The Prosperity Consulting Group, Llc
SEC-registered
Insurance-Affiliated · Mid-sized ($1B–$10B)
CRD 133777
· SEC file 801-96321
· Owings Mills, MD
· WWW.PROSPERITYCONSULT.COM
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ADV data as of Jul 17, 2026
- Regulatory AUM
- $3.2B
- Discretionary
- $3.2B
- Clients
- 1,896
- Avg AUM / client
- $1.7M
- Accounts
- 5,557
- Employees
- 66
AUM over time
$119M
$3.2B
May 14, 2015
Jul 17, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,088 | $535M | 16.7% |
| High net worth individuals | 762 | $2.6B | 81.4% |
| Pension and profit sharing plans | 6 | $4.1M | 0.13% |
| Charitable organizations | 19 | $14.5M | 0.45% |
| Corporations and other businesses | 21 | $41.5M | 1.3% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Del Electric 401(k) Plan Douglas Electric & Lighting, Inc. | 2024 | |
| Dragos, Inc. 401(k) Plan Dragos, Inc. | 2024 | |
| Emjay Engineering And Construction Co., Inc. 401(k) Profit Sharing Plan Emjay Engineering And Construction Co., Inc. | 2024 |
People (61)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Donald Nathan Hoffman | Regional President | Jan 2000 (27y) | Less than 5% | |
| Donna Carol Gestl | Cco | CFP | Mar 2005 (21y) | Less than 5% |
| Michele L Martin | President | Chartered Financial Consultant | Jul 2023 (3y) | Less than 5% |
| Cassity Nicole Wingenbach | Chief Operating Officer | Jan 2024 (3y) | Less than 5% | |
| Lauren Michelle Rebbel | Registered representative | CFP | Oct 2013 (13y) | |
| Melanie Epstein Denk | Registered representative | Mar 2021 (5y) | ||
| Sean Reitenbach | Registered representative | CFA | Mar 2021 (5y) | |
| Erin Ansalvish | Registered representative | CFP | Feb 2023 (3y) | |
| Brian Lee Thorkelson | Registered representative | Aug 2023 (3y) | ||
| Nathan James Ahlberg | Registered representative | CFP | Aug 2023 (3y) | |
| Alan Bruce Gubernick | Registered representative | Nov 2023 (3y) | ||
| Hal Joel Michels | Registered representative | Nov 2023 (3y) | ||
| Joseph Lee England | Registered representative | Nov 2023 (3y) | ||
| Ryan Dennis Tyrell | Registered representative | Nov 2023 (3y) | ||
| William Paul St.Clair | Registered representative | Nov 2023 (3y) | ||
| Lawrence Seigelstein | Registered representative | Feb 2024 (2y) | ||
| Marc Scudillo | Registered representative | CFP | Feb 2024 (2y) | |
| Patrick Joseph Rogers | Registered representative | Feb 2024 (2y) | ||
| Sabrina Mangual | Registered representative | Feb 2024 (2y) | ||
| Adam Eli Barton Buchanan | Registered representative | Aug 2024 (2y) | ||
| Cheryl Lynne Rhew | Registered representative | Aug 2024 (2y) | ||
| Elizabeth Broadway | Registered representative | Aug 2024 (2y) | ||
| Heather Lynn Dean | Registered representative | Aug 2024 (2y) | ||
| Jennifer Allyn Mckinnon | Registered representative | CFP | Aug 2024 (2y) | |
| Lawrence Hamilton | Registered representative | CFP Personal Financial Specialist | Aug 2024 (2y) | |
| Matthew Schanz | Registered representative | CFP | Aug 2024 (2y) | |
| Nancy Lydon Campbell | Registered representative | Aug 2024 (2y) | ||
| Robert Brooks Malone | Registered representative | Aug 2024 (2y) | ||
| Timothy Craig Gupton | Registered representative | Aug 2024 (2y) | ||
| Timothy Scott Naylor | Registered representative | Aug 2024 (2y) | ||
