Nesteggs Retirement Plan Services, Inc.
SEC-registered
Institutional / Pension Advisor · Small ($100M–$1B)
CRD 133507
· SEC file 801-63869
· Jacksonville, FL
· WWW.NESTEGGS401K.COM
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ADV data as of Jul 07, 2026
- Regulatory AUM
- $911M
- Discretionary
- $823M
- Clients
- 616
- Avg AUM / client
- $1.5M
- Accounts
- 759
- Employees
- 29
AUM over time
$141M
$911M
Dec 2011
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 07, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 135 | $20.2M | 2.21% |
| High net worth individuals | 38 | $95.9M | 10.5% |
| Pension and profit sharing plans | 443 | $795M | 87.3% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Cogent Bank Master Pooled 401(k) Plan For Cogent Bank Nesteggs Retirement Plan Services, Inc. | 2024 | |
| Ascend Wealth Advisors Pep Nesteggs Retirement Plan Services, Inc. | 2024 | |
| Waverly Advisors, Llc Pep Nesteggs Retirement Plan Services, Inc. | 2024 | |
| The Mayflower Retirement Community, Inc. 403(b) Plan The Mayflower Retirement Center, Inc. | 2024 | |
| First Coast Cardiovascular Institute 401(k) Profit Sharing Plan & Trust First Coast Cardiovascular Institute | 2024 | |
| Nesteggs Master Pooled 401(k) Plan Nesteggs Retirement Plan Services, Inc. | 2024 | |
| Hrd Retirement Savings Plan Hr Delivered Llc | 2024 | |
| Nesteggs Achievement Pooled Employer 401 K Plan Nesteggs Retirement Plan Services, Inc. | 2024 | |
| The Pinnacle Advisors Pooled Employer 401(k) Plan Nesteggs Retirement Plan Services, Inc. | 2024 | |
| S&P Usa Ventilation Systems, Llc 401(k) Plan S&P Usa Ventilation Systems, Llc | 2024 | |
| Security 101 Holdings, Llc Pooled Employer Plan Nesteggs Retirement Plan Services, Inc. | 2024 | |
| Farther Pep Nesteggs Retirement Plan Services, Inc. | 2024 |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Blake Austine Macklin | Chief Financial Officer | Nov 2016 (10y) | 25% – 50% | |
| Kevin Brooks Cheezum | Chief Compliance Officer And President | Aug 2018 (8y) | 25% – 50% | |
| Alexander Bullock Jenkins | Chief Revenue Officer | Jan 2024 (3y) | 25% – 50% | |
| Irene Adelman | Registered representative | Apr 2008 (18y) | ||
| Jason Robert Bak | Registered representative | Jan 2021 (6y) | ||
| Lantz Allan Martin | Registered representative | CFP Chartered Financial Consultant | May 2024 (2y) | |
| Kevin John Cress | Registered representative | CFA | Jan 2025 (2y) | |
| Nicholas Aidan Quinn | Registered representative | Nov 2025 (1y) | ||
| Alison Irene Hollaway | Registered representative | Jan 2026 (1y) | ||
| Stephen James Quinn | Registered representative | Mar 2026 (0y) | ||
| Emina Palislamovic | Registered representative | Jun 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (12)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Cogent Bank Master Pooled 401(k) Plan For Cogent Bank | Nesteggs Retirement Plan Services, Inc. | 612 | $29.8M | 01/01/2024 |
| Ascend Wealth Advisors Pep | Nesteggs Retirement Plan Services, Inc. | 137 | — | 01/01/2024 |
| Waverly Advisors, Llc Pep | Nesteggs Retirement Plan Services, Inc. | 235 | $3.3M | 01/01/2024 |
| The Mayflower Retirement Community, Inc. 403(b) Plan | The Mayflower Retirement Center, Inc. | 349 | $5.9M | 01/01/2024 |
| First Coast Cardiovascular Institute 401(k) Profit Sharing Plan & Trust | First Coast Cardiovascular Institute | 125 | $5.1M | 01/01/2024 |
| Nesteggs Master Pooled 401(k) Plan | Nesteggs Retirement Plan Services, Inc. | 2,294 | $79.9M | 01/01/2024 |
| Hrd Retirement Savings Plan | Hr Delivered Llc | 1,491 | $37.9M | 01/01/2024 |
| Nesteggs Achievement Pooled Employer 401 K Plan | Nesteggs Retirement Plan Services, Inc. | 442 | $17.9M | 01/01/2024 |
| The Pinnacle Advisors Pooled Employer 401(k) Plan | Nesteggs Retirement Plan Services, Inc. | 188 | $16.8M | 01/01/2024 |
| S&P Usa Ventilation Systems, Llc 401(k) Plan | S&P Usa Ventilation Systems, Llc | 140 | $4.2M | 01/01/2024 |
| Security 101 Holdings, Llc Pooled Employer Plan | Nesteggs Retirement Plan Services, Inc. | 407 | $19.6M | 01/01/2024 |
| Farther Pep | Nesteggs Retirement Plan Services, Inc. | 548 | $37.4M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/07/2026 | 967 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $795M (87% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 07, 2026.
View current Form ADV (SEC/IAPD) ↗