Level Four Advisory Services, Llc
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 134086
· SEC file 801-66368
· Dallas, TX
· financialbootcamp.com
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ADV data as of Jul 16, 2026
- Regulatory AUM
- $6.5B
- Discretionary
- $5.9B
- Clients
- 15,720
- Avg AUM / client
- $416K
- Accounts
- 15,720
- Employees
- 136
AUM over time
$81.8M
$6.5B
Dec 2011
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 16, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 9,889 | $1.6B | 23.8% |
| High net worth individuals | 5,075 | $3.2B | 49.0% |
| Pension and profit sharing plans | 537 | $1.4B | 22.0% |
| Charitable organizations | 67 | $56.5M | 0.86% |
| Corporations and other businesses | 152 | $283M | 4.33% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Witherite Law Group, Pllc 401(k) Plan Witherite Law Group, Pllc | 2024 | |
| Kennedy, White & Riggs Orthopaedic Surgery, 401(k) Plan Kennedy, White & Riggs Orthopaedic Surgery | 2024 | |
| North Carolina Nephrology, P. A. 401(k) Profit Sharing Plan North Carolina Nephrology, P.A. | 2024 | |
| David Allen Company, Inc. 401 K Profit Sharing Plan David Allen Company, Inc. | 2024 | |
| The Business Software, Inc. 401(k) Profit Sharing Plan Business Software, Inc. | 2024 | |
| Pathway, Inc. 401(k) Plan Pathway, Inc. | 2024 | |
| Big Blue Marble 401(k) Retirement Plan Big Blue Marble Academy, Llc | 2024 | |
| The Durant Auto Group 401(k) Plan Classic Chevrolet Buick Gmc, Inc. | 2024 |
People (144)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Edmon Jacob Tomes | Elected Manager, President And Chief Executive Officer | Jan 2005 (22y) | Less than 5% | |
| George Brent Morton | Chief Operating Officer | Jul 2013 (13y) | Less than 5% | |
| Jill Marie Zacha | Chief Compliance Officer | May 2019 (7y) | Less than 5% | |
| Chad Jeffrey Perry | Registered representative | Jun 2008 (18y) | ||
| David Barnett Byrnes | Registered representative | Aug 2008 (18y) | ||
| Claudia Ann Martin | Registered representative | Sep 2009 (17y) | ||
| Joshua Lee Hampton | Registered representative | May 2012 (14y) | ||
| Cynthia Rozann Manning Brown | Registered representative | Jul 2012 (14y) | ||
| Craig Steven Blake | Registered representative | May 2013 (13y) | ||
| Lal Ellison Echterhoff | Registered representative | CFA | Jun 2013 (13y) | |
| Jeffrey Michael Schlicht | Registered representative | CFP | Jan 2014 (13y) | |
| Matthew James Scherer | Registered representative | CFP | Jan 2014 (13y) | |
| Gary Walter Schmidt | Registered representative | Jan 2014 (13y) | ||
| Michael Jerome Mc Kersie | Registered representative | CFP | Apr 2014 (12y) | |
| Alan Ray Tipton | Registered representative | May 2014 (12y) | ||
| Charles Raymond Shimer | Registered representative | CFA | Feb 2015 (11y) | |
| Mary Elizabeth Sargent | Registered representative | Sep 2015 (11y) | ||
| Wilbur Spear Hemby | Registered representative | CFP | Sep 2015 (11y) | |
| Robert Harrison Evans | Registered representative | Oct 2015 (11y) | ||
| Frank B Martin | Registered representative | CFP | Feb 2016 (10y) | |
| Arthur Lee Smith | Registered representative | Chartered Financial Consultant | Jul 2016 (10y) | |
