Watts Gwilliam & Company, Llc
- Regulatory AUM
- $1.0B
- Discretionary
- $1.0B
- Clients
- 514
- Avg AUM / client
- $2.0M
- Accounts
- 1,208
- Employees
- 9
AUM over time
Annual snapshots from Form ADV filings · as of Jul 28, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 45 | $8.1M | 0.78% |
| High net worth individuals | 458 | $973M | 94.3% |
| Pooled investment vehicles (non-investment companies) | 4 | $19.5M | 1.89% |
| Pension and profit sharing plans | 6 | $29.9M | 2.9% |
| Charitable organizations | 1 | $1.2M | 0.12% |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of Dec 2024 · $8.4M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Vista Capital Fund Iv: Ak Courtyard, Llc | Real Estate Fund | Arizona | $4.3M | 52 |
| Zona Uc, Llc | Private Equity Fund | Arizona | $3.2M | 19 |
| Vista Capital Fund Iii, Llc | Real Estate Fund | Arizona | $897K | 53 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Barrett Financial Group, L.L.C. 401 K Plan Barrett Financial Group, L.L.C. | 2024 |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Daniel Bradford Gwilliam | Member | Jun 2004 (22y) | 25% – 50% | |
| David Bruce Watts | Member | Jun 2004 (22y) | 25% – 50% | |
| Jeffrey Stephen Watts | Member, Chief Compliance Officer | Jun 2004 (22y) | 25% – 50% | |
| Jonathan Mark Vest | Registered representative | Jan 2008 (19y) | ||
| Jeffrey Allen Fryer | Registered representative | Jan 2009 (18y) | ||
| Zhenhua Yuan | Registered representative | Jan 2021 (6y) | ||
| Kimball E Gwilliam | Registered representative | Oct 2023 (3y) | ||
| Benjamin Cooper | Registered representative | Jan 2024 (3y) | ||
| Matthew Chad Willett | Registered representative | Mar 2024 (2y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $8.4M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Vista Capital Fund Iv: Ak Courtyard, Llc | Real Estate Fund | $4.3M | $50.0K | 52 |
| Zona Uc, Llc | Private Equity Fund | $3.2M | $50.0K | 19 |
| Vista Capital Fund Iii, Llc | Real Estate Fund | $897K | $50.0K | 53 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Barrett Financial Group, L.L.C. 401 K Plan | Barrett Financial Group, L.L.C. | 883 | $7.2M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/30/2026 | 1.45 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $550M (53% of AUM) Jun 2026
- Fidelity Investments $360K (0% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 28, 2026.
View current Form ADV (SEC/IAPD) ↗