| Arthur Kent Pittman | Registered representative | Aug 2024 (2y) | ||
| John Mark Livingston | Registered representative | Aug 2024 (2y) | ||
| Peter Adams | Registered representative | CFP | Aug 2024 (2y) | |
| Steven Daniel Katzenstein | Registered representative | Aug 2024 (2y) | ||
| Justin Paul Shure | Registered representative | CFP | Aug 2024 (2y) | |
| Robert Fradella | Registered representative | Aug 2024 (2y) | ||
| Robert Oakes | Registered representative | CFP Personal Financial Specialist | Sep 2024 (2y) | |
| Jermaine Guthrie | Registered representative | CFP | Oct 2024 (2y) | |
| Alysa Vanessa Enriquez | Registered representative | Nov 2024 (2y) | ||
| Jaime Facchino | Registered representative | Jan 2025 (2y) | ||
| Evelyn Khachikian Fernandez | Registered representative | Jan 2025 (2y) | ||
| Allan Michael Peiser | Registered representative | Feb 2025 (1y) | ||
| Ana Paola Bou Goldsmith | Registered representative | May 2025 (1y) | ||
| Vincent Lewis Ruud | Registered representative | May 2025 (1y) | ||
| Joseph Michael De Martinis | Registered representative | CFP | Jun 2025 (1y) | |
| Brian Joseph Schad | Registered representative | Aug 2025 (1y) | ||
| Matthew Thomas Hynes | Registered representative | Personal Financial Specialist | Aug 2025 (1y) | |
| Alan Craig Bolotin | Registered representative | Chartered Financial Consultant | Sep 2025 (1y) | |
| Christopher Barrett | Registered representative | Sep 2025 (1y) | ||
| Jared S Bolotin | Registered representative | Sep 2025 (1y) | ||
| Micah Bolotin | Registered representative | Sep 2025 (1y) | ||
| Robert Brian Scanlon | Registered representative | CFP | Sep 2025 (1y) | |
| Jennifer Siraco | Registered representative | CFP | Sep 2025 (1y) | |
| Cameron Mac Koul | Registered representative | Sep 2025 (1y) | ||
| Carey Carl Gertler | Registered representative | CFP | Sep 2025 (1y) | |
| Wendy Carlson Frame | Registered representative | Sep 2025 (1y) | ||
| Joseph A Granahan | Registered representative | Jan 2026 (1y) | ||
| Peter Leo Murphy | Registered representative | Jan 2026 (1y) | ||
| Keon Kristofor Khamsehpour | Registered representative | Feb 2026 (0y) | ||
| Merryll Dyan Mcelwain | Registered representative | Mar 2026 (0y) | ||
| Eric Van Le | Registered representative | CFA | Mar 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Eag Wealth Management Strategies, Llc | Member | Oct 2022 | A | 75% or more |
| Prosperity C Corp | Member | Oct 2022 | A | 10% – 25% |
| Eag Holdings L.P. | Shareholder | Oct 2022 | B | ≈ 13.35% – 100% via Eag Top Intermediate Holdings, Inc. |
| Eisner Advisory Group, Llc | Member | Oct 2022 | B | ≈ 56.25% – 100% via Eag Wealth Management Strategies, Llc |
| Eag Inc. | Shareholder | Oct 2022 | B | ≈ 31.64% – 100% via Eisner Advisory Holdco Llc |
| Ti V Eag Investment Aggregator, L.P. | Shareholder | Oct 2022 | B | ≈ 10.01% – 100% via Eag Holdings L.P. |
| Eisner Advisory Holdco Llc | Shareholder | Oct 2022 | B | ≈ 42.19% – 100% via Eisner Advisory Group, Llc |
| Eag Sub Intermediate Holdings, Inc. | Shareholder | Oct 2022 | B | ≈ 23.73% – 100% via Eag Inc. |
| Eag Top Intermediate Holdings, Inc. | Shareholder | Oct 2022 | B | ≈ 17.8% – 100% via Eag Sub Intermediate Holdings, Inc. |
