | Registered representative | Jul 2014 (12y) | ||
| Christopher Alan Hammond | Registered representative | Aug 2014 (12y) | ||
| Anthony Kayode Adenikinju | Registered representative | Aug 2014 (12y) | ||
| Keith Brian Lavender | Registered representative | Sep 2014 (12y) | ||
| Ryan Clifford Marston | Registered representative | Oct 2014 (12y) | ||
| Bryan Joseph Bentley | Registered representative | Oct 2014 (12y) | ||
| Frederick Smids | Registered representative | Oct 2014 (12y) | ||
| Frank Carlo Marano | Registered representative | Dec 2014 (12y) | ||
| John Christopher Conley | Registered representative | Dec 2014 (12y) | ||
| Lies Angela Rusticus | Registered representative | Dec 2014 (12y) | ||
| Steven Douglas Feeken | Registered representative | Mar 2015 (11y) | ||
| Christopher John Letendre | Registered representative | Apr 2015 (11y) | ||
| Ronald Bradford Cook | Registered representative | Apr 2015 (11y) | ||
| Jonathan Vance Greeson | Registered representative | CFP | Jun 2015 (11y) | |
| Jeremiah Joel Smith | Registered representative | CFP | Aug 2015 (11y) | |
| John Martini Jansen | Registered representative | Sep 2015 (11y) | ||
| Robert Michael Lester | Registered representative | Oct 2015 (11y) | ||
| Aaron Michael Hail | Registered representative | CFP | Oct 2015 (11y) | |
| John William Newell | Registered representative | Dec 2015 (11y) | ||
| Kevin Gerard Madden | Registered representative | Dec 2015 (11y) | ||
| Benjamin G Kochera | Registered representative | Feb 2016 (10y) | ||
| James David Hairford | Registered representative | Feb 2016 (10y) | ||
| Erick J Arnett | Registered representative | Mar 2016 (10y) | ||
| Eric Paul Nimmer | Registered representative | Apr 2016 (10y) | ||
| Gina Camille Wells | Registered representative | Chartered Financial Consultant | May 2016 (10y) | |
| Miles Wesley Costin | Registered representative | May 2016 (10y) | ||
| Steven Eugene Boyer | Registered representative | Jun 2016 (10y) | ||
| Kenneth John Davis | Registered representative | Jul 2016 (10y) | ||
| Kevin Randall Eugene Berry | Registered representative | Jul 2016 (10y) | ||
| John J Browne | Registered representative | Aug 2016 (10y) | ||
| Eli Mizrahi | Registered representative | Sep 2016 (10y) | ||
| Donald T Murphy | Registered representative | Oct 2016 (10y) | ||
| Gary Richard Loduca | Registered representative | CFP Chartered Financial Consultant | Mar 2017 (9y) | |
| Francis Joseph Castro Kelly | Registered representative | Apr 2017 (9y) | ||
| Amy Blair Lawson | Registered representative | May 2017 (9y) | ||
| Michael Abner Kalisch | Registered representative | CFP | May 2017 (9y) | |
| Thomas Scott Zickau | Registered representative | Jun 2017 (9y) | ||
| Barbara Jean Swiatek | Registered representative | Jul 2017 (9y) | ||
| Joseph Steven Durbin | Registered representative | Dec 2017 (9y) | ||
| Leon Andre Simoneau | Registered representative | Jan 2018 (9y) | ||
| Scott A. Sandefur | Registered representative | Feb 2018 (9y) | ||
| Christopher Marte Hoffman | Registered representative | Apr 2018 (8y) | ||
| Austin Taylor Kobilka | Registered representative | Jun 2018 (8y) | ||
| Russell Frederick Hackmann | Registered representative | CFA | Jul 2018 (8y) | |
| Christopher Kyle Allyn | Registered representative | Jul 2018 (8y) | ||
| Mark Jeffrey Orr | Registered representative | CFP | Aug 2018 (8y) | |
| Collin Daniel Macomber | Registered representative | Aug 2018 (8y) | ||
| Curtis Gordon Macomber | Registered representative | Aug 2018 (8y) | ||
| John Henry Repass | Registered representative | Aug 2018 (8y) | ||
| Eric Chandler Johnson | Registered representative | Aug 2018 (8y) | ||
| Yolanda Lynn Smids | Registered representative | Sep 2018 (8y) | ||
| Robert Shawn Rogers | Registered representative | Oct 2018 (8y) | ||
