J. Team Financial, Inc.
- Regulatory AUM
- $262M
- Discretionary
- $244M
- Clients
- 292
- Avg AUM / client
- $897K
- Accounts
- 1,205
- Employees
- 11
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 211 | $59.1M | 22.5% |
| High net worth individuals | 72 | $159M | 60.7% |
| Investment companies | 1 | $18.2M | 6.93% |
| Pooled investment vehicles (non-investment companies) | 1 | $9.7M | 3.71% |
| Pension and profit sharing plans | Fewer than 5 clients | $14.1M | 5.39% |
| Corporations and other businesses | 7 | $1.8M | 0.68% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $3.7M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Tfs Private Opportunities Fund, Lp | Other Private Fund | Delaware | $3.7M | 0 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Abilene Christian University 403(b) Retirement Plan Abilene Christian University | 2024 |
People (14)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Joseph Shane Team | President/Ceo | CFP | Aug 2007 (19y) | 75% or more |
| Blake E Marion | Shareholder; Chief Financial Officer | Sep 2014 (12y) | Less than 5% | |
| Sheets, Harry, Kyle | Shareholder | Apr 2017 (9y) | Less than 5% | |
| Sheets, Landon, Ted | Shareholder | Apr 2017 (9y) | Less than 5% | |
| Sheets, Zachary, Kyle | Shareholder | Apr 2017 (9y) | Less than 5% | |
| Darrell Scott Haynes | Secretary/Shareholder | CFP | May 2017 (9y) | 10% – 25% |
| Giggey, Matthew, Michael | Chief Compliance Officer | Aug 2023 (3y) | Less than 5% | |
| James Leavell | Registered representative | CFP | Jul 2021 (5y) | |
| Chad Brandon Hoes | Registered representative | Jan 2023 (4y) | ||
| Isaac Carroll Towne | Registered representative | CFP | Jan 2025 (2y) | |
| Kirby Sean Hartley | Registered representative | Jan 2025 (2y) | ||
| Joby Brae Raymond | Registered representative | CFP | Jun 2025 (1y) | |
| William Bryan Vine | Registered representative | Jan 2026 (1y) | ||
| Conner Ryan Ruffin | Registered representative | Mar 2026 (0y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $3.7M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Tfs Private Opportunities Fund, Lp | Other Private Fund | $3.7M | $25.0K | 0 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Abilene Christian University 403(b) Retirement Plan | Abilene Christian University | 1,237 | $164M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.19 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- National Financial Services (Fidelity) $179M (68% of AUM) Mar 2026
- Fidelity Investments Institutional Services Company, Inc. $78.4M (68% of AUM) Apr 2019
- Charles Schwab & Co. $28.4M (11% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