Capital Investment Advisors, Inc.
- Regulatory AUM
- $302M
- Discretionary
- $287M
- Clients
- 427
- Avg AUM / client
- $708K
- Accounts
- 1,416
- Employees
- 11
AUM over time
Annual snapshots from Form ADV filings · as of Jun 11, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 338 | $111M | 36.8% |
| High net worth individuals | 79 | $172M | 57.0% |
| Pension and profit sharing plans | 6 | $10.8M | 3.56% |
| Charitable organizations | 1 | $7.1M | 2.35% |
| Corporations and other businesses | 3 | $726K | 0.24% |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Girouard, Colleen, Marie | Secretary & Treasurer | Mar 1998 (28y) | Less than 5% | |
| John Edward Girouard | President, Ceo, Cco | Mar 1998 (28y) | ≈ 56.25% – 100% via Capital Asset Management Group, Inc. | |
| Weinberg, Richard, Allen | Executive Vice President, Cfo | May 2001 (25y) | Less than 5% | |
| Samuel Power Boyd | Senior Vice President | CFP | Jan 2019 (8y) | Less than 5% |
| Marjorie Ann Opalski | Registered representative | Nov 2016 (10y) | ||
| Patrick Johnson | Registered representative | Nov 2019 (7y) | ||
| Dionne Cornelius Thompson | Registered representative | Jan 2022 (5y) | ||
| Robert Joseph Brinkman | Registered representative | Jan 2025 (2y) | ||
| Michael Jozef Opalski | Registered representative | Jan 2026 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Capital Asset Management Group, Inc. | Owner | May 2018 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- John Edward Girouard: 75% – 100% of Capital Asset Management Group, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/11/2026 | 1.14 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Assetmark Brokerage, Llc $193M (64% of AUM) Jun 2026
- Assetmark Trust Company $109M (47% of AUM) Jun 2021
- Pershing $101M (33% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 11, 2026.
View current Form ADV (SEC/IAPD) ↗