Thompson Investment Management, Inc.
- Regulatory AUM
- $3.1B
- Discretionary
- $3.1B
- Clients
- 485
- Avg AUM / client
- $6.4M
- Accounts
- 941
- Employees
- 17
AUM over time
Annual snapshots from Form ADV filings · as of Mar 27, 2026
Investments (13F portfolio — 504 positions, $871,567,788)
13F period Jun 30, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Alphabet Inc Cap Stk Cl A | COM | $47,443,012 | 132,756 | 5.44% | 1.54% |
| 2 | Microsoft Corp | COM | $28,811,227 | 77,238 | 3.31% | 0.93% |
| 3 | Exxon Mobil Corp Com | COM | $20,598,756 | 150,664 | 2.36% | 0.67% |
| 4 | Citigroup Inc Com New | COM | $18,713,160 | 133,704 | 2.15% | 0.61% |
| 5 | Viatris | COM | $17,330,906 | 1,091,367 | 1.99% | 0.56% |
| 6 | Cisco Systems Inc | COM | $15,074,717 | 128,339 | 1.73% | 0.49% |
| 7 | Kornit Digital Ltd Shs | ADR | $14,738,831 | 907,005 | 1.69% | 0.48% |
| 8 | Qualcomm Inc | COM | $14,601,564 | 79,017 | 1.68% | 0.47% |
| 9 | Lkq Corp Com | COM | $14,082,377 | 534,842 | 1.62% | 0.46% |
| 10 | Unitedhealth Group Inc | COM | $13,982,598 | 33,642 | 1.6% | 0.45% |
| 11 | Jpmorgan Chase & Co Com | COM | $13,837,903 | 42,275 | 1.59% | 0.45% |
| 12 | Amn Healthcare Svcs Inc Com | COM | $13,672,481 | 422,381 | 1.57% | 0.44% |
| 13 | Bank Of America | COM | $13,278,537 | 233,039 | 1.52% | 0.43% |
| 14 | Cvs Health Corp Com | COM | $13,038,450 | 126,036 | 1.5% | 0.42% |
| 15 | Nxp Semiconductors N V Com | ADR | $12,452,438 | 44,310 | 1.43% | 0.4% |
| 16 | Johnson & Johnson | COM | $12,371,650 | 48,713 | 1.42% | 0.4% |
| 17 | Apple Inc Com | COM | $12,333,175 | 42,622 | 1.42% | 0.4% |
| 18 | Pepsico Inc | COM | $11,802,103 | 87,165 | 1.35% | 0.38% |
| 19 | Performance Food Group Co Com | COM | $11,643,879 | 104,158 | 1.34% | 0.38% |
| 20 | Target Corp | COM | $11,553,560 | 88,458 | 1.33% | 0.37% |
| 21 | Meta Platforms | COM | $11,549,511 | 20,504 | 1.33% | 0.37% |
| 22 | Pfizer Inc | COM | $11,300,430 | 469,287 | 1.3% | 0.37% |
| 23 | Alexandria Real Estate Eq Inc | COM | $11,226,989 | 212,431 | 1.29% | 0.36% |
| 24 | Chewy Inc Cl A | COM | $11,001,367 | 559,866 | 1.26% | 0.36% |
| 25 | Ebay Inc Com | COM | $10,858,196 | 97,165 | 1.25% | 0.35% |
Top 25 of 504 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 288 | $79.2M | 2.57% |
| High net worth individuals | 153 | $682M | 22.1% |
| Investment companies | 1 | $2.1B | 69.6% |
| Pension and profit sharing plans | 33 | $107M | 3.46% |
| Charitable organizations | 10 | $69.4M | 2.25% |
| Corporations and other businesses | Fewer than 5 clients | $9.0K | 0.0% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Community Resources For Independence, Inc. 401(k) Profit Sharing Plan Community Resources For Independence, Inc. | 2024 | |
| Ramaker & Associates, Inc. 401(k) Profit Sharing Plan And Trust Ramaker & Associates, Inc. | 2024 | |
| Mcgill, Power, Bell & Associates, Llp 401(k) And Profit Sharing Plan Mcgill, Power, Bell & Associates, Llp | 2024 |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James Thomas Evans | Chief Investment Officer | CFA | Jun 2009 (17y) | 25% – 50% |
| Jason Lee Stephens | Chief Executive Officer | CFA | Mar 2015 (11y) | 25% – 50% |
| Hubbard, Penny | Vice President | Feb 2020 (7y) | 25% – 50% | |
| Colleen E Donnelly | Chief Compliance Officer | May 2020 (6y) | Less than 5% | |
| John Walter Thompson | Registered representative | CFA | Jan 2004 (23y) | |
| Morgan Curtis Mueller | Registered representative | CFA | Feb 2024 (2y) | |
| Daniel Bagin | Registered representative | CFA | Mar 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (3)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Community Resources For Independence, Inc. 401(k) Profit Sharing Plan | Community Resources For Independence, Inc. | 315 | $12.5M | 07/01/2024 |
| Ramaker & Associates, Inc. 401(k) Profit Sharing Plan And Trust | Ramaker & Associates, Inc. | 88 | $14.2M | 01/01/2024 |
| Mcgill, Power, Bell & Associates, Llp 401(k) And Profit Sharing Plan | Mcgill, Power, Bell & Associates, Llp | 117 | $11.9M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 1020 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $549M (18% of AUM) Mar 2026
- National Financial Services (Fidelity) $201M (7% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