Gabelli & Company Investment Advisers, Inc.
- Regulatory AUM
- $1.5B
- Discretionary
- $1.5B
- Clients
- 12
- Avg AUM / client
- $124M
- Accounts
- 12
- Employees
- 27
AUM over time
Annual snapshots from Form ADV filings · as of Jul 07, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 12 | $1.5B | 100.0% |
Private funds (10)
Reported in Form ADV Section 7.B.(1), filing of Apr 2024 · $829M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Gabelli Associates Limited | Hedge Fund | British Virgin Islands | $339M | 65 |
| Gabelli Associates Fund, Lp | Hedge Fund | New York | $237M | 73 |
| Gabelli Associates Limited Ii E | Hedge Fund | Cayman Islands | $114M | 50 |
| Gabelli Associates Fund Ii, Lp | Hedge Fund | Delaware | $67.1M | 53 |
| Gabelli Intermediate Credit Fund, Lp master | Hedge Fund | Delaware | $31.1M | 28 |
| Gabelli International Limited | Hedge Fund | British Virgin Islands | $19.3M | 7 |
| Gabelli Multimedia Partners, Lp | Hedge Fund | Delaware | $10.2M | 6 |
| Gamco Medical Opportunities, Lp | Hedge Fund | Delaware | $7.1M | 11 |
| Gabelli Fund, Ldc | Hedge Fund | Cayman Islands | $3.4M | 2 |
| Gabelli Intermediate Credit Fund, Ltd feeder | Hedge Fund | Cayman Islands | $1.4M | 2 |
People (4)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mario Joseph Gabelli | Ceo, Director And Majority Shareholder Of Common Stock | CFA | Nov 1976 (50y) | ≈ 21.09% – 75% via Ggcp, Inc. |
| Douglas Richard Jamieson | President And Chief Executive Officer, Director | Oct 2004 (22y) | Less than 5% | |
| Givissis, John, N | Comptroller And Senior Vice President | Dec 2004 (22y) | Less than 5% | |
| Weynand, Craig, Alan | Chief Compliance Officer, Counsel & Secretary | Aug 2021 (5y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Associated Capital Group, Inc. | Shareholder 100% Owner Of The Registrant | Nov 2015 | A | 75% or more |
| Ggcp, Inc. | Manager And Member | May 2010 | B | ≈ 42.19% – 100% via Ggcp Holdings Llc |
| Ggcp Holdings Llc | Majority Shareholder Of The Class B Common Stock | May 2010 | B | ≈ 56.25% – 100% via Associated Capital Group, Inc. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Mario Joseph Gabelli: 50% – 75% of Ggcp, Inc. × 75% – 100% of Ggcp Holdings Llc × 75% – 100% of Associated Capital Group, Inc. × 75% – 100% direct ≈ 21.09% – 75% of the firm
- Ggcp, Inc.: 75% – 100% of Ggcp Holdings Llc × 75% – 100% of Associated Capital Group, Inc. × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Ggcp Holdings Llc: 75% – 100% of Associated Capital Group, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (10, $829M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Gabelli Associates Limited | Hedge Fund | $339M | $1.0M | 65 |
| Gabelli Associates Fund, Lp | Hedge Fund | $237M | $1.0M | 73 |
| Gabelli Associates Limited Ii E | Hedge Fund | $114M | $1.0M | 50 |
| Gabelli Associates Fund Ii, Lp | Hedge Fund | $67.1M | $1.0M | 53 |
| Gabelli Intermediate Credit Fund, Lp | Hedge Fund | $31.1M | $1.0M | 28 |
| Gabelli International Limited | Hedge Fund | $19.3M | $1.0M | 7 |
| Gabelli Multimedia Partners, Lp | Hedge Fund | $10.2M | $500K | 6 |
| Gamco Medical Opportunities, Lp | Hedge Fund | $7.1M | $1.0M | 11 |
| Gabelli Fund, Ldc | Hedge Fund | $3.4M | $500K | 2 |
| Gabelli Intermediate Credit Fund, Ltd | Hedge Fund | $1.4M | $1.0M | 2 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/07/2026 | 4.36 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- J.P. Morgan $266M (18% of AUM) Aug 2021
- Pershing $248M (13% of AUM) Apr 2018
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 07, 2026.
View current Form ADV (SEC/IAPD) ↗