Dew Wealth Management, Llc
- Regulatory AUM
- $465M
- Discretionary
- $201M
- Clients
- 246
- Avg AUM / client
- $1.9M
- Accounts
- 596
- Employees
- 40
AUM over time
Annual snapshots from Form ADV filings · as of Jun 09, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 37 | $14.2M | 3.06% |
| High net worth individuals | 209 | $450M | 96.9% |
People (28)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James Patrick Dew | Chief Executive Officer, Chief Compliance Officer | CFP Chartered Financial Consultant | Jul 1999 (27y) | Less than 5% |
| Dew, Mimi, Michelle | President | Jan 2017 (10y) | Less than 5% | |
| Bryce Thomas Keffeler | Managing Partner | CFP Chartered Financial Consultant | Apr 2018 (8y) | Less than 5% |
| Crawford, Justin, Emerson | Chief Operating Officer | Jul 2022 (4y) | Less than 5% | |
| Nava, Alex, Edward | Director | Nov 2022 (4y) | GP / trustee / elected manager of Dew Holdings, Inc. (indirect) | |
| O'dell, Judith, Heim | Trustee | Nov 2022 (4y) | GP / trustee / elected manager of Dew Holdings, Inc. (indirect) | |
| Andrew Taylor Majd | Registered representative | Dec 2020 (6y) | ||
| Ryan Allan Cox | Registered representative | CFP | Jul 2021 (5y) | |
| Sarah Elizabeth Mendoza | Registered representative | CFP | Sep 2021 (5y) | |
| Kolton Kirk Quitno | Registered representative | CFP | Feb 2022 (4y) | |
| Carter Brantley Bennett | Registered representative | CFP | May 2022 (4y) | |
| Preston Robert Weaver | Registered representative | CFP | May 2022 (4y) | |
| Bryan David Stobb | Registered representative | CFP | Jul 2022 (4y) | |
| Grant Monroe Giardino | Registered representative | CFP | Aug 2022 (4y) | |
| Justin Alexander Kowalski | Registered representative | CFP | Mar 2023 (3y) | |
| Santiago Miguel Rosas | Registered representative | Sep 2023 (3y) | ||
| Shaundra Yvette Patterson | Registered representative | Oct 2023 (3y) | ||
| Nicholas Joseph West | Registered representative | CFP | Dec 2023 (3y) | |
| Bryce Anthony Thompson | Registered representative | CFP | Apr 2024 (2y) | |
| Joshua Seth Russ | Registered representative | CFP | Feb 2025 (1y) | |
| Garrett Maurice Hittner | Registered representative | Feb 2025 (1y) | ||
| Alexander M Kalemba | Registered representative | May 2025 (1y) | ||
| Steven Michael Cosentini | Registered representative | Oct 2025 (1y) | ||
| Jack Michael Rizzi | Registered representative | CFP | Nov 2025 (1y) | |
| Austyn Stephen Brinkerhoff | Registered representative | Nov 2025 (1y) | ||
| Chase Gerald | Registered representative | CFP | Nov 2025 (1y) | |
| Ella Stina Radberg | Registered representative | CFP | Mar 2026 (0y) | |
| Griffin Reed Hester | Registered representative | Mar 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Dew Holdings, Inc. | Member | Nov 2022 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/09/2026 | 986 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Other fees
- • PERCENTAGE RETIREMENT PLAN ASSETS UNDER ADVISEMENT
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Assetmark Brokerage, Llc $332M (71% of AUM) Jun 2026
- Charles Schwab & Co. $78.5M (17% of AUM) Jun 2026
- National Financial Services (Fidelity) $54.3M (12% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 09, 2026.
View current Form ADV (SEC/IAPD) ↗