Allen Capital Group, Llc
- Regulatory AUM
- $1.5B
- Discretionary
- $1.5B
- Clients
- 2,274
- Avg AUM / client
- $660K
- Accounts
- 7,162
- Employees
- 38
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,779 | $427M | 28.4% |
| High net worth individuals | 410 | $985M | 65.6% |
| Pooled investment vehicles (non-investment companies) | 2 | $5.6M | 0.38% |
| Pension and profit sharing plans | 4 | $8.6M | 0.58% |
| Charitable organizations | 56 | $56.5M | 3.76% |
| Corporations and other businesses | 23 | $18.3M | 1.22% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Nov 2024 · $4.1M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Acg Aerie, Llc | Real Estate Fund | Nebraska | $4.1M | 17 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Eakes, Inc. 401(k) Retirement Savings Plan Eakes, Inc. | 2024 | |
| Chief Industries, Inc. Thrift Plan Chief Industries Inc | 2024 |
People (23)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mark Jerome Allen | Managing Member / Chief Compliance Officer | CFP | Jul 2005 (21y) | 25% – 50% |
| Michael David Stanton | Member | Aug 2014 (12y) | 5% – 10% | |
| Philip Joe Mcbride | Member | CFP | Sep 2014 (12y) | 10% – 25% |
| Kent Kurtis Koch | Member | Jun 2015 (11y) | 5% – 10% | |
| Nichol, Jenny | Chief Financial Officer | Oct 2015 (11y) | 5% – 10% | |
| Steven Eugene Wilbur | Member | Sep 2017 (9y) | 10% – 25% | |
| Travis James Portwood | Member | CFP | Jan 2018 (9y) | 10% – 25% |
| Shane Tyler Wissmann | Member | Jan 2019 (8y) | 5% – 10% | |
| Allen, Jordan | Trustee | Nov 2021 (5y) | GP / trustee / elected manager of Mark J. Allen Legacy Trust (indirect) | |
| Eric Jerome Allen | Registered representative | CFP Chartered Financial Consultant | Jul 2005 (21y) | |
| Daniel Sean Conroy | Registered representative | Oct 2017 (9y) | ||
| Randal Ray Korth | Registered representative | Jan 2018 (9y) | ||
| Pamela Jean Korth | Registered representative | Jan 2018 (9y) | ||
| Allison Marie Horak | Registered representative | CFP | May 2021 (5y) | |
| Steven Philip Cahoy | Registered representative | CFP | Jul 2022 (4y) | |
| Bradley L Feik | Registered representative | CFP | Nov 2022 (4y) | |
| Benjamin G Hanssen | Registered representative | CFP | Jan 2023 (4y) | |
| Brian E Harmon | Registered representative | CFP | Aug 2023 (3y) | |
| Trevor Jason Stevens | Registered representative | Dec 2023 (3y) | ||
| Blake Andrew Kokes | Registered representative | Oct 2024 (2y) | ||
| Chad Alan Sheffield | Registered representative | Mar 2025 (1y) | ||
| Michael C Tuttle | Registered representative | Mar 2025 (1y) | ||
| Sarah Lynn Havermann | Registered representative | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Mark J. Allen Legacy Trust | Member | Jan 2022 | A | 10% – 25% |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $4.1M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Acg Aerie, Llc | Real Estate Fund | $4.1M | $125K | 17 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Eakes, Inc. 401(k) Retirement Savings Plan | Eakes, Inc. | 274 | $25.2M | 10/01/2024 |
| Chief Industries, Inc. Thrift Plan | Chief Industries Inc | 1,296 | $130M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.35 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $1.4B (96% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