Valeo Financial Advisors, Llc
SEC-registered
Wealth Manager · Large ($10B–$100B)
CRD 127132
· SEC file 801-66402
· Carmel, IN
· WWW.VALEOFINANCIAL.COM
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ADV data as of Apr 30, 2026
- Regulatory AUM
- $13.0B
- Discretionary
- $10.7B
- Clients
- 3,042
- Avg AUM / client
- $4.3M
- Accounts
- 22,812
- Employees
- 178
AUM over time
$816M
$13.0B
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Apr 30, 2026
Asset allocation (SMA assets by investment type)
as of Apr 30, 2026
Registered investment companies (funds/ETFs)
$5.8B
45%
Exchange-traded equities
$2.6B
20%
State & local bonds
$1.4B
11%
Other
$1.4B
11%
Cash & equivalents
$1.3B
10%
US government & agency bonds
$259M
2%
Pooled investment vehicles
$130M
1%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 764 | $358M | 2.76% |
| High net worth individuals | 2,257 | $12.3B | 94.8% |
| Charitable organizations | 16 | $282M | 2.18% |
| Corporations and other businesses | 5 | $37.5M | 0.29% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Oct 2024 · $21.0K combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Valeo Tcf, Llc | Other Private Fund | Indiana | $21.0K | 25 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| The Gi Alliance Management 401 K Savings Plan The Gi Alliance Management, Llc | Dallas, TX | 2024 |
People (108)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John Charles Trott | Member | CFP | May 2003 (23y) | 25% – 50% |
| John Thomas Wortman | Chief Executive Officer, Member | CFP | May 2003 (23y) | 25% – 50% |
| Phillip Richard Evans | Member | CFP | May 2003 (23y) | 5% – 10% |
| Justin M Padgett | President | CFP | Mar 2007 (19y) | Less than 5% |
| Skelly, Connor, Michael | Chief Compliance Officer | Sep 2024 (2y) | Less than 5% | |
| Phillip Christopher Mickel | Registered representative | CFP | Jan 2004 (23y) | |
| Robert James Edwards | Registered representative | CFA | Dec 2008 (18y) | |
| Chad Dennis Reed | Registered representative | CFP | Jan 2009 (18y) | |
| Matthew David Jarvis | Registered representative | CFP | Feb 2009 (17y) | |
| Richard Doud Seaver | Registered representative | CFP | Feb 2009 (17y) | |
| Kyle William Erb | Registered representative | CFP | Jun 2010 (16y) | |
| Ted Christofolis | Registered representative | CFP | Oct 2012 (14y) | |
| James Mason Hughes | Registered representative | CFP | Apr 2014 (12y) | |
| Brian C Rosswurm | Registered representative | CFP | Apr 2014 (12y) | |
| Daniel T Houchens | Registered representative | CFP | Apr 2014 (12y) | |
| Lauren A. Brown | Registered representative | CFP | Apr 2014 (12y) | |
| Melissa Buchert | Registered representative | CFP | Apr 2014 (12y) | |
| Kristen M Rueth Allen | Registered representative | CFP | Apr 2014 (12y) | |
| Chintan Desai | Registered representative | CFP | Mar 2015 (11y) | |
| David A Page | Registered representative | CFP | Apr 2015 (11y) | |
| Nicholas A Fohrer | Registered representative | CFP | Apr 2015 (11y) | |
| Andrew Corey Brown | Registered representative | CFP | Apr 2015 (11y) | |
| Fernando Lawrence Ortiz | Registered representative | CFP | Jul 2015 (11y) | |
| Matthew A Presley | Registered representative | CFP | Jan 2016 (11y) | |
| Michael W Phillips | Registered representative | CFP | Jan 2016 (11y) | |
| Katie J Smith | Registered representative | CFP | Jan 2016 (11y) | |
