Heritage Investment Group, Inc.
- Regulatory AUM
- $2.2B
- Discretionary
- $2.2B
- Clients
- 906
- Avg AUM / client
- $2.5M
- Accounts
- 2,239
- Employees
- 21
AUM over time
Annual snapshots from Form ADV filings · as of Jul 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 450 | $191M | 8.59% |
| High net worth individuals | 444 | $2.0B | 88.9% |
| Pension and profit sharing plans | 4 | $31.2M | 1.4% |
| Charitable organizations | 8 | $24.8M | 1.11% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Ncci Holdings, Inc. 401(k) Savings Plan Ncci Holdings, Inc. | 2024 | |
| Teamhealth 401(k) Plan Ameriteam Services, Llc | 2024 | |
| United Airlines Pilot Retirement Account Plan United Airlines, Inc. | 2024 |
People (16)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Robert Ian Mccarver | Secretary/Treasurer | Feb 1997 (30y) | Less than 5% | |
| Samuel Hardy Taylor | Vice President/Cco/ Co Trustee Of The Taylor Family Rev. Trust | Feb 1997 (30y) | Less than 5% | |
| Frederick Richards Maclean, Jr. | President/Co Trustee Of Frederick R. Maclean, Jr. Rev. Trust | CFP CFA | Jul 2001 (25y) | Less than 5% |
| Timothy Glenn Slattery | Chief Investment Officer/Trustee Of Timothy Glenn Slattery Rev. Trust | Oct 2004 (22y) | Less than 5% | |
| Maclean, Laura, G. | Co Trustee Of Frederick R. Maclean, Jr. Rev. Trust/Trustee Of Maclean Family Trust | Jan 2005 (22y) | Less than 5% | |
| David Kenneth Teas | Co Trustee Of The Teas Revocable Tenancy By The Entirety Trust | CFP CFA | Sep 2011 (15y) | Less than 5% |
| Teas, Courtney, Elizabeth | Co Trustee Of The Teas Revocabletenancy By The Entirety Trust | Sep 2011 (15y) | Less than 5% | |
| Mccarver, Tracy, M. | Head Of Trading | Jan 2014 (13y) | Less than 5% | |
| Taylor, Heide, R. | Co Trustee Of The Taylor Family Rev. Trust | Jan 2014 (13y) | Less than 5% | |
| Anne Beard Maclean | Registered representative | May 1994 (32y) | ||
| Craig Chih Hsin Chuang | Registered representative | CFP CFA | May 2006 (20y) | |
| Stacy Lee Bliss | Registered representative | Jan 2007 (20y) | ||
| Erik Olin Johnson | Registered representative | Apr 2011 (15y) | ||
| Nicklaus Brandon Mattingly | Registered representative | CFP | Apr 2014 (12y) | |
| Jeff D Realejo | Registered representative | CFP | Nov 2017 (9y) | |
| Frederick Richards Maclean | Registered representative | CFP CFA | Oct 2021 (5y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Frederick R. Maclean, Jr. Rev. Trust Dated 05/31/00 | Owner | Jan 2005 | A | 50% – 75% |
| Timothy Glenn Slattery Rev. Trust Dated 10/23/03 | Owner | Jan 2007 | A | 10% – 25% |
| Maclean Family Trust F/B/O Frederick R. Maclean Iii Dated 09/30/04 | Owner | Jan 2005 | A | 5% – 10% |
| The Taylor Family Rev. Trust Dated 05/17/11 | Owner | Jan 2014 | A | 5% – 10% |
| Maclean Family Trust F/B/O Madeline R. Maclean Dated 09/30/04 | Owner | Jan 2005 | A | 5% – 10% |
| Robert Ian Mccarver And Tracy M. Mccarver Tenants By The Entirety | Owner | Mar 2017 | A | 5% – 10% |
| Teas Revocable Tenancy By The Entirety Trust Dated 9/27/11 | Owner | Aug 2018 | A | Less than 5% |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (3)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Ncci Holdings, Inc. 401(k) Savings Plan | Ncci Holdings, Inc. | 848 | $506M | 01/01/2024 |
| Teamhealth 401(k) Plan | Ameriteam Services, Llc | 18,577 | $1.8B | 01/01/2024 |
| United Airlines Pilot Retirement Account Plan | United Airlines, Inc. | 17,444 | $16.8B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/19/2026 | 1.12 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $2.1B (95% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 27, 2026.
View current Form ADV (SEC/IAPD) ↗