| Robert Luke Britt | Registered representative | Aug 2016 (10y) | ||
| Terry Lavern Thompkins | Registered representative | CFP | Dec 2016 (10y) | |
| Todd Bulot | Registered representative | Apr 2017 (9y) | ||
| Matthew Ray Rogers | Registered representative | Chartered Financial Consultant | May 2017 (9y) | |
| Scott Christopher Proctor | Registered representative | Aug 2017 (9y) | ||
| Randy R. Moorehead | Registered representative | Sep 2018 (8y) | ||
| Frank Joseph Maldonado | Registered representative | Nov 2018 (8y) | ||
| Marshall Charles Barclay | Registered representative | CFP | Nov 2018 (8y) | |
| Daniel Isaias Rodriguez | Registered representative | Dec 2019 (7y) | ||
| Bradley Allen Wheeler | Registered representative | Jan 2020 (7y) | ||
| Bruce Alan Leffingwell | Registered representative | Feb 2021 (5y) | ||
| Brian Richard Clauer | Registered representative | Mar 2021 (5y) | ||
| Kimberly Kay Miller | Registered representative | Mar 2021 (5y) | ||
| Amanda Lynn Mitchum | Registered representative | Apr 2021 (5y) | ||
| John Lemuel Johnson | Registered representative | CFP | May 2021 (5y) | |
| Marc Scott Whitehead | Registered representative | Jul 2021 (5y) | ||
| Kevin Scott Welch | Registered representative | Aug 2021 (5y) | ||
| Vannessa Quinn Marley | Registered representative | Sep 2021 (5y) | ||
| Alexis Allen Maloy | Registered representative | Dec 2021 (5y) | ||
| Angela Marie Tacco | Registered representative | Dec 2021 (5y) | ||
| Brian William Thomas | Registered representative | Dec 2021 (5y) | ||
| Brittany Shea Strickland | Registered representative | Dec 2021 (5y) | ||
| Crystal Lynn Smithers | Registered representative | Dec 2021 (5y) | ||
| Darren Collier Mcneely | Registered representative | Dec 2021 (5y) | ||
| David Robert Neubrander | Registered representative | Dec 2021 (5y) | ||
| Ernest Allan Tannis | Registered representative | Dec 2021 (5y) | ||
| Gregory Thomas Williams | Registered representative | Dec 2021 (5y) | ||
| John Cecil Hamiter | Registered representative | Dec 2021 (5y) | ||
| John Milner Bryan | Registered representative | Dec 2021 (5y) | ||
| Julie Mccombs Blalock | Registered representative | Dec 2021 (5y) | ||
| Kari Jones Kirkley | Registered representative | Dec 2021 (5y) | ||
| Kevin Bradley Adkins | Registered representative | CFP | Dec 2021 (5y) | |
| Leslie Edward Garrett | Registered representative | Dec 2021 (5y) | ||
| Louis Charles Bruno | Registered representative | Dec 2021 (5y) | ||
| Michael Alexander Cohen | Registered representative | Dec 2021 (5y) | ||
| Michael Tilton Doll | Registered representative | Dec 2021 (5y) | ||
| Peter Grenville Magnuson | Registered representative | Chartered Financial Consultant | Dec 2021 (5y) | |
| Paul Ray Morris | Registered representative | Chartered Financial Consultant | Dec 2021 (5y) | |
| Rebekah Erin Lasher | Registered representative | Dec 2021 (5y) | ||
| Richard Perdue Mc Coy | Registered representative | Dec 2021 (5y) | ||
| Ricky Alan Sanford | Registered representative | Dec 2021 (5y) | ||
| Scott Frederick Keiber | Registered representative | Dec 2021 (5y) | ||
| Samuel Lee Williams | Registered representative | CFP | Dec 2021 (5y) | |
| Thomas Joseph Neuner | Registered representative | Dec 2021 (5y) | ||
