N
N
Wealth Manager · Mid-sized ($1B–$10B)
CRD 112315
·
☆ Save with Pro
ADV data as of Feb 28, 2025
- Regulatory AUM
- $1.7B
- Discretionary
- $1.6B
- Clients
- 849
- Avg AUM / client
- $2.0M
- Accounts
- 2,474
- Employees
- 9
AUM over time
$174M
$1.7B
Nov 22, 2011
Feb 28, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 28, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 378 | $87.6M | 5.16% |
| High net worth individuals | 318 | $1.3B | 77.5% |
| Pension and profit sharing plans | 40 | $174M | 10.2% |
| Charitable organizations | 13 | $8.7M | 0.51% |
| Corporations and other businesses | 100 | $113M | 6.64% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $1.3B (78% of AUM) Feb 2025
- National Financial Services (Fidelity) $506M (83% of AUM) Nov 2018
- Ascensus Trust Company $80.3M (10% of AUM) Oct 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 28, 2025.