Raffa Wealth Management Llc
- Regulatory AUM
- $1.7B
- Discretionary
- $1.5B
- Clients
- 252
- Avg AUM / client
- $6.7M
- Accounts
- 708
- Employees
- 9
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 21 | $10.9M | 0.64% |
| High net worth individuals | 50 | $313M | 18.4% |
| Pension and profit sharing plans | 26 | $236M | 13.9% |
| Charitable organizations | 153 | $1.1B | 66.6% |
| Corporations and other businesses | 2 | $8.0M | 0.47% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| League Of Conservation Voters, Inc. 401 K Plan League Of Conservation Voters, Inc. | 2024 | |
| Community Change Retirement Plan Community Change | 2024 | |
| Georgetown Hill Early School 401(k) Plan Georgetown Hill Early School | 2024 | |
| International Fresh Produce Association 401 K Plan International Fresh Produce Association | Washington, DC | 2024 |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Dennis Patrick Gogarty | Managing Member | CFP | Jul 2005 (21y) | 50% – 75% |
| Raffa, Thomas, J. | Member | Jul 2005 (21y) | 25% – 50% | |
| Mark Parker Murphy | Registered representative | CFA | Dec 2020 (6y) | |
| Joseph Donald Guest | Registered representative | Feb 2021 (5y) | ||
| Matthew Joseph O'lone | Registered representative | Sep 2022 (4y) | ||
| Ryan Andrew Frydenlund | Registered representative | Jan 2025 (2y) | ||
| Juliana Micaela Francesca Ro Salamone | Registered representative | CFP | Apr 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (4)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| League Of Conservation Voters, Inc. 401 K Plan | League Of Conservation Voters, Inc. | 272 | $22.0M | 01/01/2024 |
| Community Change Retirement Plan | Community Change | 103 | $18.1M | 01/01/2024 |
| Georgetown Hill Early School 401(k) Plan | Georgetown Hill Early School | 342 | $6.8M | 01/01/2024 |
| International Fresh Produce Association 401 K Plan | International Fresh Produce Association | 95 | $29.2M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 949 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $1.7B (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