Global Investment Solutions, Llc
State-registered
Wealth Manager · Boutique (under $100M)
CRD 133850
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· WWW.GLOBALINVESTSOLUTIONS.COM
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ADV data as of Apr 24, 2026
- Regulatory AUM
- $26.6M
- Discretionary
- $26.6M
- Clients
- 107
- Avg AUM / client
- $248K
- Accounts
- 138
- Employees
- 2
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 85 | $17.7M | 66.5% |
| High net worth individuals | 22 | $8.9M | 33.5% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Roger Robert Kliminski | Registered representative | Jul 1997 (29y) | ||
| Richard Thomas Cervisi | Registered representative | Jan 2026 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/24/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $24.3M (92% of AUM) Apr 2026
- Nationwide Life Insurance Company $1.4M (5% of AUM) Apr 2026
- Guggenheim $813K (3% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 24, 2026.
View current Form ADV (SEC/IAPD) ↗