Deroy & Devereaux Private Investment Counsel, Inc.
- Regulatory AUM
- $2.6B
- Discretionary
- $2.6B
- Clients
- 158
- Avg AUM / client
- $16.3M
- Accounts
- 615
- Employees
- 19
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 03, 2026
Investments (13F portfolio — 173 positions, $2,085,904)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Jbt Marel Corp | COM | $49,163 | 384,477 | 2.36% | 0.0% |
| 2 | Teradyne Inc | COM | $48,938 | 165,073 | 2.35% | 0.0% |
| 3 | Jp Morgan Chase & Co | COM | $47,377 | 161,057 | 2.27% | 0.0% |
| 4 | Exxon Mobil Corp | COM | $45,591 | 268,720 | 2.19% | 0.0% |
| 5 | Reliance Inc | COM | $44,717 | 147,135 | 2.14% | 0.0% |
| 6 | Hca Healthcare Inc | COM | $44,393 | 93,807 | 2.13% | 0.0% |
| 7 | Dell Technologies Inc | CL C | $44,183 | 269,198 | 2.12% | 0.0% |
| 8 | Dt Midstream Inc | COMMON STOCK | $43,623 | 323,922 | 2.09% | 0.0% |
| 9 | Seagate Technology Holdings Pl | ORD SHS | $41,799 | 106,694 | 2.0% | 0.0% |
| 10 | Delta Air Lines Inc | COM NEW | $40,180 | 604,391 | 1.93% | 0.0% |
| 11 | Caci International Inc | CL A | $40,167 | 73,854 | 1.93% | 0.0% |
| 12 | Chevron Corp New | COM | $39,843 | 192,569 | 1.91% | 0.0% |
| 13 | Chubb Ltd | COM | $38,274 | 117,429 | 1.83% | 0.0% |
| 14 | Lam Research Corp | COM NEW | $37,995 | 177,832 | 1.82% | 0.0% |
| 15 | Morgan Stanley | COM NEW | $37,928 | 230,468 | 1.82% | 0.0% |
| 16 | Raymond James Financial Inc | COM | $37,386 | 258,209 | 1.79% | 0.0% |
| 17 | Alphabet Inc | CAP STK CL C | $35,313 | 123,101 | 1.69% | 0.0% |
| 18 | Blue Bird Corp | COM | $35,229 | 620,344 | 1.69% | 0.0% |
| 19 | Idacorp Inc | COM | $34,655 | 242,392 | 1.66% | 0.0% |
| 20 | Becton Dickinson & Co | COM | $34,460 | 219,170 | 1.65% | 0.0% |
| 21 | Auto Zone Inc | COM | $34,308 | 10,157 | 1.64% | 0.0% |
| 22 | Honeywell Intl Inc | COM | $33,058 | 146,253 | 1.58% | 0.0% |
| 23 | Solstice Advanced Materials | COM SHS | $32,762 | 430,176 | 1.57% | 0.0% |
| 24 | Mdu Resources Group | COM | $32,193 | 1,553,740 | 1.54% | 0.0% |
| 25 | Rtx Corp | COM | $31,822 | 164,965 | 1.53% | 0.0% |
Top 25 of 173 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 119 | $1.8B | 69.5% |
| Pension and profit sharing plans | 11 | $318M | 12.3% |
| Charitable organizations | 14 | $136M | 5.27% |
| State or municipal government entities | 14 | $334M | 12.9% |
People (12)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jeffrey William Wardlow | Chief Investment Officer & Portfolio Manager | CFA | Jul 2004 (22y) | 25% – 50% |
| Sean Adam Metrose | President & Portfolio Manager | Apr 2008 (18y) | 25% – 50% | |
| Sarah Bliss Schattner | Director Of Marketing & Client Service | Dec 2012 (14y) | 5% – 10% | |
| Grabel, Mary Elizabeth, Barnds | Chief Compliance Officer | Nov 2013 (13y) | 5% – 10% | |
| Karl Laurence Knas | Portfolio Manager | Sep 2015 (11y) | 5% – 10% | |
| Michael Joseph Madison | Registered representative | CFA | May 2003 (23y) | |
| Michael Francis Harris | Registered representative | CFA | Apr 2010 (16y) | |
| Steven H Lewis | Registered representative | Oct 2011 (15y) | ||
| Laree Estes Perez | Registered representative | Sep 2015 (11y) | ||
| Connor James Cloetingh | Registered representative | Oct 2025 (1y) | ||
| Kelly Lynn Fetterman | Registered representative | Apr 2026 (0y) | ||
| Sean Denton Wright | Registered representative | CFA | Apr 2026 (0y) |
Undisclosed: 0% – 35% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/03/2026 | 1.06 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Fidelity Brokerage Services $1.5B (56% of AUM) Mar 2026
- Charles Schwab & Co. $350M (14% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 03, 2026.
View current Form ADV (SEC/IAPD) ↗