Tag Associates Llc
- Regulatory AUM
- $7.1B
- Discretionary
- $319M
- Clients
- 90
- Avg AUM / client
- $78.5M
- Accounts
- 1,366
- Employees
- 71
AUM over time
Annual snapshots from Form ADV filings · as of Jun 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 80 | $6.9B | 97.0% |
| Pooled investment vehicles (non-investment companies) | 10 | $202M | 2.86% |
| Pension and profit sharing plans | Fewer than 5 clients | $8.3M | 0.12% |
Private funds (9)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $316M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Tag Master Relative Value Fund Llc master | Hedge Fund | Delaware | $117M | 2 |
| Tag Relative Value Client Fund, Lp feeder | Hedge Fund | Delaware | $75.5M | 48 |
| Tag Relative Value Offshore Fund, Ltd. feeder | Hedge Fund | Cayman Islands | $41.5M | 33 |
| Tag Diversified Strategies Fund, Lp | Hedge Fund | Delaware | $30.1M | 28 |
| Tag Dislocation & Recovery Fund Series Of Tag Series Fund, Llc | Private Equity Fund | Delaware | $22.2M | 83 |
| Tag Blockchain Opportunities Fund Series Of Tag Series Fund, Llc | Private Equity Fund | Delaware | $11.0M | 66 |
| Tag Yield Opportunities Fund, Llc | Other Private Fund | Delaware | $8.5M | 52 |
| Tag Distressed Debt Fund Ii, Llc | Private Equity Fund | Delaware | $6.3M | 47 |
| Tag Distressed Debt Fund Iii, Llc | Private Equity Fund | Delaware | $3.7M | 56 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Triangle Wire & Cable, Inc. Pension Plan For Hourly Employees Ocean View Capital, Inc. | 2024 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gonzalez, Jorge, L | Chief Compliance Officer | Jan 2004 (23y) | Less than 5% | |
| Basner, David, Eric | Chief Executive Officer | Oct 2009 (17y) | Less than 5% | |
| Fuhrman, Gary, Lee | Chairman | Oct 2009 (17y) | 75% or more of Tag Associates Holdings Llc (indirect) | |
| Jonathan Michael Bergman | President | CFP | Mar 2019 (7y) | Less than 5% |
| John Steven Pantowich | Registered representative | May 2014 (12y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Tag Associates Holding, Llc | Member | Jan 2002 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (9, $316M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Tag Master Relative Value Fund Llc | Hedge Fund | $117M | $5.0M | 2 |
| Tag Relative Value Client Fund, Lp | Hedge Fund | $75.5M | $50.0K | 48 |
| Tag Relative Value Offshore Fund, Ltd. | Hedge Fund | $41.5M | $50.0K | 33 |
| Tag Diversified Strategies Fund, Lp | Hedge Fund | $30.1M | $10.0K | 28 |
| Tag Dislocation & Recovery Fund Series Of Tag Series Fund, Llc | Private Equity Fund | $22.2M | $50.0K | 83 |
| Tag Blockchain Opportunities Fund Series Of Tag Series Fund, Llc | Private Equity Fund | $11.0M | $50.0K | 66 |
| Tag Yield Opportunities Fund, Llc | Other Private Fund | $8.5M | $25.0K | 52 |
| Tag Distressed Debt Fund Ii, Llc | Private Equity Fund | $6.3M | $25.0K | 47 |
| Tag Distressed Debt Fund Iii, Llc | Private Equity Fund | $3.7M | $25.0K | 56 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Triangle Wire & Cable, Inc. Pension Plan For Hourly Employees | Ocean View Capital, Inc. | 0 | $9.1M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/26/2026 | 3.51 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $1.5B (22% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 26, 2026.
View current Form ADV (SEC/IAPD) ↗