| Gregory Allen Korn | Registered representative | CFP | Mar 2019 (7y) | |
| Michael Mark Mcgregor | Registered representative | Mar 2019 (7y) | ||
| Joshua B. Hipp | Registered representative | Mar 2019 (7y) | ||
| Nicholas Ralph Camp | Registered representative | CFP | Apr 2019 (7y) | |
| Alexis Nicole Vasquez | Registered representative | Apr 2019 (7y) | ||
| James Herbert Bailey | Registered representative | Apr 2019 (7y) | ||
| William Rhett Roberson | Registered representative | May 2019 (7y) | ||
| Nicholas Mark Bunio | Registered representative | CFP | Jun 2019 (7y) | |
| Gary Burgess Dunne | Registered representative | Jul 2019 (7y) | ||
| Alan Stuart Fried | Registered representative | Jul 2019 (7y) | ||
| Leslie Catherine Verkuilen | Registered representative | Aug 2019 (7y) | ||
| Lonnie Wayne Hood | Registered representative | Aug 2019 (7y) | ||
| Garret H Rees | Registered representative | Aug 2019 (7y) | ||
| Jessica Lynn Burch | Registered representative | CFP | Sep 2019 (7y) | |
| Cheryl Lavonne Daugherty | Registered representative | Sep 2019 (7y) | ||
| Phillip Chad Castle | Registered representative | Sep 2019 (7y) | ||
| Kevin Todd Clark | Registered representative | Chartered Financial Consultant | Nov 2019 (7y) | |
| James Hartman Andersen | Registered representative | Dec 2019 (7y) | ||
| Lisa Ann Anthony | Registered representative | Jan 2020 (7y) | ||
| Gregory John Gall | Registered representative | Chartered Financial Consultant | Jan 2020 (7y) | |
| Sean Allen Robertson | Registered representative | Feb 2020 (6y) | ||
| Willis Don Heslep | Registered representative | Feb 2020 (6y) | ||
| Ronald Anthony Sneller | Registered representative | Jul 2020 (6y) | ||
| Jason Blair Chandler | Registered representative | Jul 2020 (6y) | ||
| Carl David Woolston | Registered representative | Nov 2020 (6y) | ||
| Nicholas Carmen Leone | Registered representative | Nov 2020 (6y) | ||
| Dwayne Anthony Burnell | Registered representative | Dec 2020 (6y) | ||
| Karyn Michelle Rowe | Registered representative | Aug 2021 (5y) | ||
| Andrea Doss Ashley | Registered representative | Aug 2021 (5y) | ||
| Patrick John Connolly | Registered representative | Oct 2021 (5y) | ||
| Anita Louise Lester | Registered representative | Oct 2021 (5y) | ||
| John Forrest Young | Registered representative | Nov 2021 (5y) | ||
| Jonathon Vasquez | Registered representative | Jan 2022 (5y) | ||
| Stephen Joseph Agrista | Registered representative | Jan 2022 (5y) | ||
| Jason Lee Karl Beckett | Registered representative | Feb 2022 (4y) | ||
| Nathan Maurice Smit | Registered representative | Feb 2022 (4y) | ||
| Barbara Stroup Stewart | Registered representative | CFP | Mar 2022 (4y) | |
| Allan Curtis Parlier | Registered representative | Mar 2022 (4y) | ||
| Mark Willis | Registered representative | Apr 2022 (4y) | ||
| Michael Carl Gustaf Hedstrom | Registered representative | Apr 2022 (4y) | ||
| Vernon Albert Hargrave | Registered representative | Apr 2022 (4y) | ||
| Anthony Joseph Carrao | Registered representative | Apr 2022 (4y) | ||
| Frank E Hicks | Registered representative | Apr 2022 (4y) | ||
| Christopher Keith Cummings | Registered representative | May 2022 (4y) | ||
| Clare Louise Boerschlein Hare | Registered representative | May 2022 (4y) | ||
| Woodrow D Bowling | Registered representative | May 2022 (4y) | ||
| Michael R Baker | Registered representative | May 2022 (4y) | ||
| Kimberly Eileen Tu | Registered representative | Jun 2022 (4y) | ||
| Jonn Thomas Mason | Registered representative | Jun 2022 (4y) | ||
| Kevin Jay Thompson | Registered representative | Jun 2022 (4y) | ||
| Tyler Adam Christenson | Registered representative | Jun 2022 (4y) | ||
| William Stephen Glover | Registered representative | Jul 2022 (4y) | ||
| Jeremy Guy Hudson | Registered representative | Sep 2022 (4y) | ||