| Tyler Hockett | Registered representative | CFP | Jan 2017 (10y) | |
| Charlotte Lippert | Registered representative | CFA | Apr 2017 (9y) | |
| William Logan | Registered representative | CFP | Jan 2018 (9y) | |
| David Lee Hecht | Registered representative | CFP | Jan 2018 (9y) | |
| William Lawrence Kinder | Registered representative | CFP | Mar 2018 (8y) | |
| Brent Alan Williams | Registered representative | CFP | Dec 2018 (8y) | |
| James Brashaber | Registered representative | CFP | Dec 2018 (8y) | |
| Erich Halden Stout | Registered representative | CFP | Jan 2019 (8y) | |
| Parker Allen Maxwell | Registered representative | CFP | Feb 2019 (7y) | |
| David Brown Gilliland | Registered representative | CFP | Mar 2019 (7y) | |
| Zachary Meyer | Registered representative | CFP | Jun 2019 (7y) | |
| Geoff M Beck | Registered representative | CFP | Oct 2019 (7y) | |
| Philip James Wallin | Registered representative | CFP | Nov 2019 (7y) | |
| Brian Nathaniel Spead | Registered representative | CFP | Dec 2019 (7y) | |
| Matthew Tyler Williams | Registered representative | CFP | Mar 2020 (6y) | |
| Andrew Nathan Tellitocci | Registered representative | CFP | Apr 2020 (6y) | |
| Audra Nicole Dial | Registered representative | CFP | Apr 2020 (6y) | |
| Lindsey Alysha Fairchild | Registered representative | CFP | Aug 2020 (6y) | |
| Greg Thomas Jordan | Registered representative | CFP | Sep 2020 (6y) | |
| Daniela L Aviles | Registered representative | CFP | Jan 2021 (6y) | |
| Heath Lange | Registered representative | CFP | Mar 2021 (5y) | |
| Jacob Paul Zeiher | Registered representative | CFP | Apr 2021 (5y) | |
| Sarah Elizabeth Arthur | Registered representative | CFP | Jul 2021 (5y) | |
| Laura Kathleen Wilson | Registered representative | CFP | Aug 2021 (5y) | |
| Regan Clark | Registered representative | CFP | Aug 2021 (5y) | |
| Jacob Woodward | Registered representative | CFP | Aug 2021 (5y) | |
| Jamie Nicole Vladuchick | Registered representative | CFA | Aug 2021 (5y) | |
| Charles Scott Penola | Registered representative | CFP | Jan 2022 (5y) | |
| Ashton Pocta | Registered representative | CFP | Jan 2022 (5y) | |
| Hayden Harrison Ludwig | Registered representative | CFP | Feb 2022 (4y) | |
| Emeliano Austin Paul Ameye | Registered representative | CFP | Feb 2022 (4y) | |
| Garrett Wayne Chmiola | Registered representative | CFP | Mar 2022 (4y) | |
| Christopher James Siegl | Registered representative | CFP | Apr 2022 (4y) | |
| Danielle Rachel Van Buren | Registered representative | CFP | May 2022 (4y) | |
| Charles Ney | Registered representative | CFP | Jun 2022 (4y) | |
| Matthew William Keller | Registered representative | CFP | Jul 2022 (4y) | |
| Ryan David Price | Registered representative | CFP | Aug 2022 (4y) | |
| Dylan Ray Brooks | Registered representative | CFP | Aug 2022 (4y) | |
| Kara M Wright | Registered representative | CFP | Sep 2022 (4y) | |
| Paige Sumner Sanfelippo | Registered representative | CFP | Dec 2022 (4y) | |
| Jacob Eric Valdick | Registered representative | CFP | Jan 2023 (4y) | |
| John Harrison Brown | Registered representative | CFA | Jan 2023 (4y) | |
| Madison Theile | Registered representative | CFP | Jan 2023 (4y) | |
| Kristine Merta | Registered representative | Feb 2023 (3y) | ||
| Logan Mears | Registered representative | CFP | Apr 2023 (3y) | |
| Jacob Matthew Smith | Registered representative | CFP | May 2023 (3y) | |
