Wisdom Financial Services, L.L.C.
- Regulatory AUM
- $779M
- Discretionary
- $779M
- Clients
- 1,518
- Avg AUM / client
- $513K
- Accounts
- 3,989
- Employees
- 14
AUM over time
Annual snapshots from Form ADV filings · as of Jul 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,518 | $779M | 100.0% |
People (13)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Bean, John, William | Managing Member & Wealth Coach | May 2003 (23y) | 10% – 25% | |
| Curtis J Ford | Managing Member & Wealth Coach | May 2003 (23y) | 10% – 25% | |
| Gregory A. Heaton | Managing Member, Wealth Coach & Cco | May 2003 (23y) | 10% – 25% | |
| Nash, James, H | Managing Member & Wealth Coach | May 2003 (23y) | 10% – 25% | |
| Nash, Robert, N | Managing Member & Wealth Coach | May 2003 (23y) | 10% – 25% | |
| Justin Michael Heaton | Managing Member & Wealth Coach | Jun 2012 (14y) | 10% – 25% | |
| Wiegand, Michael, Anthony | Managing Member & Wealth Coach | Apr 2014 (12y) | 10% – 25% | |
| Benjamin Thomas Young | Registered representative | Mar 2016 (10y) | ||
| Scott T Moorhead | Registered representative | Sep 2017 (9y) | ||
| Matthew Paul Simosky | Registered representative | May 2021 (5y) | ||
| Jeffrey D Amman | Registered representative | Oct 2023 (3y) | ||
| Jacob Ronald Miller | Registered representative | Feb 2025 (1y) | ||
| Julia Ann Wiese | Registered representative | Feb 2025 (1y) |
Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/02/2026 | 1.08 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • REFERRAL FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Axos Clearing $606M (78% of AUM) Feb 2026
- Trust Company Of America $407M (93% of AUM) Dec 2021
- Charles Schwab & Co. $29.8M (4% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 29, 2026.
View current Form ADV (SEC/IAPD) ↗