Tate Wealth Management
- Regulatory AUM
- $293M
- Discretionary
- $293M
- Clients
- 145
- Avg AUM / client
- $2.0M
- Accounts
- 396
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Apr 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 56 | $20.4M | 6.95% |
| High net worth individuals | 72 | $195M | 66.6% |
| Pension and profit sharing plans | 5 | $21.5M | 7.35% |
| Charitable organizations | 2 | $7.6M | 2.58% |
| Corporations and other businesses | 10 | $48.5M | 16.5% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Musick, Peeler & Garrett Llp Employee Asset Accumulation Program Musick, Peeler & Garrett Llp | 2024 |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Tate, Robert, Lee | Vice President | Jun 1989 (37y) | 25% – 50% | |
| Michael Robert Tate | President/Chief Compliance Officer | Personal Financial Specialist | Jan 2005 (22y) | 75% or more |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Musick, Peeler & Garrett Llp Employee Asset Accumulation Program | Musick, Peeler & Garrett Llp | 163 | $137M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/24/2026 | 980 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $209M (71% of AUM) Apr 2026
- Fidelity Distributors Company Llc $63.3M (22% of AUM) Apr 2026
- Fidelity Investments $52.8M (18% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 24, 2026.
View current Form ADV (SEC/IAPD) ↗