Mengis Capital Management, Inc.
- Regulatory AUM
- $903M
- Discretionary
- $858M
- Clients
- 300
- Avg AUM / client
- $3.0M
- Accounts
- 766
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Jul 14, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 133 | $42.1M | 4.66% |
| High net worth individuals | 130 | $535M | 59.2% |
| Pension and profit sharing plans | 3 | $2.9M | 0.32% |
| Charitable organizations | 14 | $72.4M | 8.01% |
| Corporations and other businesses | 20 | $251M | 27.8% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Joseph Jeffrey Mengis | President/Director | Sep 2001 (25y) | 75% or more | |
| Cynthia Marie Aschbacher | Chief Compliance Officer/Portfolio Mgr. | Sep 2007 (19y) | Less than 5% | |
| Michael David Patterson | Shareholder/Research & Portfolio Mgr. | CFA | Nov 2007 (19y) | 10% – 25% |
| Lindsay Diane Fromhart | Registered representative | Dec 2009 (17y) | ||
| Michael Jeffery Sorem | Registered representative | Jun 2017 (9y) | ||
| Martin Jean Bats | Registered representative | Jan 2024 (3y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/14/2026 | 1.21 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $808M (89% of AUM) Jul 2026
- Merrill Lynch $162M (23% of AUM) Mar 2023
- Fidelity Brokerage Services $95.5M (11% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 14, 2026.
View current Form ADV (SEC/IAPD) ↗