Fiduciaryvest, Llc
- Regulatory AUM
- $4.9B
- Discretionary
- $350M
- Clients
- 37
- Avg AUM / client
- $133M
- Accounts
- 61
- Employees
- 10
AUM over time
Annual snapshots from Form ADV filings · as of Mar 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 16 | $143M | 2.91% |
| Pension and profit sharing plans | 5 | $1.7B | 35.1% |
| Charitable organizations | 12 | $2.5B | 50.3% |
| State or municipal government entities | 4 | $275M | 5.57% |
| Insurance companies | Fewer than 5 clients | $108M | 2.19% |
| Corporations and other businesses | Fewer than 5 clients | $40.4M | 0.82% |
| Other | Fewer than 5 clients | $157M | 3.18% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Freight Drivers And Helpers Local Union No. 557 Pension Plan Board Of Trustees, Freight Drivers And Helpers Local Union No. 557 | 2024 |
People (2)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Small, Jason, Philip | Managing Principal, Senior Consultant | Dec 2012 (14y) | 75% or more | |
| Kallis, Mark, Andrew | Chief Compliance Officer, Senior Consultant | Feb 2019 (8y) | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Freight Drivers And Helpers Local Union No. 557 Pension Plan | Board Of Trustees, Freight Drivers And Helpers Local Union No. 557 | 148 | $213M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 964 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • PERCENTAGE OF ASSETS UNDER ADVISEMENT
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- Fidelity Investments Institutional Services Company, Inc. $6.4B (42% of AUM) Dec 2019
- Charles Schwab & Co. $2.2B (14% of AUM) Dec 2019
- State Street $1.3B (26% of AUM) Mar 2026
- Bank Of America Trust Services $1.2B (24% of AUM) Mar 2026
- Bancorp South $826M (18% of AUM) Mar 2024
- Aig Federal Savings Bank $728M (18% of AUM) Sep 2021
- Fifth Third Bank $693M (17% of AUM) Sep 2021
- County Bank $653M (13% of AUM) Mar 2026
- Valic Financial Advisors, Inc. $549M (13% of AUM) Mar 2020
- Suntrust Investment Services, Inc. $547M (13% of AUM) Mar 2020
- American International Group, Inc $530M (11% of AUM) Mar 2024
- U.S. Bank $454M (10% of AUM) Jul 2025
- Cadence Bank $211M (5% of AUM) Mar 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.
View current Form ADV (SEC/IAPD) ↗