| Todd Andrew Parker | Registered representative | Dec 2021 (5y) | ||
| Brian Haruo Kurihara | Registered representative | Dec 2021 (5y) | ||
| Chrystal Yvette Badillo | Registered representative | Jan 2022 (5y) | ||
| Matthew Craig | Registered representative | Jan 2022 (5y) | ||
| Suzanne Robin Durbin | Registered representative | Chartered Financial Consultant | Feb 2022 (4y) | |
| Wendy Anne Hosner | Registered representative | Feb 2022 (4y) | ||
| William Saunders Mccloud | Registered representative | CFP | Jul 2022 (4y) | |
| Robert Donald Fraim | Registered representative | Aug 2022 (4y) | ||
| Richard Todd Harrington | Registered representative | CFP | Aug 2022 (4y) | |
| Cathy Lynn Poe | Registered representative | Aug 2022 (4y) | ||
| Charles Evant Hunter | Registered representative | Aug 2022 (4y) | ||
| Glenn Frederick Verity | Registered representative | CFP | Aug 2022 (4y) | |
| Wendy Sue Pauley | Registered representative | Aug 2022 (4y) | ||
| Peter Henry Gore | Registered representative | CFP CFA | Sep 2022 (4y) | |
| Philip Benjamin Sadtler | Registered representative | CFP CFA | Sep 2022 (4y) | |
| Brian Joseph Early | Registered representative | CFP | Oct 2022 (4y) | |
| James D Lee | Registered representative | Oct 2022 (4y) | ||
| John Bradford Miller | Registered representative | Oct 2022 (4y) | ||
| John Dominic Zaleski | Registered representative | Oct 2022 (4y) | ||
| Kenyon Lee Allman | Registered representative | Oct 2022 (4y) | ||
| Louis Paul Orgera | Registered representative | CFP | Oct 2022 (4y) | |
| Noelle Granville Mcintyre | Registered representative | CFP | Oct 2022 (4y) | |
| Robert Murray Woronoff | Registered representative | Oct 2022 (4y) | ||
| Rosilyn Hoffman Overton | Registered representative | CFP | Oct 2022 (4y) | |
| Thomas Patrick Walters | Registered representative | Oct 2022 (4y) | ||
| Karen Marie Lessard | Registered representative | Oct 2022 (4y) | ||
| Kerry Constantine Geaneas | Registered representative | Nov 2022 (4y) | ||
| James Bunyon Glover | Registered representative | Nov 2022 (4y) | ||
| Stuart Douglas Waldenmaier | Registered representative | Jan 2023 (4y) | ||
| Steven Joseph Devlin | Registered representative | Jan 2023 (4y) | ||
| Marvin Russell Woodall | Registered representative | Feb 2023 (3y) | ||
| Melina Trevino | Registered representative | Mar 2023 (3y) | ||
| Bonnie O Quinn | Registered representative | Apr 2023 (3y) | ||
| Christopher Blake Magnuson | Registered representative | Apr 2023 (3y) | ||
| Rafael Sosa Matos | Registered representative | Apr 2023 (3y) | ||
| Andrew Bernard Frank | Registered representative | May 2023 (3y) | ||
| Dawn Cheriece Benko | Registered representative | Chartered Financial Consultant | May 2023 (3y) | |
| Kerry Ryan Edwards | Registered representative | May 2023 (3y) | ||
| Ryan Warren Ash | Registered representative | CFP | May 2023 (3y) | |
| Ryan Wentworth Brace | Registered representative | Jun 2023 (3y) | ||
| Ema D Wilburn | Registered representative | Aug 2023 (3y) | ||
| Jason Doyle Fletcher | Registered representative | CFP | Sep 2023 (3y) | |
| Marcel Elias Garza | Registered representative | CFP | Sep 2023 (3y) | |
