Lattice Strategies Llc
- Regulatory AUM
- $2.2B
- Discretionary
- $2.2B
- Clients
- 7
- Avg AUM / client
- $308M
- Accounts
- 7
- Employees
- 368
AUM over time
Annual snapshots from Form ADV filings · as of Jun 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 7 | $2.2B | 100.0% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Load Trail 401(k) Plan Load Trail Llc | 2024 | |
| Sam Carbis Solutions Group, Llc 401(k) Plan Sam Carbis Solutions Group, Llc | 2024 | |
| Iroquois Memorial Hospital And Resident Home 401(k) Plan Iroquois Memorial Hospital And Resident Home | 2024 | |
| Next Glass 401(k) Plan Next Glass, Inc. | 2024 | |
| Endotronix, Inc. 401(k) Plan Endotronix, Inc. | 2024 |
People (5)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Davey, James, Edward | Senior Managing Director, President And Chairman Of The Board | Jul 2016 (10y) | Less than 5% | |
| Frost, Gregory, A. | Managing Director And Chief Financial Officer | Jul 2016 (10y) | Less than 5% | |
| Garger, Walter, Francis | Managing Director And General Counsel | Jul 2016 (10y) | Less than 5% | |
| Joseph Gary Melcher | Executive Vice President And Chief Compliance Officer | Jul 2016 (10y) | Less than 5% | |
| Meyer, Vernon, Joseph | Senior Vice President Investments | Mar 2019 (7y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Hartford Funds Management Company | Sole Member | Jul 2016 | A | 75% or more |
| Hartford Holdings, Inc. | Owner | May 2018 | B | ≈ 42.19% – 100% via Hartford Funds Management Group, Inc. |
| The Hartford Financial Services Group, Inc. | Owner | Aug 2002 | B | ≈ 31.64% – 100% via Hartford Holdings, Inc. |
| Hartford Funds Management Group, Inc. | Owner | May 2018 | B | ≈ 56.25% – 100% via Hartford Funds Management Company |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Hartford Holdings, Inc.: 75% – 100% of Hartford Funds Management Group, Inc. × 75% – 100% of Hartford Funds Management Company × 75% – 100% direct ≈ 42.19% – 100% of the firm
- The Hartford Financial Services Group, Inc.: 75% – 100% of Hartford Holdings, Inc. × 75% – 100% of Hartford Funds Management Group, Inc. × 75% – 100% of Hartford Funds Management Company × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Hartford Funds Management Group, Inc.: 75% – 100% of Hartford Funds Management Company × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (5)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Load Trail 401(k) Plan | Load Trail Llc | 0 | $0 | 01/01/2024 |
| Sam Carbis Solutions Group, Llc 401(k) Plan | Sam Carbis Solutions Group, Llc | 145 | $9.6M | 01/01/2024 |
| Iroquois Memorial Hospital And Resident Home 401(k) Plan | Iroquois Memorial Hospital And Resident Home | 321 | $14.9M | 01/01/2024 |
| Next Glass 401(k) Plan | Next Glass, Inc. | 75 | $3.5M | 01/01/2024 |
| Endotronix, Inc. 401(k) Plan | Endotronix, Inc. | 146 | $9.1M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/10/2026 | 2.53 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for investment companies
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $53.5M (3% of AUM) Mar 2019
- Stifel, Nicolaus & Company, Incorporated $35.0M (2% of AUM) Mar 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 10, 2026.
View current Form ADV (SEC/IAPD) ↗