Sax Wealth Advisors, Llc
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 119193
· SEC file 801-68788
· Parsippany, NJ
· www.instagram.com
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ADV data as of Jun 17, 2026
- Regulatory AUM
- $3.6B
- Discretionary
- $3.5B
- Clients
- 1,655
- Avg AUM / client
- $2.2M
- Accounts
- 5,429
- Employees
- 39
AUM over time
$230M
$3.6B
Dec 2011
Jun 2026
Annual snapshots from Form ADV filings · as of Jun 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 881 | $552M | 15.3% |
| High net worth individuals | 715 | $2.8B | 79.1% |
| Pension and profit sharing plans | 23 | $30.1M | 0.84% |
| Charitable organizations | 6 | $27.7M | 0.77% |
| Corporations and other businesses | 30 | $141M | 3.91% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| South Jersey Glass Co, Inc. 401(k) Plan South Jersey Glass Co, Inc. | Vineland, NJ | 2024 |
| Paychex Pooled Employer 401(k) Plan Paychex Retirement Llc | 2024 | |
| Principal Ease 401(k) Plan Principal Life Insurance Company | 2024 | |
| Arnold & Porter Profit Sharing And 401(k) Plan And Trust Arnold & Porter Kaye Scholer Llp | 2024 |
People (43)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kyle Robert Stawicki | Member / Managing Partner | Aug 2008 (18y) | Less than 5% | |
| Hodges, Trevor, James | Chief Compliance Officer / Chief Opperating Officer | Jul 2024 (2y) | Less than 5% | |
| Marie Decaprio | Registered representative | Apr 2015 (11y) | ||
| Jeremy David Rhen | Registered representative | CFP | Sep 2015 (11y) | |
| Joseph Anthony Piela | Registered representative | CFP | Feb 2016 (10y) | |
| Gregg Alan Munn | Registered representative | CFP | Oct 2017 (9y) | |
| Matthew Bernocchi | Registered representative | CFP | Sep 2019 (7y) | |
| Eric Michael Seidman | Registered representative | Aug 2020 (6y) | ||
| Alexandra Sara Hoff | Registered representative | Jul 2021 (5y) | ||
| Jack Logan Cassidy | Registered representative | Oct 2022 (4y) | ||
| Alexa Tambasco | Registered representative | Chartered Financial Consultant | Mar 2023 (3y) | |
| Jonathan Shen | Registered representative | CFP | May 2023 (3y) | |
| Adam Todd Goldberg | Registered representative | CFP | Sep 2023 (3y) | |
| Rachael Leah Decosta | Registered representative | Oct 2023 (3y) | ||
| Barbara C. Nevils | Registered representative | CFP | Feb 2024 (3y) | |
| Jennifer E Leong | Registered representative | CFP | Mar 2024 (2y) | |
| William Patrick Connor | Registered representative | CFP CFA | Apr 2024 (2y) | |
| Kenneth Frank Robinson | Registered representative | CFP | Feb 2025 (1y) | |
| Valerie Louise Peck | Registered representative | Feb 2025 (1y) | ||
| Wayne Albert Pampaloni | Registered representative | CFP | Feb 2025 (1y) | |
| Jamie Michael Lima | Registered representative | CFP | Apr 2025 (1y) | |
| John Edward Tevnan | Registered representative | CFP | Apr 2025 (1y) | |
| Jill C. Hennessey | Registered representative | CFP | Apr 2025 (1y) | |
| Luke Zulauf | Registered representative | Apr 2025 (1y) | ||
| Ryan Michael Freda | Registered representative | Aug 2025 (1y) | ||
| Leslie Weisz Vasvari | Registered representative | CFA | Oct 2025 (1y) | |
| Dale Frederick Cors | Registered representative | Oct 2025 (1y) | ||
| Paul Nicholas Winter | Registered representative | CFP CFA | Nov 2025 (1y) | |
| Derrick Sean Morgan | Registered representative | Jan 2026 (1y) | ||
| Christopher Patrick Clancy | Registered representative | Jan 2026 (1y) | ||
| Irfan Bhabhrawala | Registered representative | CFP | Feb 2026 (0y) | |
| David Francis Scheidel | Registered representative | Personal Financial Specialist | Feb 2026 (0y) | |
| Constance Joy Herrstrom | Registered representative | CFP | Mar 2026 (0y) | |
| Brian David Ream | Registered representative | CFP | Mar 2026 (0y) | |
| Kirk Edmund Loerwald | Registered representative | CFP | Mar 2026 (0y) | |
| Anthony Joaquin Gomez | Registered representative | Mar 2026 (0y) | ||
| Marnie Beecher Hards | Registered representative | CFP | Mar 2026 (0y) | |
| Miriam Mc Kenna Whiteley | Registered representative | CFP | Mar 2026 (0y) | |
| Lauren Phyllis Prince | Registered representative | CFP | Apr 2026 (0y) | |
| Mark Allen Parsons | Registered representative | Apr 2026 (0y) | ||
| Jenna Lena Passerini | Registered representative | Apr 2026 (0y) | ||
| Frank Armand Sisti | Registered representative | CFP | Apr 2026 (0y) | |
| Nicholas Simon Dubac | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Sax Llp | Owner | Feb 1999 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (4)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| South Jersey Glass Co, Inc. 401(k) Plan | South Jersey Glass Co, Inc. | 162 | $12.6M | 01/01/2024 |
| Paychex Pooled Employer 401(k) Plan | Paychex Retirement Llc | 621,703 | $1.8B | 01/01/2024 |
| Principal Ease 401(k) Plan | Principal Life Insurance Company | 161,040 | $651M | 01/01/2024 |
| Arnold & Porter Profit Sharing And 401(k) Plan And Trust | Arnold & Porter Kaye Scholer Llp | 1,788 | $1.6B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/17/2026 | 1.18 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- National Financial Services (Fidelity) $1.8B (49% of AUM) Jun 2026
- Charles Schwab & Co. $1.5B (41% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 17, 2026.
View current Form ADV (SEC/IAPD) ↗