| Eag Wealth Management Strategies, Llc | Member | Oct 2022 | B | ≈ 7.5% – 25% via Prosperity C Corp |
| Towerbrook Investors V (Onshore), L.P. | Shareholder | Oct 2022 | B | ≈ 5.01% – 75% via Ti V Eag Investment Aggregator, L.P. |
| Eag Gp, Llc | General Partner | Oct 2022 | B | GP / trustee / elected manager of Eag Holdings L.P. (indirect) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Eag Holdings L.P.: 75% – 100% of Eag Top Intermediate Holdings, Inc. × 75% – 100% of Eag Sub Intermediate Holdings, Inc. × 75% – 100% of Eag Inc. × 75% – 100% of Eisner Advisory Holdco Llc × 75% – 100% of Eisner Advisory Group, Llc × 75% – 100% of Eag Wealth Management Strategies, Llc × 75% – 100% direct ≈ 13.35% – 100% of the firm
- Eisner Advisory Group, Llc: 75% – 100% of Eag Wealth Management Strategies, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Eag Inc.: 75% – 100% of Eisner Advisory Holdco Llc × 75% – 100% of Eisner Advisory Group, Llc × 75% – 100% of Eag Wealth Management Strategies, Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Ti V Eag Investment Aggregator, L.P.: 75% – 100% of Eag Holdings L.P. × 75% – 100% of Eag Top Intermediate Holdings, Inc. × 75% – 100% of Eag Sub Intermediate Holdings, Inc. × 75% – 100% of Eag Inc. × 75% – 100% of Eisner Advisory Holdco Llc × 75% – 100% of Eisner Advisory Group, Llc × 75% – 100% of Eag Wealth Management Strategies, Llc × 75% – 100% direct ≈ 10.01% – 100% of the firm
- Eisner Advisory Holdco Llc: 75% – 100% of Eisner Advisory Group, Llc × 75% – 100% of Eag Wealth Management Strategies, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Eag Sub Intermediate Holdings, Inc.: 75% – 100% of Eag Inc. × 75% – 100% of Eisner Advisory Holdco Llc × 75% – 100% of Eisner Advisory Group, Llc × 75% – 100% of Eag Wealth Management Strategies, Llc × 75% – 100% direct ≈ 23.73% – 100% of the firm
- Eag Top Intermediate Holdings, Inc.: 75% – 100% of Eag Sub Intermediate Holdings, Inc. × 75% – 100% of Eag Inc. × 75% – 100% of Eisner Advisory Holdco Llc × 75% – 100% of Eisner Advisory Group, Llc × 75% – 100% of Eag Wealth Management Strategies, Llc × 75% – 100% direct ≈ 17.8% – 100% of the firm
- Eag Wealth Management Strategies, Llc: 75% – 100% of Prosperity C Corp × 10% – 25% direct ≈ 7.5% – 25% of the firm
- Towerbrook Investors V (Onshore), L.P.: 50% – 75% of Ti V Eag Investment Aggregator, L.P. × 75% – 100% of Eag Holdings L.P. × 75% – 100% of Eag Top Intermediate Holdings, Inc. × 75% – 100% of Eag Sub Intermediate Holdings, Inc. × 75% – 100% of Eag Inc. × 75% – 100% of Eisner Advisory Holdco Llc × 75% – 100% of Eisner Advisory Group, Llc × 75% – 100% of Eag Wealth Management Strategies, Llc × 75% – 100% direct ≈ 5.01% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (3)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Del Electric 401(k) Plan | Douglas Electric & Lighting, Inc. | 90 | $8.5M | 01/01/2024 |
| Dragos, Inc. 401(k) Plan | Dragos, Inc. | 376 | $39.6M | 01/01/2024 |
| Emjay Engineering And Construction Co., Inc. 401(k) Profit Sharing Plan | Emjay Engineering And Construction Co., Inc. | 151 | $19.0M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/17/2026 | 1.06 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $2.9B (92% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 17, 2026.
View current Form ADV (SEC/IAPD) ↗