Pendragon Capital Management, Inc.
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ADV data as of Mar 30, 2026
- Regulatory AUM
- $45.5M
- Discretionary
- $40.5M
- Clients
- 44
- Avg AUM / client
- $1.0M
- Accounts
- 94
- Employees
- 4
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 25 | $12.0M | 26.4% |
| High net worth individuals | 18 | $31.6M | 69.5% |
| Charitable organizations | 1 | $1.9M | 4.18% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Ian Joseph Green | Registered representative | Apr 2004 (22y) | ||
| Barry Frederick Drogy | Registered representative | Mar 2011 (15y) | ||
| Andrew Christie Fairbanks | Registered representative | Sep 2021 (5y) | ||
| Kevin John Donnelly | Registered representative | CFP | Aug 2022 (4y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.09 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • FEE FOR MONITORING ACCOUNTS MANAGED BY THIRD PARTY MONEY MANAGER
Services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Interactive Brokers $29.6M (65% of AUM) Mar 2026
- Charles Schwab & Co. $12.6M (28% of AUM) Mar 2026
- Wedbush Securities Inc. $3.3M (7% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