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Investment Adviser · Mid-sized ($1B–$10B)
CRD 131195
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ADV data as of Jun 09, 2025
- Regulatory AUM
- $6.8B
- Discretionary
- $0
- Clients
- 13,288
- Avg AUM / client
- $510K
- Accounts
- 31,647
- Employees
- 40
AUM over time
$999M
$6.8B
Nov 2011
Jun 2025
Annual snapshots from Form ADV filings · as of Jun 09, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Other investment advisers | 13,288 | $6.8B | 100.0% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- National Financial Services (Fidelity) $6.2B (92% of AUM) Jun 2025
- Charles Schwab & Co. $428M (6% of AUM) Jun 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 09, 2025.