| Steven Lee Floyd | Registered representative | Dec 2022 (4y) | ||
| Nicole Lea Ayers | Registered representative | Jan 2023 (4y) | ||
| Clifford Wayne Carter | Registered representative | Jan 2023 (4y) | ||
| Brian Edward Green | Registered representative | Feb 2023 (3y) | ||
| Terri Lynn Collymore | Registered representative | Feb 2023 (3y) | ||
| Aaron David Cantley | Registered representative | Feb 2023 (3y) | ||
| Kasey Allen Byrd | Registered representative | Mar 2023 (3y) | ||
| Michael Scott Hodson | Registered representative | Mar 2023 (3y) | ||
| David Louis Messing | Registered representative | Mar 2023 (3y) | ||
| Julie Marie Cunningham | Registered representative | Mar 2023 (3y) | ||
| Mark Alan Squires | Registered representative | Mar 2023 (3y) | ||
| Jonathan B Erwin | Registered representative | Apr 2023 (3y) | ||
| Brooke Spedale | Registered representative | Apr 2023 (3y) | ||
| Alan Henry Smith | Registered representative | Chartered Financial Consultant | May 2023 (3y) | |
| William Porti | Registered representative | May 2023 (3y) | ||
| Dylan Schroeder | Registered representative | Jun 2023 (3y) | ||
| Kevin Dale O'brien | Registered representative | Jun 2023 (3y) | ||
| David Doron Mehler | Registered representative | Jun 2023 (3y) | ||
| Michael Shane Wayland | Registered representative | Jun 2023 (3y) | ||
| George Richard Repasky | Registered representative | Jun 2023 (3y) | ||
| Michael Alfred Morgan | Registered representative | Chartered Financial Consultant | Jul 2023 (3y) | |
| Miles F Smith | Registered representative | Jul 2023 (3y) | ||
| Rica Nicolescu | Registered representative | Aug 2023 (3y) | ||
| Peter Anthony Nelson | Registered representative | Sep 2023 (3y) | ||
| Michael Ybarra Rojas | Registered representative | Oct 2023 (3y) | ||
| Stuart Douglas Seegmiller | Registered representative | Oct 2023 (3y) | ||
| William Christopher Arnold | Registered representative | Nov 2023 (3y) | ||
| Andy Mitkowski | Registered representative | Nov 2023 (3y) | ||
| Diane Brewer | Registered representative | Jan 2024 (3y) | ||
| Matthew David Conner | Registered representative | Jan 2024 (3y) | ||
| Philip Thomas Purpura | Registered representative | CFP | Jan 2024 (3y) | |
| William Browne Jeffrey | Registered representative | Feb 2024 (3y) | ||
| Chandler Albert | Registered representative | Feb 2024 (2y) | ||
| Maxwell Alan Mc Brayer | Registered representative | Feb 2024 (2y) | ||
| Robert H Di Cristofaro | Registered representative | Feb 2024 (2y) | ||
| Ronald Fines | Registered representative | Feb 2024 (2y) | ||
| James B Regan | Registered representative | Feb 2024 (2y) | ||
| Steven Edward Drahozal | Registered representative | Feb 2024 (2y) | ||
| Cynthia Lynn Youngcourt | Registered representative | CFP | Feb 2024 (2y) | |
| Ryan David Cowley | Registered representative | Feb 2024 (2y) | ||
| Colin Joseph Fitzpatrick | Registered representative | Feb 2024 (2y) | ||
| Tracey Lynn Spikes | Registered representative | Feb 2024 (2y) | ||
| Logan Schenkenberger | Registered representative | Mar 2024 (2y) | ||
| Brandon Bruce Barney | Registered representative | Mar 2024 (2y) | ||
| Joshua Williamson | Registered representative | Apr 2024 (2y) | ||
| Raul Antonio Gomez | Registered representative | Apr 2024 (2y) | ||
| Jonathon Edward Armstrong | Registered representative | CFP | Apr 2024 (2y) | |
| Jacob Arnett | Registered representative | Apr 2024 (2y) | ||
| Charles Randolph Lee | Registered representative | CFP Chartered Financial Consultant | May 2024 (2y) | |
| Robert Ethan Glasgow | Registered representative | May 2024 (2y) | ||
| Donald Brian Trentlage | Registered representative | Jun 2024 (2y) | ||
| John Francis Mulheron | Registered representative | Jun 2024 (2y) | ||
| Cristian Nicolescu | Registered representative | Jul 2024 (2y) | ||
| Andrew Wagner | Registered representative | Jul 2024 (2y) | ||