| Nathan M Kilpatrick | Registered representative | CFP | May 2023 (3y) | |
| Robert W Tuckfield | Registered representative | CFP | Jun 2023 (3y) | |
| Colton Romine | Registered representative | CFP | Jul 2023 (3y) | |
| Noah Heim | Registered representative | CFP | Sep 2023 (3y) | |
| Davis Odom | Registered representative | CFP | May 2024 (2y) | |
| Nick Frey | Registered representative | CFP | May 2024 (2y) | |
| Ali Hakim | Registered representative | CFP | Jun 2024 (2y) | |
| Johnny R Jager | Registered representative | CFP | Jun 2024 (2y) | |
| Cody H Gutwein | Registered representative | CFP | Jun 2024 (2y) | |
| John Caleb Hardman | Registered representative | CFP | Jun 2024 (2y) | |
| Joshua R Bowers | Registered representative | CFP | Jun 2024 (2y) | |
| Benjamin Franklin Mossoney | Registered representative | CFP | Aug 2024 (2y) | |
| Zachary Allen O'connor | Registered representative | CFP | Aug 2024 (2y) | |
| Easton Meyer | Registered representative | CFP | Aug 2024 (2y) | |
| William Harrison Syrus | Registered representative | CFP | Nov 2024 (2y) | |
| Andrew Charles Michael | Registered representative | CFP | Nov 2024 (2y) | |
| Katelyn Leann Turcheck | Registered representative | CFP | Nov 2024 (2y) | |
| Blake A Montgomery | Registered representative | CFP | Dec 2024 (2y) | |
| Jacob Kleimola | Registered representative | CFP | Jan 2025 (2y) | |
| Evan La Brecque | Registered representative | CFP | Jan 2025 (2y) | |
| James Ambrose Scheri | Registered representative | CFP | Mar 2025 (1y) | |
| Virginia Leigh Fix | Registered representative | CFP | Apr 2025 (1y) | |
| Trey Nobbe | Registered representative | CFP | May 2025 (1y) | |
| Aidan Parker Newsom | Registered representative | CFP | Jul 2025 (1y) | |
| Shaun Robert Williams | Registered representative | CFP | Aug 2025 (1y) | |
| Shelby Ferstl | Registered representative | CFP | Sep 2025 (1y) | |
| Luke Joseph Keller | Registered representative | CFP | Sep 2025 (1y) | |
| Joshua Frazier | Registered representative | Oct 2025 (1y) | ||
| Clay Campbell | Registered representative | CFP | Nov 2025 (1y) | |
| Brett Michael Ploss | Registered representative | CFP | Jan 2026 (1y) | |
| Luke W Lambeck | Registered representative | CFP | Feb 2026 (0y) | |
| Nicholas John Weyhmueller | Registered representative | CFP | Mar 2026 (0y) | |
| Cassidy Karin Hardy | Registered representative | CFP | Mar 2026 (0y) | |
| Hal Armstrong | Registered representative | CFP | Apr 2026 (0y) | |
| Sarah Cazares | Registered representative | CFP | Apr 2026 (0y) | |
| Peter Joseph Nakpil Royeca | Registered representative | CFP | Apr 2026 (0y) |
Undisclosed: 0% – 45% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $21.0K gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Valeo Tcf, Llc | Other Private Fund | $21.0K | $0 | 25 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| The Gi Alliance Management 401 K Savings Plan | The Gi Alliance Management, Llc | 7,060 | $1.1B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/30/2026 | 931 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Other fees
- • PERCENTAGE OF CLIENT NET WORTH
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- National Financial Services (Fidelity) $8.6B (67% of AUM) Apr 2026
- Charles Schwab & Co. $600M (12% of AUM) Oct 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 30, 2026.
View current Form ADV (SEC/IAPD) ↗