Bouchey Financial Group Ltd
- Regulatory AUM
- $1.6B
- Discretionary
- $1.6B
- Clients
- 1,225
- Avg AUM / client
- $1.3M
- Accounts
- 3,359
- Employees
- 21
AUM over time
Annual snapshots from Form ADV filings · as of Mar 27, 2026
Investments (13F portfolio — 173 positions, $1,363,064,547)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Invesco Exch Traded Fd Tr Ii | NASDAQ 100 ETF | $154,117,956 | 613,454 | 11.3% | 9.59% |
| 2 | Vanguard Index Fds | S&P 500 ETF SHS | $152,980,257 | 244,761 | 11.2% | 9.52% |
| 3 | Invesco Qqq Tr | UNIT SER 1 | $90,564,040 | 148,419 | 6.64% | 5.64% |
| 4 | Dimensional Etf Trust | US HIGH PROFITAB | $82,324,276 | 2,161,309 | 6.04% | 5.12% |
| 5 | Wisdomtree Tr | US QTLY DIV GRT | $79,388,871 | 874,519 | 5.82% | 4.94% |
| 6 | Ishares Tr | CORE US AGGBD ET | $76,814,423 | 772,082 | 5.64% | 4.78% |
| 7 | Schwab Strategic Tr | US DIVIDEND EQ | $72,915,182 | 2,356,664 | 5.35% | 4.54% |
| 8 | Apple Inc | COM | $67,975,789 | 260,954 | 4.99% | 4.23% |
| 9 | Schwab Strategic Tr | US BRD MKT ETF | $64,359,570 | 2,451,793 | 4.72% | 4.01% |
| 10 | J P Morgan Exchange Traded F | CORE PLUS BD ETF | $43,011,715 | 912,812 | 3.16% | 2.68% |
| 11 | First Tr Exchange Traded Fd | CORE INVESTMENT | $39,767,090 | 1,888,276 | 2.92% | 2.48% |
| 12 | Vanguard Index Fds | MID CAP ETF | $35,225,802 | 118,112 | 2.58% | 2.19% |
| 13 | Vaneck Etf Trust | SEMICONDUCTR ETF | $35,209,365 | 81,823 | 2.58% | 2.19% |
| 14 | Schwab Strategic Tr | 5 10YR CORP BD | $33,477,459 | 1,470,244 | 2.46% | 2.08% |
| 15 | J P Morgan Exchange Traded F | EQUITY PREMIUM | $30,598,360 | 529,383 | 2.24% | 1.9% |
| 16 | First Tr Exchng Traded Fd Vi | FT VEST U.S | $29,190,910 | 766,568 | 2.14% | 1.82% |
| 17 | Amazon Com Inc | COM | $27,202,702 | 116,425 | 2.0% | 1.69% |
| 18 | Invesco Exchange Traded Fd T | S&P500 EQL TEC | $22,741,329 | 473,778 | 1.67% | 1.42% |
| 19 | Vaneck Bitcoin Etf | SH BEN INT | $19,544,555 | 957,597 | 1.43% | 1.22% |
| 20 | Vaneck Etf Trust | URANIUM AND NUCL | $19,126,668 | 140,081 | 1.4% | 1.19% |
| 21 | First Tr Exchng Traded Fd Vi | FT VEST U.S EQT | $17,791,306 | 449,616 | 1.31% | 1.11% |
| 22 | State Str Spdr S&P 500 Etf T | TR UNIT | $16,183,604 | 23,799 | 1.19% | 1.01% |
| 23 | Vanguard Index Fds | TOTAL STK MKT | $10,049,793 | 29,959 | 0.74% | 0.63% |
| 24 | Vanguard World Fd | INF TECH ETF | $9,938,794 | 13,428 | 0.73% | 0.62% |
| 25 | Vanguard Bd Index Fds | TOTAL BND MRKT | $7,354,719 | 99,725 | 0.54% | 0.46% |
Top 25 of 173 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 707 | $281M | 17.5% |
| High net worth individuals | 483 | $1.2B | 77.6% |
| Pension and profit sharing plans | 19 | $49.9M | 3.11% |
| Charitable organizations | Fewer than 5 clients | $4.7M | 0.29% |
| Corporations and other businesses | 16 | $24.0M | 1.49% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| United Airlines Pilot Retirement Account Plan United Airlines, Inc. | 2024 |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Steven Bernard Bouchey | President | CFP | Sep 1995 (31y) | 75% or more |
| David Warner Clarke | Chief Compliance Officer, Director Of Operations | Apr 2021 (5y) | Less than 5% | |
| Martin Xavier Shields | Chief Wealth Advisor | CFP | Jul 2021 (5y) | Less than 5% |
| John Samuel Millet | Chief Operating Officer, Chief Financial Officer | Mar 2022 (4y) | Less than 5% | |
| Harmony Dionne Wagner | Registered representative | CFP | Jul 2021 (5y) | |
| Paolo Christopher La Pietra | Registered representative | CFP | Jul 2021 (5y) | |
| Ryan Steven Bouchey | Registered representative | CFP | Jan 2023 (4y) | |
| Vincenzo Giovanni Testa | Registered representative | CFP | Jan 2023 (4y) | |
| Samantha Brianne Masey | Registered representative | CFP | Aug 2023 (3y) | |
| Scott Patrick Strohecker | Registered representative | CFP | May 2024 (2y) | |
| Catherine Elizabeth Buck | Registered representative | CFP | Sep 2024 (2y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| United Airlines Pilot Retirement Account Plan | United Airlines, Inc. | 17,444 | $16.8B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 1.08 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $1.6B (99% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