Rockbridge Investment Management, Llc
- Regulatory AUM
- $1.8B
- Discretionary
- $1.8B
- Clients
- 1,587
- Avg AUM / client
- $1.2M
- Accounts
- 4,133
- Employees
- 18
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 14, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,202 | $327M | 17.8% |
| High net worth individuals | 316 | $1.0B | 55.9% |
| Pension and profit sharing plans | 7 | $79.3M | 4.32% |
| Charitable organizations | 43 | $181M | 9.83% |
| Corporations and other businesses | 19 | $223M | 12.1% |
People (12)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Craig Allen Buckhout | Manager | CFA | Dec 1997 (29y) | 25% – 50% |
| Anthony Robert Farella | Manager | CFP | Jan 2008 (19y) | 25% – 50% |
| Edwards, Patricia, Anne | Chief Compliance Officer | Apr 2015 (11y) | Less than 5% | |
| David Matthew Carroll | Member | CFP | Jan 2018 (9y) | 10% – 25% |
| Nicholas Anthony Stancato | Chief Operating Officer | CFP | Jan 2020 (7y) | Less than 5% |
| Patrick Eugene Rohe | Chief Executive Officer | CFP | Jan 2020 (7y) | 25% – 50% |
| Claire Elizabeth Ariglio | Registered representative | May 2021 (5y) | ||
| Zachary Dillon De Bottis | Registered representative | CFP | May 2021 (5y) | |
| Robert John Ryan | Registered representative | May 2021 (5y) | ||
| Adam Chris Gagas | Registered representative | Dec 2021 (5y) | ||
| Adam Underwood | Registered representative | CFP | Sep 2022 (4y) | |
| David Krawczyk | Registered representative | CFP | Oct 2024 (2y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/14/2026 | 903 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $1.5B (84% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 14, 2026.
View current Form ADV (SEC/IAPD) ↗