OA
O'brien And Associates, Inc.
State-registered
Wealth Manager · Boutique (under $100M)
CRD 115159
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ADV data as of Jan 12, 2026
- Regulatory AUM
- $49.4M
- Discretionary
- $0
- Clients
- 83
- Avg AUM / client
- $596K
- Accounts
- 253
- Employees
- 2
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 66 | $20.2M | 40.9% |
| High net worth individuals | 17 | $28.7M | 58.1% |
| Charitable organizations | Fewer than 5 clients | $478K | 0.97% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Valerie Kay Ehler | Registered representative | Jan 1999 (28y) | ||
| Bruce Gerald Ehler | Registered representative | Aug 2020 (6y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/12/2026 | 981 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $49.4M (100% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 12, 2026.
View current Form ADV (SEC/IAPD) ↗