| Christopher Lee Facka | Registered representative | CFP | Oct 2023 (3y) | |
| William Blakley Woodard | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Robert Stephen Kalaman | Registered representative | CFA | Jan 2024 (3y) | |
| Connor Michael Sturgess | Registered representative | CFP | Apr 2024 (2y) | |
| Donald Robert Genord | Registered representative | Apr 2024 (2y) | ||
| William Henry Kumm | Registered representative | Apr 2024 (2y) | ||
| Erik Martin Blankmeyer | Registered representative | Jul 2024 (2y) | ||
| Rebecca Lynn Clauer | Registered representative | Sep 2024 (2y) | ||
| Shabana Asif | Registered representative | Oct 2024 (2y) | ||
| William Douglas Brantley | Registered representative | Nov 2024 (2y) | ||
| Skyler Hedden | Registered representative | Nov 2024 (2y) | ||
| Franklin Nathaniel Cochran | Registered representative | Nov 2024 (2y) | ||
| Irwin Barry Hyman | Registered representative | Nov 2024 (2y) | ||
| Charles Stewart Roberson | Registered representative | Mar 2025 (1y) | ||
| Ethan Samson Shaff | Registered representative | Apr 2025 (1y) | ||
| Carl Henry Linder | Registered representative | May 2025 (1y) | ||
| Thomas Patrick Walters | Registered representative | May 2025 (1y) | ||
| Cameron Neumann | Registered representative | May 2025 (1y) | ||
| Marian Nmn Stupka | Registered representative | May 2025 (1y) | ||
| William Henry Kumm | Registered representative | May 2025 (1y) | ||
| John Philip Day | Registered representative | Jun 2025 (1y) | ||
| Damian Aaron Saenz | Registered representative | Aug 2025 (1y) | ||
| Jennifer Lynn Eggleston | Registered representative | Aug 2025 (1y) | ||
| Andrew Thomas Mc Knight | Registered representative | Aug 2025 (1y) | ||
| Charles Richard Rey | Registered representative | Sep 2025 (1y) | ||
| Jeremy P Bisceglia | Registered representative | CFP | Sep 2025 (1y) | |
| Giuseppe Mazzeo | Registered representative | Sep 2025 (1y) | ||
| Marcus Lee Crews | Registered representative | Sep 2025 (1y) | ||
| Wesley Chadwick Choate | Registered representative | Oct 2025 (1y) | ||
| Joshua Thomas Foley | Registered representative | Nov 2025 (1y) | ||
| Ron Franklin Linton | Registered representative | CFP | Dec 2025 (1y) | |
| John Frederick Nash | Registered representative | Jan 2026 (1y) | ||
| Leah Kathryn Givens Tarkenton | Registered representative | Mar 2026 (0y) | ||
| David Geschke | Registered representative | Apr 2026 (0y) | ||
| Collin Mc Avoy | Registered representative | Apr 2026 (0y) | ||
| Jonathan Kyle Byus | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Level Four Group, Llc | Member | Jan 2005 | A | 75% or more |
| Carr, Riggs & Ingram Capital, L.L.C. | Member | Sep 2014 | B | ≈ 56.25% – 100% via Level Four Group, Llc |
| Ccp V Aiv Holdings Cri, L.P. | Member | Nov 2024 | B | ≈ 1.11% – 25% via Ccp Feeder I Cri, Llc |
| Ccp V Aiv I, L.P. | Limited Partner | Nov 2024 | B | ≈ 5.93% – 50% via Ccp V Cri Aggregator L.P. |
| Cri Advisors, Llc | Member | Nov 2024 | B | ≈ 31.64% – 100% via Cri Group, Llc |
| Cri Group, Llc | Member | Nov 2024 | B | ≈ 42.19% – 100% via Carr, Riggs & Ingram Capital, L.L.C. |
| Ccp Feeder I Cri, Llc | Limited Partner | Nov 2024 | B | ≈ 1.48% – 25% via Ccp V Aiv I, L.P. |
