AUMdb

Eaton Cambridge Inc.

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 116798 · SEC file 801-116885 · Phoenix, AZ · WWW.EATONCAMBRIDGE.COM
☆ Save with Pro ADV data as of Jun 12, 2026
Regulatory AUM
$481M
Discretionary
$481M
Clients
311
Avg AUM / client
$1.5M
Accounts
1,075
Employees
11

AUM over time

$51.8M $481M
Dec 2011 Jun 2026

Annual snapshots from Form ADV filings · as of Jun 12, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 142 $51.0M 10.6%
High net worth individuals 143 $392M 81.6%
Pension and profit sharing plans 2 $18.4M 3.82%
Charitable organizations 5 $7.4M 1.53%
Corporations and other businesses 19 $11.6M 2.41%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
United Airlines Pilot Retirement Account Plan United Airlines, Inc. 2024

People (6)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Robert Ralph Korljan Partner Personal Financial Specialist Oct 1999 (27y) 10% – 25%
Marc T Giannone Partner And Chief Compliance Officer CFP May 2012 (14y) 50% – 75%
Stapleton, Shawna Tax Partner Jan 2023 (4y) 10% – 25%
Nathan Bergstrom Registered representative CFP Oct 2021 (5y)
Brian Austin Hagan Registered representative Chartered Financial Consultant Mar 2023 (3y)
Lukas Odden Registered representative May 2026 (0y)

Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (1)

PlanSponsorParticipantsPlan assetsAs of
United Airlines Pilot Retirement Account Plan United Airlines, Inc. 17,444 $16.8B 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 06/12/2026 909 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees
  • Other fees
  • THIRD PARTY MANAGER FEES

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 12, 2026.

View current Form ADV (SEC/IAPD) ↗