Kendall Capital Management
- Regulatory AUM
- $744M
- Discretionary
- $744M
- Clients
- 352
- Avg AUM / client
- $2.1M
- Accounts
- 1,555
- Employees
- 12
AUM over time
Annual snapshots from Form ADV filings · as of Mar 25, 2026
Investments (13F portfolio — 231 positions, $487,951,656)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | T. Rowe Price Small Mid Cap Etf | SMALL MID CAP | $27,185,239 | 741,348 | 5.57% | 3.65% |
| 2 | I Shares Russell 2500 Etf | RUSEL 2500 ETF | $27,099,352 | 354,936 | 5.55% | 3.64% |
| 3 | Jp Morgan International Research Enhanced Equity Etf | INTRNL RES EQT | $25,353,283 | 334,741 | 5.2% | 3.41% |
| 4 | Broadcom Inc | COM | $13,866,048 | 44,800 | 2.84% | 1.86% |
| 5 | Vanguard Growth Index Fund Etf | GROWTH ETF | $13,336,639 | 30,533 | 2.73% | 1.79% |
| 6 | Vanguard Emerging Markets Stock Etf | FTSE EMR MKT ETF | $12,514,737 | 231,540 | 2.56% | 1.68% |
| 7 | Jp Morgan Ultra Short Income Etf | ULTRA SHRT ETF | $11,684,483 | 230,873 | 2.39% | 1.57% |
| 8 | Dell Technologies Inc | CL C | $10,490,861 | 63,918 | 2.15% | 1.41% |
| 9 | Avnet Inc | COM | $10,409,158 | 168,925 | 2.13% | 1.4% |
| 10 | Kla Corp | COM NEW | $8,389,965 | 5,698 | 1.72% | 1.13% |
| 11 | Omnicom Group Inc | COM | $7,692,540 | 102,145 | 1.58% | 1.03% |
| 12 | Vanguard Large Cap Etf | LARGE CAP ETF | $6,596,815 | 22,074 | 1.35% | 0.89% |
| 13 | Vse Corp | COM | $6,495,490 | 35,225 | 1.33% | 0.87% |
| 14 | Hewlett Packard Enterprise Co | COM | $5,994,620 | 251,769 | 1.23% | 0.81% |
| 15 | Victory Capital Holdings Inc | COM CL A | $5,821,892 | 88,911 | 1.19% | 0.78% |
| 16 | Celestica Inc | COM | $5,805,988 | 20,612 | 1.19% | 0.78% |
| 17 | Vanguard Mid Cap Etf | MID CAP ETF | $5,759,275 | 20,055 | 1.18% | 0.77% |
| 18 | Alphabet Inc A | CAP STK CL A | $5,474,855 | 19,039 | 1.12% | 0.74% |
| 19 | Federated Hermes Inc | CL B | $5,465,426 | 96,375 | 1.12% | 0.73% |
| 20 | Abbvie Inc | COM | $5,425,288 | 24,945 | 1.11% | 0.73% |
| 21 | Cencora Inc | COM | $5,414,203 | 17,235 | 1.11% | 0.73% |
| 22 | Apple Inc | COM | $5,360,765 | 21,123 | 1.1% | 0.72% |
| 23 | Nexstar Media Group Inc | COMMON STOCK | $5,242,985 | 28,994 | 1.07% | 0.7% |
| 24 | Flex Shares I Boxx 5 Yr Target Duration Tips Index | IBOXX 5YR TRGT | $4,670,782 | 193,728 | 0.96% | 0.63% |
| 25 | Vanguard Total Stock Market Etf | TOTAL STK MKT | $4,597,805 | 14,332 | 0.94% | 0.62% |
Top 25 of 231 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 126 | $62.8M | 8.45% |
| High net worth individuals | 226 | $676M | 90.9% |
| Pension and profit sharing plans | Fewer than 5 clients | $897K | 0.12% |
| Charitable organizations | Fewer than 5 clients | $3.7M | 0.5% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Southland Industries Employees' 401 K Plan Southland Industries | 2024 | |
| Latham & Watkins 401(k) Savings And Profit Sharing Plan Latham & Watkins Llp | 2024 |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Clark Alan Kendall | President & Ceo | CFP CFA | Mar 2005 (21y) | 10% – 25% |
| Carol Larissa Petrov | Vice President & Senior Relationship Manager | CFP | May 2014 (12y) | Less than 5% |
| Jason Michael Tkach | Senior Portfolio Manager | CFA | Jan 2015 (12y) | Less than 5% |
| Brian Gibbon Mattox | Chief Investment Officer & Chief Compliance Officer | Mar 2018 (8y) | Less than 5% | |
| Kendall, Diane, P. | Trustee Of The Kendall Family Trust | Jan 2022 (5y) | GP / trustee / elected manager of Kendall Family Trust (indirect) | |
| Zemin Zhu | Registered representative | Feb 2017 (9y) | ||
| James David Walker | Registered representative | CFP | Jul 2022 (4y) | |
| Adam James Platt | Registered representative | CFP | Oct 2025 (1y) | |
| Brendan Ryan Walsh | Registered representative | Dec 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Kendall Family Trust | Trust | Jan 2022 | A | 75% or more |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Southland Industries Employees' 401 K Plan | Southland Industries | 1,096 | $212M | 01/01/2024 |
| Latham & Watkins 401(k) Savings And Profit Sharing Plan | Latham & Watkins Llp | 4,864 | $3.1B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 963 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $679M (91% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.
View current Form ADV (SEC/IAPD) ↗