Allgen Financial Advisors, Inc.
- Regulatory AUM
- $475M
- Discretionary
- $475M
- Clients
- 1,097
- Avg AUM / client
- $433K
- Accounts
- 2,557
- Employees
- 18
AUM over time
Annual snapshots from Form ADV filings · as of Jul 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 963 | $186M | 39.1% |
| High net worth individuals | 99 | $260M | 54.8% |
| Charitable organizations | Fewer than 5 clients | $7.2M | 1.51% |
| Corporations and other businesses | 35 | $22.1M | 4.65% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Jetblue Airways Retirement Plan Jetblue Airways Corporation | 2024 |
People (13)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jason Christopher Martin | Senior Partner & Chief Investment Officer | Mar 2003 (23y) | 50% – 75% | |
| Paul Roldan | Chief Executive Officer & Chief Compliance Officer | Apr 2007 (19y) | 50% – 75% | |
| Kathryn Mitchell Hite | Registered representative | May 2009 (17y) | ||
| Ana Norka Fernandez | Registered representative | CFP | Jan 2011 (16y) | |
| Karen P Balza | Registered representative | Jun 2018 (8y) | ||
| Paul Andrew Mazon | Registered representative | Dec 2020 (6y) | ||
| Axel Jose Otero | Registered representative | Jan 2025 (2y) | ||
| Robert J Cortes | Registered representative | Jan 2025 (2y) | ||
| Andrew Brian Philpott | Registered representative | Apr 2025 (1y) | ||
| Edward Jamil Waheed Robinson | Registered representative | Jul 2025 (1y) | ||
| Gillen Andrew Manos | Registered representative | Aug 2025 (1y) | ||
| Craig Peter Sullivan | Registered representative | Mar 2026 (0y) | ||
| Scott Brewster | Registered representative | Jul 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Jetblue Airways Retirement Plan | Jetblue Airways Corporation | 23,089 | $5.4B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/10/2026 | 919 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $468M (99% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 24, 2026.
View current Form ADV (SEC/IAPD) ↗