| Victoria Elaine Larson | Registered representative | Jul 2024 (2y) | ||
| George Wyatt Cunningham | Registered representative | Aug 2024 (2y) | ||
| Barry Todd Leasure | Registered representative | Aug 2024 (2y) | ||
| Heather Lee Pariseau | Registered representative | Sep 2024 (2y) | ||
| Ryan Christian O'connor | Registered representative | Sep 2024 (2y) | ||
| Adam Nidal Naser | Registered representative | Sep 2024 (2y) | ||
| Eric R Faidley | Registered representative | Sep 2024 (2y) | ||
| Junyuan Lin | Registered representative | Sep 2024 (2y) | ||
| Reginald Lowell Bridges | Registered representative | Oct 2024 (2y) | ||
| Richard Claxton | Registered representative | Oct 2024 (2y) | ||
| Emmett Bullen | Registered representative | Oct 2024 (2y) | ||
| Yi Sui | Registered representative | Oct 2024 (2y) | ||
| Ernesto Pacheco | Registered representative | Nov 2024 (2y) | ||
| Matthew Carl Philistine | Registered representative | Dec 2024 (2y) | ||
| Kristina Burgess | Registered representative | Jan 2025 (2y) | ||
| Adam Jay Blain | Registered representative | Jan 2025 (2y) | ||
| Todd Mathew Gedryn | Registered representative | Jan 2025 (2y) | ||
| Norman Charles Garner | Registered representative | Jan 2025 (2y) | ||
| Carl Elgus Howe | Registered representative | Jan 2025 (2y) | ||
| Jonathan Greve | Registered representative | Jan 2025 (2y) | ||
| Peter Craig Mendell | Registered representative | Feb 2025 (1y) | ||
| Lori Arlene Wagner | Registered representative | Feb 2025 (1y) | ||
| Lindsay Benjamin Waltower | Registered representative | Feb 2025 (1y) | ||
| Luke Serfas | Registered representative | Apr 2025 (1y) | ||
| Jeanne Stacey Snowhite | Registered representative | Apr 2025 (1y) | ||
| Ricardo Fabian Gonzales | Registered representative | Apr 2025 (1y) | ||
| Michael Bruce Mcghee | Registered representative | May 2025 (1y) | ||
| Bryan Williams | Registered representative | May 2025 (1y) | ||
| John Alden Burnett | Registered representative | May 2025 (1y) | ||
| Vincent Patrick Pagano | Registered representative | Jun 2025 (1y) | ||
| Rebecca Beatty | Registered representative | Jun 2025 (1y) | ||
| Jesse Charles Dalfonso | Registered representative | Jun 2025 (1y) | ||
| Hobert James Beman | Registered representative | Jun 2025 (1y) | ||
| James Harvey Beatty | Registered representative | Jul 2025 (1y) | ||
| James Ronald Heishman | Registered representative | Jul 2025 (1y) | ||
| Jennifer Nichole Franz | Registered representative | Jul 2025 (1y) | ||
| Brandon Donald Olson | Registered representative | Aug 2025 (1y) | ||
| Kyle Scruggs | Registered representative | Aug 2025 (1y) | ||
| Christine Rae Woollard | Registered representative | Aug 2025 (1y) | ||
| Jaideep Chawla | Registered representative | Aug 2025 (1y) | ||
| Elise Marie Lanker | Registered representative | Sep 2025 (1y) | ||
| Michael Anthony | Registered representative | Oct 2025 (1y) | ||
| Zachary James Norton | Registered representative | Oct 2025 (1y) | ||
| Craig Philip Huber | Registered representative | Nov 2025 (1y) | ||
| Kenneth Erdman | Registered representative | Dec 2025 (1y) | ||
| Xiaoxiao Zhang | Registered representative | Dec 2025 (1y) | ||
| Brooke Catherine Evans | Registered representative | Dec 2025 (1y) | ||
| Derek Lee Mills | Registered representative | Dec 2025 (1y) | ||
| Daniel Harutunian | Registered representative | CFP | Dec 2025 (1y) | |
| Douglas Gignac | Registered representative | Jan 2026 (1y) | ||
| Eric Ohde | Registered representative | Jan 2026 (1y) | ||
| Jacob Alexander Serfas | Registered representative | Jan 2026 (1y) | ||
| Anson Mark Mcdaniel | Registered representative | Jan 2026 (1y) | ||
| Seth Spencer Woolston | Registered representative | Jan 2026 (1y) | ||
| Wesley Dean Burdette | Registered representative | Jan 2026 (1y) | ||
