The Legacy Financial Group, Inc.
- Regulatory AUM
- $591M
- Discretionary
- $584M
- Clients
- 317
- Avg AUM / client
- $1.9M
- Accounts
- 1,510
- Employees
- 9
AUM over time
Annual snapshots from Form ADV filings · as of Mar 11, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 160 | $62.2M | 10.5% |
| High net worth individuals | 157 | $526M | 89.0% |
| Pension and profit sharing plans | Fewer than 5 clients | $785K | 0.13% |
| Charitable organizations | Fewer than 5 clients | $1.7M | 0.28% |
| Corporations and other businesses | Fewer than 5 clients | $83.8K | 0.01% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Hall, Estill Profit Sharing And 401(k) Plan Hall, Estill, Hardwick, Gable, Golden & Nelson, P.C. | 2024 |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kevin Kyle King | President And Shareholder | Apr 2005 (21y) | 50% – 75% | |
| James Bray Killingsworth | Owner | CFP | May 2017 (9y) | ≈ 7.5% – 25% via Killworth Strategic Capital, Llc |
| Gery Joseph Sadzewicz | Chief Compliance Officer | Aug 2019 (7y) | Less than 5% | |
| Johnson, Elissa, Kay Fagin | Owner | Oct 2020 (6y) | ≈ 3.75% – 10% via Ep Johnson Holdings Llc | |
| Keegan B King | Registered representative | Sep 2019 (7y) | ||
| Zachery Paul Rearrick | Registered representative | May 2023 (3y) | ||
| Lydia Danielle Carnett | Registered representative | CFP | Sep 2024 (2y) | |
| Cooper Stevenson | Registered representative | Jun 2025 (1y) | ||
| Hayden Andrew Hunt | Registered representative | Jul 2025 (1y) | ||
| Quentin Lavoy Palmer | Registered representative | Sep 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Killworth Strategic Capital, Llc | Owner | Oct 2020 | A | 10% – 25% |
| Ep Johnson Holdings Llc | Owner | Oct 2020 | A | 5% – 10% |
Undisclosed: 0% – 35% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- James Bray Killingsworth: 75% – 100% of Killworth Strategic Capital, Llc × 10% – 25% direct ≈ 7.5% – 25% of the firm
- Johnson, Elissa, Kay Fagin: 75% – 100% of Ep Johnson Holdings Llc × 5% – 10% direct ≈ 3.75% – 10% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Hall, Estill Profit Sharing And 401(k) Plan | Hall, Estill, Hardwick, Gable, Golden & Nelson, P.C. | 162 | $103M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/11/2026 | 945 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $583M (99% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 11, 2026.
View current Form ADV (SEC/IAPD) ↗