AUMdb

Private Capital Advisors, Inc.

SEC-registered Wealth Manager · Mid-sized ($1B–$10B) CRD 125771 · SEC file 801-61877 · Darien, CT · WWW.PRIVATECAPITALADV.COM
☆ Save with Pro ADV data as of Mar 30, 2026
Regulatory AUM
$1.3B
Discretionary
$1.3B
Clients
270
Avg AUM / client
$4.7M
Accounts
270
Employees
6

AUM over time

$286M $1.3B
Dec 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 30, 2026

Investments (13F portfolio — 73 positions, $872,034,489)

13F period Mar 31, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Lilly Eli & Co Com COM $373,385,230 405,955 42.8% 29.1%
2 Apple Inc COM $67,703,305 266,769 7.76% 5.28%
3 Alphabet Inc Class A COM $53,248,468 185,173 6.11% 4.15%
4 Nvidia Corp COM $33,155,512 190,112 3.8% 2.59%
5 Energy Transfer L P Com Unit L COM $28,663,549 1,485,158 3.29% 2.24%
6 Palo Alto Networks Inc COM $22,196,144 138,449 2.55% 1.73%
7 Enterprise Prods Part Lp COM $20,024,323 529,184 2.3% 1.56%
8 Meta Platforms Inc Class Class COM $19,795,698 34,600 2.27% 1.54%
9 Williams Cos Inc COM $18,333,864 251,908 2.1% 1.43%
10 Caci Intl Inc Class Class A COM $17,678,494 32,505 2.03% 1.38%
11 Netflix Inc COM $17,118,258 178,037 1.96% 1.34%
12 Amazon.Com Inc COM $15,696,685 75,367 1.8% 1.22%
13 Nextera Energy Inc COM $14,849,840 159,882 1.7% 1.16%
14 Mplx Lp COM $14,709,907 257,752 1.69% 1.15%
15 Northrop Grumman Corp Com COM $13,919,060 20,402 1.6% 1.09%
16 Thermo Fisher Scientific COM $13,715,653 27,904 1.57% 1.07%
17 Union Pac Corp COM $13,186,397 54,350 1.51% 1.03%
18 Abbvie Inc Com COM $12,158,561 55,904 1.39% 0.95%
19 Lockheed Martin Corp Com COM $11,577,695 19,156 1.33% 0.9%
20 Blackstone Inc Com COM $8,974,625 78,047 1.03% 0.7%
21 Tesla Inc COM $8,656,199 23,285 0.99% 0.68%
22 Alphabet Inc Cap Stk Cl C COM $8,643,952 30,133 0.99% 0.67%
23 Blackrock Inc New COM $8,386,111 8,720 0.96% 0.65%
24 Regal Rexnord Corp COM $7,593,206 40,549 0.87% 0.59%
25 Exxon Mobil Corp Com COM $4,719,093 27,815 0.54% 0.37%

Top 25 of 73 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 180 $35.9M 2.8%
High net worth individuals 76 $1.2B 92.8%
Pension and profit sharing plans 1 $722K 0.06%
Charitable organizations 4 $35.3M 2.76%
Corporations and other businesses 9 $20.8M 1.62%

People (7)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Andrews, Ashley, Chase Shareholder Jan 1997 (30y) ≈ 18.75% – 50% via Private Management And Consulting Group, Inc.
Andrews, Suzanne, Champion Shareholder Jan 1997 (30y) ≈ 18.75% – 50% via Private Management And Consulting Group, Inc.
Matthew Chase Andrews President & Secretary Jul 2014 (12y) Less than 5%
Torregrossa, Ann, Margaret Vice President Of Operations Aug 2018 (8y) Less than 5%
Scambia, Ellen, Marie Chief Compliance Officer Jun 2019 (7y) Less than 5%
Andrews, Robert, Louis Managing Director Oct 2024 (2y) Less than 5%
Vincent Stephen Andrews Registered representative Dec 2008 (18y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Private Management And Consulting Group, Inc. Holding Company Jan 1997 A 75% or more

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Andrews, Ashley, Chase: 25% – 50% of Private Management And Consulting Group, Inc. × 75% – 100% direct ≈ 18.75% – 50% of the firm
  • Andrews, Suzanne, Champion: 25% – 50% of Private Management And Consulting Group, Inc. × 75% – 100% direct ≈ 18.75% – 50% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/30/2026 1.21 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

Regulatory · Item 11.E(2), 11.E(4) as of Oct 31, 2024

Allegations: VIOLATION OF RULE FINRA RULE 4110(B)(1) AND FINRA RULE 2010, PERMITTING A MEMBER FIRM TO CONDUCT A SECURITIES BUSINESS AT A TIME THAT THE FIRM IS FAILING TO MAINTAIN ITS MINIMUM NET CAPITAL. VIOLATION OF FINRA RULE 4511(A) AND FINRA RULE 2010, FILING INACCURATE FOCUS REPORTS ON A MEMBER FIRM'S BEHALF. Status: Final Sanction Detail: 20 BUSINESS DAY SUSPENSION FROM ASSOCIATION WITH ANY FINRA MEMBER FIRM IN THE CAPACITY OF FINOP, 3/19/2018 TO 4/16/2018; REQUALIFICATION BY EXAMINATION FOR THE SERIES 27 LICENSE BEFORE AGAIN ACTING IN A FINANCIAL OPERATIONS PRINCIPAL CAPACITY; FINE OF $5,000 DUE AND PAYABLE EITHER UPON REASSOCIATION WITH A MEMBER FIRM, OR PRIOR TO ANY APPLICATION OR REQUEST FOR RELIEF FROM ANY STATUTORY DISQUALIFICATION RESULTING FROM THIS OR ANY OTHER EVENT OR PROCEEDING, WHICHEVER IS EARLIER. Summary: MS. SCAMBIA HAS NOT REASSOCIATED WITH A FINRA MEMBER FIRM.

Disclosure text reproduced verbatim from the firm's own Form ADV filings.

How they charge

  • • Percentage of assets under management
  • • Fixed fees
  • • Performance-based fees

Services

  • • Portfolio management for individuals/small businesses
  • • Portfolio management for businesses/institutional clients

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.

View current Form ADV (SEC/IAPD) ↗