Delta Financial Advisors, L.L.C.
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 122092
· SEC file 801-61891
· Metairie, LA
· WWW.DELTAFINAD.COM
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ADV data as of Jul 23, 2026
- Regulatory AUM
- $592M
- Discretionary
- $531M
- Clients
- 217
- Avg AUM / client
- $2.7M
- Accounts
- 549
- Employees
- 5
AUM over time
$257M
$592M
Dec 2011
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 113 | $46.5M | 7.85% |
| High net worth individuals | 98 | $467M | 78.8% |
| Charitable organizations | 1 | $5.3M | 0.89% |
| Corporations and other businesses | 5 | $73.9M | 12.5% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gerard Anthony Plauche | Managing Member & Chief Compliance Officer | CFA | Jul 2002 (24y) | 50% – 75% |
| Ainsley Desilva Bishop | Member | Apr 2005 (21y) | 50% – 75% | |
| Catherine Meyer Johnson | Registered representative | Aug 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/11/2026 | 907 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $590M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 23, 2026.
View current Form ADV (SEC/IAPD) ↗