Institute For Wealth Management Llc
- Regulatory AUM
- $1.4B
- Discretionary
- $1.4B
- Clients
- 817
- Avg AUM / client
- $1.7M
- Accounts
- 1,684
- Employees
- 18
AUM over time
Annual snapshots from Form ADV filings · as of Jul 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 612 | $139M | 10.1% |
| High net worth individuals | 191 | $1.2B | 87.0% |
| Pooled investment vehicles (non-investment companies) | 1 | $22.6M | 1.65% |
| Pension and profit sharing plans | 6 | $10.2M | 0.74% |
| Charitable organizations | 3 | $46.5K | 0.0% |
| Corporations and other businesses | 4 | $6.0M | 0.44% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Dec 2024 · $19.3M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Madison Park Harbor Fund, Lp | Hedge Fund | Delaware | $19.3M | 22 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Davis Wright Tremaine Llp 401(k) Profit Sharing Plan Davis Wright Tremaine Llp | 2024 |
People (15)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Matthew Douglas Medeiros | Ceo | Jun 2003 (23y) | ≈ 18.75% – 50% via Institute For Wealth Holdings, Inc. | |
| Jorgensen, Jeffery, Frands | Chief Operations Officer | Jan 2010 (17y) | Less than 5% | |
| Colin Ellsworth Macleod | Registered representative | May 2019 (7y) | ||
| Derek Allan Jones | Registered representative | May 2019 (7y) | ||
| James Patrick Donnelly | Registered representative | May 2019 (7y) | ||
| Victoria Gascoigne Crosby | Registered representative | May 2019 (7y) | ||
| Douglas J Donnelly | Registered representative | May 2019 (7y) | ||
| Randall Craig Buck | Registered representative | CFA | May 2019 (7y) | |
| Connor James Donnelly | Registered representative | Jul 2020 (6y) | ||
| Daniel William Boulware | Registered representative | Jan 2023 (4y) | ||
| Nathaniel Jenkins Yurica | Registered representative | Jan 2025 (2y) | ||
| Anthony Hollerich | Registered representative | Oct 2025 (1y) | ||
| James C Marshal | Registered representative | Dec 2025 (1y) | ||
| Brian William Britt | Registered representative | Jan 2026 (1y) | ||
| Joshua Garrett Miller | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Institute For Wealth Holdings, Inc. | Managing Member | May 2004 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Matthew Douglas Medeiros: 25% – 50% of Institute For Wealth Holdings, Inc. × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $19.3M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Madison Park Harbor Fund, Lp | Hedge Fund | $19.3M | $250K | 22 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Davis Wright Tremaine Llp 401(k) Profit Sharing Plan | Davis Wright Tremaine Llp | 1,468 | $748M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/19/2026 | 1.41 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $1.1B (80% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 23, 2026.
View current Form ADV (SEC/IAPD) ↗