| Ccp V Cri Aggregator L.P. | Member | Nov 2024 | B | ≈ 7.91% – 50% via Cri Advisors, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Carr, Riggs & Ingram Capital, L.L.C.: 75% – 100% of Level Four Group, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Ccp V Aiv Holdings Cri, L.P.: 75% – 100% of Ccp Feeder I Cri, Llc × 25% – 50% of Ccp V Aiv I, L.P. × 75% – 100% of Ccp V Cri Aggregator L.P. × 25% – 50% of Cri Advisors, Llc × 75% – 100% of Cri Group, Llc × 75% – 100% of Carr, Riggs & Ingram Capital, L.L.C. × 75% – 100% of Level Four Group, Llc × 75% – 100% direct ≈ 1.11% – 25% of the firm
- Ccp V Aiv I, L.P.: 75% – 100% of Ccp V Cri Aggregator L.P. × 25% – 50% of Cri Advisors, Llc × 75% – 100% of Cri Group, Llc × 75% – 100% of Carr, Riggs & Ingram Capital, L.L.C. × 75% – 100% of Level Four Group, Llc × 75% – 100% direct ≈ 5.93% – 50% of the firm
- Cri Advisors, Llc: 75% – 100% of Cri Group, Llc × 75% – 100% of Carr, Riggs & Ingram Capital, L.L.C. × 75% – 100% of Level Four Group, Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Cri Group, Llc: 75% – 100% of Carr, Riggs & Ingram Capital, L.L.C. × 75% – 100% of Level Four Group, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Ccp Feeder I Cri, Llc: 25% – 50% of Ccp V Aiv I, L.P. × 75% – 100% of Ccp V Cri Aggregator L.P. × 25% – 50% of Cri Advisors, Llc × 75% – 100% of Cri Group, Llc × 75% – 100% of Carr, Riggs & Ingram Capital, L.L.C. × 75% – 100% of Level Four Group, Llc × 75% – 100% direct ≈ 1.48% – 25% of the firm
- Ccp V Cri Aggregator L.P.: 25% – 50% of Cri Advisors, Llc × 75% – 100% of Cri Group, Llc × 75% – 100% of Carr, Riggs & Ingram Capital, L.L.C. × 75% – 100% of Level Four Group, Llc × 75% – 100% direct ≈ 7.91% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (8)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Witherite Law Group, Pllc 401(k) Plan | Witherite Law Group, Pllc | 217 | $17.4M | 01/01/2024 |
| Kennedy, White & Riggs Orthopaedic Surgery, 401(k) Plan | Kennedy, White & Riggs Orthopaedic Surgery | 119 | $15.6M | 01/01/2024 |
| North Carolina Nephrology, P. A. 401(k) Profit Sharing Plan | North Carolina Nephrology, P.A. | 108 | $41.2M | 01/01/2024 |
| David Allen Company, Inc. 401 K Profit Sharing Plan | David Allen Company, Inc. | 184 | $11.5M | 01/01/2024 |
| The Business Software, Inc. 401(k) Profit Sharing Plan | Business Software, Inc. | 114 | $29.6M | 01/01/2024 |
| Pathway, Inc. 401(k) Plan | Pathway, Inc. | 293 | $3.1M | 01/01/2024 |
| Big Blue Marble 401(k) Retirement Plan | Big Blue Marble Academy, Llc | 1,445 | $2.5M | 01/01/2024 |
| The Durant Auto Group 401(k) Plan | Classic Chevrolet Buick Gmc, Inc. | 2,441 | $72.0M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/16/2026 | 1.61 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • SOLICITOR FEES - PORTION OF ASSETS MANAGED BY OTHER ADVISORS
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Raymond James $4.6B (70% of AUM) Jul 2026
- LPL Financial $2.4B (86% of AUM) Dec 2021
- Fidelity Brokerage Services $514M (17% of AUM) Mar 2018
- Charles Schwab & Co. $346M (5% of AUM) Jul 2026
- Fidelity Distributors Company Llc $194M (3% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 16, 2026.
View current Form ADV (SEC/IAPD) ↗