AUMdb

River Road Asset Management, Llc

SEC-registered Investment Adviser · Mid-sized ($1B–$10B) CRD 134918 · SEC file 801-64175 · Louisville, KY · WWW.RIVERROADAM.COM
☆ Save with Pro ADV data as of Mar 31, 2026
Regulatory AUM
$9.9B
Discretionary
$9.9B
Clients
112
Avg AUM / client
$88.0M
Accounts
93
Employees
46

AUM over time

$4.2B $10.3B
Dec 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 31, 2026

Who they serve

Client typeClientsAUM% of AUM
High net worth individuals 21 $86.6M 0.88%
Investment companies 13 $4.5B 45.5%
Pooled investment vehicles (non-investment companies) 11 $1.8B 18.4%
Pension and profit sharing plans 22 $1.6B 15.9%
Charitable organizations 16 $262M 2.66%
State or municipal government entities 7 $1.5B 15.4%
Corporations and other businesses Fewer than 5 clients $128M 1.3%
Other 22 $0

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Hawaii Truckers Teamsters Union Pension Plan Trustees Of Hawaii Truckers Teamsters Union Pension Fund Honolulu, HI 2024
Milwaukee Drivers Pension Plan Board Of Trustees Milwaukee Drivers Pension Fund 2024
The Bank Of New York Mellon Corporation Pension Plan The Bank Of New York Mellon 2024
Local No. 8 Ibew Retirement Plan & Trust Board Of Trustees Local No. 8 Ibew Retirement Plan & Trust 2024

People (6)

NameRole / titleCredentialsWith firm sinceOwnership
Beck, Richard, Andrew Ceo, Senior Portfolio Manager Mar 2005 (21y) Less than 5%
Mueller, Thomas, Dignan Coo, Chief Compliance Officer Mar 2005 (21y) Less than 5%
Deuser, Greg, Edward Chief Investment Risk & Analytics Officer Feb 2012 (15y) Less than 5%
Brenner, Elizabeth, Aubrey Chief Organizational Development Officer Feb 2015 (12y) Less than 5%
Wainwright, Robert Chief Business Development Officer Dec 2019 (7y) Less than 5%
Brown, John, Alexander Chief Investment Officer Feb 2021 (6y) Less than 5%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Rram Acquisition, Llc Member Jun 2014 A 75% or more
Affiliated Managers Group, Inc. Member Mar 2014 B ≈ 56.25% – 100% via Rram Acquisition, Llc

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Affiliated Managers Group, Inc.: 75% – 100% of Rram Acquisition, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (4)

PlanSponsorParticipantsPlan assetsAs of
Hawaii Truckers Teamsters Union Pension Plan Trustees Of Hawaii Truckers Teamsters Union Pension Fund 366 $166M 04/01/2024
Milwaukee Drivers Pension Plan Board Of Trustees Milwaukee Drivers Pension Fund 2,309 $1.1B 01/01/2024
The Bank Of New York Mellon Corporation Pension Plan The Bank Of New York Mellon 5,336 $5.2B 01/01/2024
Local No. 8 Ibew Retirement Plan & Trust Board Of Trustees Local No. 8 Ibew Retirement Plan & Trust 2,619 $671M 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/31/2026 1.12 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Performance-based fees

Services

  • Portfolio management for individuals/small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses/institutional clients
  • Other services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.

View current Form ADV (SEC/IAPD) ↗