Keb Asset Management, Llc
- Regulatory AUM
- $1.3B
- Discretionary
- $1.2B
- Clients
- 696
- Avg AUM / client
- $1.8M
- Accounts
- 2,381
- Employees
- 17
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jan 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 318 | $93.3M | 7.32% |
| High net worth individuals | 344 | $1.2B | 90.2% |
| Pension and profit sharing plans | 21 | $7.1M | 0.55% |
| Charitable organizations | 2 | $773K | 0.06% |
| Corporations and other businesses | 11 | $23.2M | 1.82% |
People (13)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jonathan Marc Carter | Managing Member | Personal Financial Specialist | Jan 1999 (28y) | Less than 5% |
| Steven Matthew Dumstorff | Member | Personal Financial Specialist | Jan 2013 (14y) | Less than 5% |
| Justin Paul Mason | Member / Chief Compliance Officer | CFP | Mar 2013 (13y) | Less than 5% |
| Susan Lynn Shackelford | Registered representative | Jan 2011 (16y) | ||
| Gina Maria Reeves | Registered representative | Personal Financial Specialist | Feb 2013 (13y) | |
| Nathan Robert Townsend | Registered representative | Feb 2017 (9y) | ||
| Robert Shawn Barrale | Registered representative | CFP | Sep 2017 (9y) | |
| Ross Alan Hager | Registered representative | CFP | May 2019 (7y) | |
| Caden Wayne Heyen | Registered representative | Nov 2022 (4y) | ||
| Brook Alexandra Soebbing | Registered representative | Dec 2023 (3y) | ||
| Jared Michael Van Slyke | Registered representative | Jun 2024 (2y) | ||
| Christopher Joseph Brauner | Registered representative | Aug 2024 (2y) | ||
| Riley Christopher Beal | Registered representative | Oct 2025 (1y) |
Undisclosed: 85% – 100% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/29/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $876M (69% of AUM) Jan 2026
- National Financial Services (Fidelity) $380M (30% of AUM) Jan 2026
- Fidelity Brokerage Services $93.7M (17% of AUM) Mar 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 29, 2026.
View current Form ADV (SEC/IAPD) ↗