Hbk Sorce Advisory Llc
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 112139
· SEC file 801-60424
· Erie, PA
· WWW.HBKSWEALTH.COM
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ADV data as of Feb 17, 2026
- Regulatory AUM
- $7.7B
- Discretionary
- $7.2B
- Clients
- 7,824
- Avg AUM / client
- $979K
- Accounts
- 21,190
- Employees
- 109
AUM over time
$1.3B
$7.7B
Aug 2011
Feb 2026
Annual snapshots from Form ADV filings · as of Feb 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 5,747 | $1.2B | 15.9% |
| High net worth individuals | 1,597 | $5.7B | 74.4% |
| Pension and profit sharing plans | 161 | $0 | — |
| Charitable organizations | 18 | $0 | — |
| Corporations and other businesses | 301 | $749M | 9.77% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Knox Mclaughlin Gornall & Sennett, P.C. 401(k) Profit Sharing Plan Knox Mclaughlin Gornall & Sennett, P.C. | 2024 | |
| Neal Communities 401(k) Plan Nc Employment Group, Inc. | 2024 | |
| Midwest Physician Anesthesia Services, Inc. Profit Sharing Plan Midwest Physician Anesthesia Services, Inc. | 2024 | |
| One Senior Care, Inc. 401(k) Plan One Senior Care, Inc. | 2024 | |
| Ip Services 401(k) Profit Sharing Plan Ip Services, Inc. | 2024 | |
| Scotlynn Usa Division Inc. 401(k) Plan Scotlynn Usa Division, Inc. | 2024 | |
| Lake Shore Savings Bank 401(k) Savings Plan Lake Shore Savings Bank | 2024 | |
| Apt Advanced Polymer Technology Corp. 401(k) Profit Sharing Plan Apt Advanced Polymer Technology Corp. | 2024 | |
| Med Fast Pharmacy, Inc. Profit Sharing Plan Med Fast Pharmacy, Inc. | 2024 |
People (76)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Richard Charles Morrow | Member | CFP | Jan 2001 (26y) | Less than 5% |
| Allegretti, Christopher, Mark | Chairman, Member | Mar 2001 (25y) | Less than 5% | |
| Raymond Dean Piccirillo | Member | CFP | Mar 2001 (25y) | Less than 5% |
| Brittany Lauren Taylor | Member | CFP | Jul 2003 (23y) | Less than 5% |
| Stephen Carl Schramm | Member | CFP Personal Financial Specialist | Nov 2003 (23y) | Less than 5% |
| David Darwish | Member | CFP | Feb 2005 (21y) | Less than 5% |
| Ryan Henry Furtwangler | Member | CFP | May 2005 (21y) | Less than 5% |
| Steven Michael Rinn | Member | CFP | Nov 2005 (21y) | Less than 5% |
| Scott Allan Cross | Member, Chief Operating Officer | CFA | Jul 2006 (20y) | Less than 5% |
| Quinto Fabio Ambrosetti | Member | CFP | Sep 2007 (19y) | Less than 5% |
| Brian William Mallette | Member | CFP | Nov 2008 (18y) | Less than 5% |
| Baer, Dan, E | Member | Sep 2009 (17y) | Less than 5% | |
| Matthew James Costigan | Member | CFP Personal Financial Specialist | Apr 2010 (16y) | Less than 5% |
| Thomas J Taranto | Member | CFP | Feb 2011 (15y) | Less than 5% |
| Michael Gustave Wassmann | Chief Compliance Officer | Aug 2011 (15y) | Less than 5% | |
| Brian Scott Sommers | Chief Investment Officer, Member | CFA | Jun 2014 (12y) | Less than 5% |
| Gerald William Hall | Member | Apr 2016 (10y) | Less than 5% | |
| James Anthony Arcoraci | Member | Apr 2016 (10y) | Less than 5% | |
| Augustine Anton Repetto | Member | CFP | Sep 2017 (9y) | Less than 5% |
| William Francis Casey | Member | Sep 2017 (9y) | Less than 5% | |
| Christopher James Hines | Member | CFA | Oct 2017 (9y) | Less than 5% |
| Jeremy T. Shelby | Member | Apr 2024 (2y) | Less than 5% | |
| Anthony Brent Wauterlek | Registered representative | Jun 2001 (25y) | ||
| Christopher Michael Zehner | Registered representative | CFP | Sep 2001 (25y) | |
| Robin Lynn Roberts | Registered representative | Jun 2003 (23y) | ||
| Jason Christopher Alward | Registered representative | Feb 2005 (21y) | ||
| Steven Theodore Swindler | Registered representative | CFP | Sep 2006 (20y) | |
| Christine Ann Kujan | Registered representative | Jul 2010 (16y) | ||
| Irene F Buettner | Registered representative | Jul 2010 (16y) | ||
| Amanda Mahland | Registered representative | Apr 2011 (15y) | ||
| Kerri Anne Goldsmith | Registered representative | Apr 2012 (14y) | ||
| Zachary M. Allegretti | Registered representative | CFP | May 2013 (13y) | |
| Steven Alex Weryha | Registered representative | CFP | Oct 2013 (13y) | |
| Anthony James Scrocco | Registered representative | CFP | Dec 2013 (13y) | |
| Donna Leeann Kline | Registered representative | Sep 2015 (11y) | ||
| Kevin Daniel Astry | Registered representative | May 2016 (10y) | ||
| Lawrence Christopher Fiorella | Registered representative | May 2016 (10y) | ||
| Christopher Paul Allegretti | Registered representative | CFP | Oct 2016 (10y) | |
| Brian Haydon Welsh | Registered representative | Oct 2017 (9y) | ||
| Andrew Walseth Purcell | Registered representative | Chartered Financial Consultant | Oct 2017 (9y) | |
| Candice Mae Oakley | Registered representative | Jul 2019 (7y) | ||
