Greenwood Capital Associates, Llc
- Regulatory AUM
- $1.8B
- Discretionary
- $1.8B
- Clients
- 731
- Avg AUM / client
- $2.4M
- Accounts
- 731
- Employees
- 21
AUM over time
Annual snapshots from Form ADV filings · as of Apr 15, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 584 | $731M | 41.4% |
| High net worth individuals | 76 | $286M | 16.2% |
| Pension and profit sharing plans | 4 | $8.5M | 0.48% |
| Charitable organizations | 44 | $160M | 9.04% |
| State or municipal government entities | 10 | $396M | 22.5% |
| Corporations and other businesses | 13 | $184M | 10.4% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Wesley Commons 403(b) Retirement Savings Plan Wesley Commons | 2024 |
People (17)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John Durham Wiseman | Director Of Fixed Income | Jul 2006 (20y) | Less than 5% | |
| Walter Blakely Todd | President/Chief Investment Officer | Oct 2008 (18y) | 5% – 10% | |
| Brian Lanier Disher | Director Of Wealth Management | CFP | Mar 2010 (16y) | Less than 5% |
| Melissa Dawn Bane | Senior Private Client Advisor | CFP Chartered Financial Consultant Personal Financial Specialist | Jun 2013 (13y) | Less than 5% |
| Decker, John, Robert | Director Of Equity | Jun 2014 (12y) | Less than 5% | |
| Denise Hemingway Lollis | Chief Compliance Officer/Chief Operating Officer | Feb 2016 (11y) | Less than 5% | |
| Claud William Bond | Registered representative | Nov 2008 (18y) | ||
| John Wesley Cooper | Registered representative | CFP | Apr 2016 (10y) | |
| William Macallister Coxe | Registered representative | Dec 2017 (9y) | ||
| Justin Ray Bartanus | Registered representative | Nov 2018 (8y) | ||
| Karen Diane Smith | Registered representative | Jan 2019 (8y) | ||
| John Benedict Proctor | Registered representative | Mar 2021 (5y) | ||
| Mark Kurt Pyles | Registered representative | CFA | Nov 2021 (5y) | |
| Callie Mariah Roper | Registered representative | Aug 2023 (3y) | ||
| Colin James Burns | Registered representative | Oct 2024 (2y) | ||
| Anne Jane Thompson | Registered representative | Nov 2024 (2y) | ||
| Brandon Michael Williams | Registered representative | Nov 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Tcb Corporation | Member | Jul 2008 | A | 75% or more |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Wesley Commons 403(b) Retirement Savings Plan | Wesley Commons | 299 | $9.8M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/15/2026 | 1.22 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Other fees
- • % AUM RETIREMENT ED/CONS; REV SHARE INS; MODEL PROVDR; FIN PLAN
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- Countybank, Trust Services (Dept) $836M (47% of AUM) Apr 2026
- Charles Schwab & Co. $705M (40% of AUM) Apr 2026
- Merrill Lynch $191M (15% of AUM) Apr 2019
- Branch Banking And Trust Company $166M (11% of AUM) May 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 15, 2026.
View current Form ADV (SEC/IAPD) ↗