Windsor Advisory Group, Llc
- Regulatory AUM
- $2.9B
- Discretionary
- $2.9B
- Clients
- 543
- Avg AUM / client
- $5.4M
- Accounts
- 1,704
- Employees
- 22
AUM over time
Annual snapshots from Form ADV filings · as of Jul 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 105 | $42.5M | 1.45% |
| High net worth individuals | 337 | $2.3B | 78.4% |
| Pooled investment vehicles (non-investment companies) | 4 | $335M | 11.4% |
| Pension and profit sharing plans | 2 | $11.6M | 0.4% |
| Charitable organizations | 15 | $39.8M | 1.36% |
| Corporations and other businesses | 80 | $204M | 6.97% |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of Jul 2024 · $97.6M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Wag Hci Fund, Llc | Other Private Fund | Ohio | $60.5M | 95 |
| Wag Lss2, Llc | Other Private Fund | Ohio | $28.9M | 98 |
| Wag Encap12, Llc | Other Private Fund | Ohio | $8.1M | 30 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Ice Miller Retirement Plan Ice Miller Llp | 2024 |
People (15)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Harry Morgan Dye | Member | Jul 2002 (24y) | 25% – 50% | |
| Jonathon Scott Eesley | Member | Dec 2013 (13y) | 25% – 50% | |
| John Eugene Mozola | Member | Jul 2017 (9y) | 5% – 10% | |
| Clayton A Hall | Member | Aug 2018 (8y) | 5% – 10% | |
| Weir, Stephanie, Gullifer | Chief Compliance Officer | Mar 2023 (3y) | Less than 5% | |
| Carter Elizabeth Gerlach | Registered representative | CFP | Sep 2019 (7y) | |
| Matthew Paul Mc Climon | Registered representative | Feb 2021 (5y) | ||
| Samantha Irene Buck | Registered representative | Jun 2022 (4y) | ||
| Jacob Thomas Chockran | Registered representative | Dec 2022 (4y) | ||
| Cory Daniel Hinaman | Registered representative | CFA | Jan 2023 (4y) | |
| Kyle James Charles Ellis | Registered representative | Oct 2023 (3y) | ||
| Evan Joseph Yakubov | Registered representative | Jun 2024 (2y) | ||
| Matthew Hunter Reber | Registered representative | Feb 2025 (1y) | ||
| Alexander Maxim Moeslein | Registered representative | Jun 2025 (1y) | ||
| Paul Barclay Geiger | Registered representative | Jul 2025 (1y) |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $97.6M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Wag Hci Fund, Llc | Other Private Fund | $60.5M | $250K | 95 |
| Wag Lss2, Llc | Other Private Fund | $28.9M | $250K | 98 |
| Wag Encap12, Llc | Other Private Fund | $8.1M | $250K | 30 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Ice Miller Retirement Plan | Ice Miller Llp | 630 | $371M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/01/2026 | 1.7 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Other fees
- • A COMBINATION OF 1 & 4
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $1.7B (59% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 01, 2026.
View current Form ADV (SEC/IAPD) ↗