| Rodrigo Diaz | Registered representative | Oct 2019 (7y) | ||
| Ryan William Hawk | Registered representative | CFP | Jan 2020 (7y) | |
| Christopher Joseph Nagel | Registered representative | CFA | Apr 2020 (6y) | |
| Jonathan Frawley | Registered representative | Jul 2020 (6y) | ||
| William John Chase | Registered representative | CFP | Nov 2020 (6y) | |
| Rebekah Mary La Corte | Registered representative | Jan 2021 (6y) | ||
| Renee Michelle Brunner | Registered representative | Feb 2021 (6y) | ||
| George Sanders | Registered representative | CFA | Feb 2021 (5y) | |
| Dakota Mezzacapo | Registered representative | Mar 2021 (5y) | ||
| Patrick James Brown | Registered representative | CFA | May 2021 (5y) | |
| Nicole Marie Jackmack | Registered representative | Jul 2021 (5y) | ||
| Jennifer Liy Di Lorenzo | Registered representative | Jul 2021 (5y) | ||
| Michael Edward Ringler | Registered representative | Aug 2021 (5y) | ||
| Brett Adam Dusch | Registered representative | Aug 2021 (5y) | ||
| Ethan D Berkebile | Registered representative | CFA | Apr 2022 (4y) | |
| Sarah Noemi Garnica Saldana | Registered representative | CFP | Jul 2022 (4y) | |
| Shawn Fodge | Registered representative | CFP | Jul 2022 (4y) | |
| Jason Klein | Registered representative | CFA | Jul 2022 (4y) | |
| Tyler James Holes | Registered representative | CFP | Sep 2022 (4y) | |
| Jason John Gilbert Nunnery | Registered representative | CFA | Feb 2023 (3y) | |
| William Michael Lofley | Registered representative | CFP | May 2023 (3y) | |
| Jessica Morrow | Registered representative | Jul 2023 (3y) | ||
| Gabriel Francis Gallagher | Registered representative | CFP | Oct 2023 (3y) | |
| Victoria Castoria Avila | Registered representative | CFP | Dec 2023 (3y) | |
| Stephen Burleson | Registered representative | Mar 2024 (2y) | ||
| Shania Uhteg | Registered representative | Apr 2024 (2y) | ||
| Paul Michael Taylor | Registered representative | CFP | Jun 2024 (2y) | |
| Iris Jazmin Serrano | Registered representative | Jul 2024 (2y) | ||
| Regan Veronica Schumacher | Registered representative | Sep 2024 (2y) | ||
| Patrick James Gano | Registered representative | Nov 2024 (2y) | ||
| Logan Keith Mitchell | Registered representative | Dec 2024 (2y) | ||
| Jason R Rundorff | Registered representative | CFP | Mar 2025 (1y) | |
| Isaiah Brownman | Registered representative | Jul 2025 (1y) | ||
| Joseph Michael Schultz | Registered representative | CFP | Aug 2025 (1y) | |
| Brendan Robert Thomas Hunter | Registered representative | CFP | Feb 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Hbk Sorce Financial Llc | Parent Company | Jun 2000 | A | 75% or more |
| Hbk Sorce Holdings Llc | Owner | Mar 2001 | B | ≈ 56.25% – 100% via Hbk Sorce Financial Llc |
| Hill, Barth, & King Financial Holdings Llc | Owner | Jan 2009 | B | ≈ 28.13% – 75% via Hbk Sorce Holdings Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Hbk Sorce Holdings Llc: 75% – 100% of Hbk Sorce Financial Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Hill, Barth, & King Financial Holdings Llc: 50% – 75% of Hbk Sorce Holdings Llc × 75% – 100% of Hbk Sorce Financial Llc × 75% – 100% direct ≈ 28.13% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (9)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Knox Mclaughlin Gornall & Sennett, P.C. 401(k) Profit Sharing Plan | Knox Mclaughlin Gornall & Sennett, P.C. | 87 | $41.9M | 01/01/2024 |
| Neal Communities 401(k) Plan | Nc Employment Group, Inc. | 344 | $37.0M | 01/01/2024 |
| Midwest Physician Anesthesia Services, Inc. Profit Sharing Plan | Midwest Physician Anesthesia Services, Inc. | 136 | $133M | 01/01/2024 |
| One Senior Care, Inc. 401(k) Plan | One Senior Care, Inc. | 401 | $4.9M | 01/01/2024 |
| Ip Services 401(k) Profit Sharing Plan | Ip Services, Inc. | 78 | $11.9M | 01/01/2024 |
| Scotlynn Usa Division Inc. 401(k) Plan | Scotlynn Usa Division, Inc. | 286 | $12.6M | 01/01/2024 |
| Lake Shore Savings Bank 401(k) Savings Plan | Lake Shore Savings Bank | 108 | $16.6M | 01/01/2024 |
| Apt Advanced Polymer Technology Corp. 401(k) Profit Sharing Plan | Apt Advanced Polymer Technology Corp. | 664 | $25.1M | 01/01/2024 |
| Med Fast Pharmacy, Inc. Profit Sharing Plan | Med Fast Pharmacy, Inc. | 47 | $5.5M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/17/2026 | 1.26 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Publication of periodicals or newsletters
Custody
Reported custodians
- Charles Schwab & Co. $5.7B (74% of AUM) Feb 2026
- Fidelity Distributors Company Llc $826M (11% of AUM) Feb 2026
- Fidelity Investments Institutional Services Company, Inc. $660M (17% of AUM) Dec 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 17, 2026.
View current Form ADV (SEC/IAPD) ↗