Veratis Advisors, Inc.
- Regulatory AUM
- $6.0B
- Discretionary
- $383M
- Clients
- 105
- Avg AUM / client
- $57.1M
- Accounts
- 582
- Employees
- 8
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 3 | $696K | 0.01% |
| High net worth individuals | 85 | $383M | 6.38% |
| Pension and profit sharing plans | 16 | $5.6B | 92.6% |
| State or municipal government entities | 1 | $57.7M | 0.96% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Cary Oil Co., Inc. 401(k) Plan Cary Oil Co., Inc. | 2024 | |
| Froedtert Health, Inc 401(a) Retirement Plan Froedtert Thedacare Health, Inc. | 2024 | |
| Froedtert Health, Inc. 403(b) Plan Froedtert Thedacare Health, Inc. | 2024 |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Stephen Drew Simpson | Managing Partner | Dec 2011 (15y) | 50% – 75% | |
| Jason William Carter | Wealth Advisor/Partner And Chief Compliance Officer | CFP | Jan 2017 (10y) | 10% – 25% |
| Kain, Bryce, Richard | Investment Analyst | Dec 2019 (7y) | Less than 5% | |
| Ray, Trinette, Dubay | Retirement Plan Consultant/Partner | Dec 2021 (5y) | Less than 5% | |
| Derek Thompson Williams | Registered representative | CFP | Jun 2023 (3y) | |
| Liam Brian Johnson | Registered representative | Feb 2025 (1y) |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (3)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Cary Oil Co., Inc. 401(k) Plan | Cary Oil Co., Inc. | 189 | $29.9M | 01/01/2024 |
| Froedtert Health, Inc 401(a) Retirement Plan | Froedtert Thedacare Health, Inc. | 1,937 | $126M | 01/01/2024 |
| Froedtert Health, Inc. 403(b) Plan | Froedtert Thedacare Health, Inc. | 16,292 | $2.2B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 912 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $372M (6% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