Warner Financial, Inc
- Regulatory AUM
- $852M
- Discretionary
- $841M
- Clients
- 256
- Avg AUM / client
- $3.3M
- Accounts
- 747
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Feb 09, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 82 | $42.7M | 5.02% |
| High net worth individuals | 174 | $782M | 91.8% |
| Pension and profit sharing plans | Fewer than 5 clients | $1.5M | 0.18% |
| Charitable organizations | Fewer than 5 clients | $25.6M | 3.01% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Aurora Flight Sciences Corporation 401(k) Plan Aurora Flight Sciences Corporation | 2024 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Barbara Anne Warner | President & Chief Compliance Officer | CFP | Feb 2008 (19y) | 50% – 75% |
| Christopher Michael Warner | Vice President | CFP CFA | Feb 2017 (10y) | 50% – 75% |
| David Stephen Warner | Registered representative | CFA | May 2005 (21y) | |
| Kevin Scott Jarcho | Registered representative | CFP | Nov 2021 (5y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Aurora Flight Sciences Corporation 401(k) Plan | Aurora Flight Sciences Corporation | 1,003 | $164M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/09/2026 | 908 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $852M (100% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 09, 2026.
View current Form ADV (SEC/IAPD) ↗