| David Pont | Registered representative | Jan 2026 (1y) | ||
| Sean Jantz | Registered representative | Jan 2026 (1y) | ||
| Brandon Wang | Registered representative | Chartered Financial Consultant | Jan 2026 (1y) | |
| David Kevin Seitzer | Registered representative | Feb 2026 (0y) | ||
| Peter Allen Ross | Registered representative | Feb 2026 (0y) | ||
| Frank Wilhelm Kapitza | Registered representative | Mar 2026 (0y) | ||
| William Trent Driver | Registered representative | Mar 2026 (0y) | ||
| James Jay Ganther | Registered representative | Mar 2026 (0y) | ||
| Eric Christopher Landry | Registered representative | Mar 2026 (0y) | ||
| Andrew Mark Hamill | Registered representative | Chartered Financial Consultant | Mar 2026 (0y) | |
| Jason Kevin Thompson | Registered representative | Mar 2026 (0y) | ||
| Brad Jeffery Playford | Registered representative | CFP | Apr 2026 (0y) | |
| Philip J Resch | Registered representative | Apr 2026 (0y) | ||
| Nicholas John Sennott | Registered representative | Apr 2026 (0y) | ||
| Ryan Gary Peterson | Registered representative | CFP Chartered Financial Consultant | Apr 2026 (0y) | |
| Colton Taylor Strawn | Registered representative | CFP | Apr 2026 (0y) | |
| Stacey Parnum | Registered representative | Apr 2026 (0y) | ||
| Isaac Jonathan Balban | Registered representative | May 2026 (0y) | ||
| Walter C Richardson | Registered representative | May 2026 (0y) | ||
| Joseph Lanza | Registered representative | May 2026 (0y) | ||
| Christopher Lee Phalen | Registered representative | CFA | Jun 2026 (0y) | |
| Austin Price | Registered representative | Jun 2026 (0y) | ||
| Benton Williamson | Registered representative | Jun 2026 (0y) | ||
| Randy Leon Floyd | Registered representative | Jul 2026 (0y) | ||
| Koy Harris | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Brookstone Capital Management Llc | Member | Jul 2020 | A | 75% or more |
| Al Marketing, Llc | Member | Sep 2021 | B | ≈ 28.13% – 75% via Al Bcm, Llc |
| Amerilife Group, Llc | Member | Jul 2020 | B | ≈ 21.09% – 75% via Al Marketing, Llc |
| Amerilife Midco, Llc | Member | Jul 2020 | B | ≈ 15.82% – 75% via Amerilife Group, Llc |
| Amerilife Holdings, Llc | Member | Jul 2020 | B | ≈ 11.87% – 75% via Amerilife Midco, Llc |
| Al Bcm, Llc | Member | Jul 2019 | B | ≈ 37.5% – 75% via Brookstone Capital Management Llc |
| Zayed Ria, Llc | Member | Jul 2019 | B | ≈ 18.75% – 50% via Brookstone Capital Management Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Al Marketing, Llc: 75% – 100% of Al Bcm, Llc × 50% – 75% of Brookstone Capital Management Llc × 75% – 100% direct ≈ 28.13% – 75% of the firm
- Amerilife Group, Llc: 75% – 100% of Al Marketing, Llc × 75% – 100% of Al Bcm, Llc × 50% – 75% of Brookstone Capital Management Llc × 75% – 100% direct ≈ 21.09% – 75% of the firm
- Amerilife Midco, Llc: 75% – 100% of Amerilife Group, Llc × 75% – 100% of Al Marketing, Llc × 75% – 100% of Al Bcm, Llc × 50% – 75% of Brookstone Capital Management Llc × 75% – 100% direct ≈ 15.82% – 75% of the firm
- Amerilife Holdings, Llc: 75% – 100% of Amerilife Midco, Llc × 75% – 100% of Amerilife Group, Llc × 75% – 100% of Al Marketing, Llc × 75% – 100% of Al Bcm, Llc × 50% – 75% of Brookstone Capital Management Llc × 75% – 100% direct ≈ 11.87% – 75% of the firm
- Al Bcm, Llc: 50% – 75% of Brookstone Capital Management Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Zayed Ria, Llc: 25% – 50% of Brookstone Capital Management Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/02/2026 | 1.84 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Fidelity Investments Institutional Services Company, Inc. $1.3B (65% of AUM) Oct 2019
- Fidelity Distributors Company Llc $1.3B (58% of AUM) Oct 2021
- TD Ameritrade $243M (11% of AUM) Oct 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 02, 2026.
View current Form ADV (SEC/IAPD) ↗